PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:18 AM ET

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Marshall H. Cole, III

Named as an officer, director or promoter on SEC Form D filings · SC · Nov 17, 2009 → Jul 14, 2023

11deals (issuers)
$288.9Mreported sold
217investors
14Form D filings
2009–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Marshall H. Cole, III is listed as an executive officer and director on 14 SEC Form D filings by 11 issuers between Sep 2009 and Aug 2024. Largest by amount reported sold: Azalea Capital RBIC Fund, L.P. (Greenville, SC — pooled investment fund — 2020–2023; $106.5M reported sold to 50 investors), Azalea Fund IV, L.P. (Greenville, SC — pooled investment fund — 2014–2015; $60.2M reported sold to 81 investors), AZALEA FUND III LP (Greenville, SC — pooled investment fund — 2009; $30.2M reported sold to 44 investors), Azalea Palmetto Co-Invest Fund, L.P. (Greenville, SC — pooled investment fund — 2014; $30.1M reported sold to 2 investors), CORY PACKAGING INC (Greenville, SC — manufacturing — 2011; $12M reported sold to 7 investors) and 6 more (all listed below).

What this means That is a lot of deals — 11 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $288.9M sold in total.

Listed alongside Patrick A. Duncan (9 shared filings), Ben C. Wallace (5 shared filings), R. Patrick Weston (4 shared filings), General Partner Azalea Capital RBIC GP, LLC (3 shared filings, management entity), Adrian Kress (1 shared filing) and 28 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Marshall. Each name links to their own page.

The issuers belong to 3 sponsor groups: Azalea (8 issuers, $263.8M reported sold, 2009–2023), Sage (3 issuers, $9.87M reported sold, 2009–2019) and Westco (2 issuers, $100K reported sold, 2011–2012).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 10 bankruptcy cases matching the name listed in Key records below.

What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 14 public filings for Marshall H. Cole, III and found 5 differences: Form D filed 19 days after the first sale; Form D filed 16 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Marshall H. Cole, III has not run yet — it is joining a line of 12,249 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Marshall H. Cole, III..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

10 cases: 10 closed (disposition not in docket feed)

Marshall L. Cole closed
United States Bankruptcy Court, N.D. Ohio · No. 08-18953 · Filed Nov 14, 2008 · Closed Feb 16, 2010
Role of Marshall L. Cole: Debtor · Outcome: Case closed 2010-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); court in OH (not a filing state); middle initial differs
Marshall Cole closed
United States Bankruptcy Court, E.D. California · No. 07-23078 · Filed Apr 30, 2007 · Closed Sep 14, 2007
Role of Marshall Cole: Debtor · Outcome: Case closed 2007-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); court in CA (not a filing state)
Marshall E Cole closed
United States Bankruptcy Court, D. South Carolina · No. 03-15155 · Filed Dec 4, 2003 · Closed Mar 30, 2004
Role of Marshall E Cole: Debtor · Outcome: Case closed 2004-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); court in the person's filing state (SC); middle initial differs
Marshall Cole closed
United States Bankruptcy Court, D. New Jersey · No. 01-13137 · Filed Mar 28, 2001 · Closed Jan 5, 2006
Role of Marshall Cole: Debtor · Outcome: Case closed 2006-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); court in NJ (not a filing state)
MARSHALL COLE closed
United States Bankruptcy Court, S.D. Mississippi · No. 00-03259 · Filed Jul 14, 2000 · Closed Dec 6, 2000
Role of MARSHALL COLE: Debtor · Outcome: Case closed 2000-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); court in MS (not a filing state)
Marshall Cole closed
United States Bankruptcy Court, N.D. Ohio · No. 98-13067 · Filed Apr 24, 1998 · Closed Sep 25, 1998
Role of Marshall Cole: Debtor · Outcome: Case closed 1998-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); court in OH (not a filing state)
Marshall A. Cole and Susan K. Cole closed
United States Bankruptcy Court, N.D. California · No. 95-58509 · Filed Dec 22, 1995 · Closed Dec 29, 2000
Role of Marshall A. Cole and Susan K. Cole: Debtor · Outcome: Case closed 2000-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); court in CA (not a filing state); middle initial differs
Marshall Cole closed
United States Bankruptcy Court, D. Oregon · No. 93-64504 · Filed Nov 10, 1993 · Closed Feb 24, 1994
Role of Marshall Cole: Debtor · Outcome: Case closed 1994-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); court in OR (not a filing state)
MARSHALL D. COLE and SHIRLEY F. COLE closed
United States Bankruptcy Court, S.D. Mississippi · No. 92-03877 · Filed Oct 21, 1992 · Closed Jun 16, 1993
Role of MARSHALL D. COLE and SHIRLEY F. COLE: Debtor · Outcome: Case closed 1993-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); court in MS (not a filing state); middle initial differs
Marshall A. Cole and Elaine R. Cole closed
United States Bankruptcy Court, N.D. New York · No. 92-12010 · Filed May 6, 1992 · Closed Jul 13, 1993
Role of Marshall A. Cole and Elaine R. Cole: Debtor · Outcome: Case closed 1993-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); court in NY (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Marshall H. Cole, III (compared 14 filings on Oct 24, 2026)

Note · Dec 17, 2010 – Jan 5, 2011

Form D filed 19 days after the first sale — Modus eDiscovery, Inc.

The filing says the first sale was Dec 17, 2010. The Form D was filed Jan 5, 2011 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 5, 2011 ↗Modus eDiscovery, Inc. — PartnerFacts page ↗
Sources
Note · Sep 2, 2009 – Sep 18, 2009

Form D filed 16 days after the first sale — Sage Automotive Interiors, Inc.

The filing says the first sale was Sep 2, 2009. The Form D was filed Sep 18, 2009 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 18, 2009 ↗Sage Automotive Interiors, Inc. — PartnerFacts page ↗
Sources
Note · Nov 3, 2008 – Jul 14, 2023

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Azalea Capital RBIC Fund, L.P. (latest filing Jul 14, 2023) · No amendment in the last 12 months on an offering that may still be open — Azalea Capital South Carolina Fund, L.P. (latest filing Dec 15, 2022) · No amendment in the last 12 months on an offering that may still be open — Azalea Fund IV, L.P. (latest filing Apr 22, 2015) · No amendment in the last 12 months on an offering that may still be open — WESTCO, LLC (latest filing Oct 3, 2011) · No amendment in the last 12 months on an offering that may still be open — AZALEA FUND III LP (latest filing Nov 17, 2009) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jul 14, 2023 ↗Azalea Capital RBIC Fund, L.P. — PartnerFacts page ↗Form D · Dec 15, 2022 ↗Azalea Capital South Carolina Fund, L.P. — PartnerFacts page ↗
Sources
Note · Sep 18, 2009 – Nov 17, 2009

Marshall H. Cole, III is written 2 different ways on the filings

listed as "Marshall Cole" on 6 filings (from Sep 18, 2009), and "Marshall H. Cole, III" on 8 filings (from Nov 17, 2009).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Sep 18, 2009 ↗Form D/A · Nov 17, 2009 ↗Marshall H. Cole, III — PartnerFacts page ↗
Sources
Note · Dec 29, 2022 – Jul 14, 2023

Minimum investment changed between filings — Azalea Capital RBIC Fund, L.P.

The Dec 29, 2022 filing lists a minimum of $0; the Jul 14, 2023 Form D/A lists $30,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 29, 2022 ↗Form D/A (later) · Jul 14, 2023 ↗Azalea Capital RBIC Fund, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 11 offerings reports sales commissions totalling $500,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 2, 2024 D
Restoration Services of the Carolinas Holdings, Inc.
File 021-520449
$0$0$0None listed on this filingEDGAR ↗
Jul 14, 2023 D/A
Azalea Capital RBIC Fund, L.P.
File 021-384717
$0$0$0 (est.)
2% Management Fee
None listed on this filingEDGAR ↗
Dec 15, 2022 D
Azalea Capital South Carolina Fund, L.P.
File 021-467606
$0$0$0
2% Management Fee
None listed on this filingEDGAR ↗
Apr 22, 2015 D/A
Azalea Fund IV, L.P.
File 021-220902
$500,000 (est.)$0$0Lawrence Bruce Hollin BrokerCheck CRD 1324425 ↗
via CV Brokerage Inc. (CRD 462 ↗)
EDGAR ↗
Dec 30, 2014 D
Azalea Palmetto Co-Invest Fund, L.P.
File 021-231081
$0$0$0None listed on this filingEDGAR ↗
Oct 3, 2011 D
WESTCO, LLC
File 021-166681
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2011 D
CORY PACKAGING INC
File 021-162179
$0$0$0
N/A
None listed on this filingEDGAR ↗
Jul 1, 2011 D
STAR PACKAGING ACQUISITION CORP.
File 021-162174
$0$0$0
N/A
None listed on this filingEDGAR ↗
Jan 5, 2011 D
Modus eDiscovery, Inc.
File 021-153017
$0$0$0None listed on this filingEDGAR ↗
Nov 17, 2009 D/A
AZALEA FUND III LP
File 021-124633
$0$0$0 (est.)
Fund management is paid an annual management fee and carried interest.
Edge Corporate Finance, LLC BrokerCheck CRD 144134 ↗EDGAR ↗
Sep 18, 2009 D
Sage Automotive Interiors, Inc.
File 021-134549
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 11

Every issuer that named Marshall H. Cole, III on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RS
Other

Restoration Services of the Carolinas Holdings, Inc.

Greenville, SC · Aug 2, 2024
  • Aug 2, 2024 · D · $10,785,518 sold of $10,785,518 · 3 investors · min. $750,000 · role: Director EDGAR ↗

Raised $10.8M from 3 investors (100% of the $10.8M target) as of the latest filing. Marshall is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Azalea

Azalea Capital RBIC Fund, L.P.

Greenville, SC · Dec 30, 2020 → Jul 14, 2023 · 3 filings
  • Jul 14, 2023 · D/A · $106,530,000 sold of $150,000,000 · 50 investors · min. $30,000 · role: Executive Officer, Director EDGAR ↗
  • Dec 29, 2022 · D/A · $56,000,000 sold of $150,000,000 · 11 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 30, 2020 · D · $56,000,000 sold of $150,000,000 · 11 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $106.5M from 50 investors (71% of the $150M target) as of the latest filing. Marshall is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Azalea

Azalea Capital South Carolina Fund, L.P.

Greenville, SC · Dec 15, 2022
  • Dec 15, 2022 · D · $10,176,000 sold of $100,000,000 · 7 investors · min. $10,000 · role: Director EDGAR ↗

Raised $10.2M from 7 investors (10% of the $100M target) as of the latest filing. Marshall is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AF
Pooled Investment Fund · group: Azalea

Azalea Fund IV, L.P.

Greenville, SC · Jul 14, 2014 → Apr 22, 2015 · 2 filings
  • Apr 22, 2015 · D/A · $60,215,000 sold of $125,000,000 · 81 investors · min. $100,000 · role: Director (Manager of General Partner of the issuer) EDGAR ↗
  • Jul 14, 2014 · D · $25,175,000 sold of $125,000,000 · 67 investors · min. $100,000 · role: Director (Manager of General Partner of the issuer) EDGAR ↗

Raised $60.2M from 81 investors (48% of the $125M target) as of the latest filing. Marshall is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Pooled Investment Fund · group: Azalea

Azalea Palmetto Co-Invest Fund, L.P.

Greenville, SC · Dec 30, 2014
  • Dec 30, 2014 · D · $30,075,000 sold of $30,075,000 · 2 investors · min. $30,000,000 · role: Executive Officer, Director (Manager of General Partner of the issuer) EDGAR ↗

Raised $30.1M from 2 investors (100% of the $30.1M target) as of the latest filing. Marshall is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

W
Retailing · group: Westco

WESTCO, LLC

Greenville, SC · Oct 3, 2011
  • Oct 3, 2011 · D · $100,000 sold of Indefinite · 1 investors · min. $5,000 · role: Director (Manager) EDGAR ↗

Raised $100K from 1 investor as of the latest filing. Marshall is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CP
Manufacturing · group: Azalea

CORY PACKAGING INC

Greenville, SC · Jul 1, 2011
  • Jul 1, 2011 · D · $12,000,000 sold of $12,000,000 · 7 investors · min. No minimum reported · role: Executive Officer, Director (SECRETARY) EDGAR ↗

Raised $12M from 7 investors (100% of the $12M target) as of the latest filing. Marshall is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SP
Manufacturing · group: Azalea

STAR PACKAGING ACQUISITION CORP.

Greenville, SC · Jul 1, 2011
  • Jul 1, 2011 · D · $9,600,000 sold of $9,600,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director (SECRETARY) EDGAR ↗

Raised $9.6M from 2 investors (100% of the $9.6M target) as of the latest filing. Marshall is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

ME
Other

Modus eDiscovery, Inc.

Greenville, SC · Jan 5, 2011
  • Jan 5, 2011 · D · $5,450,000 sold of $5,450,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9.56M from 3 investors (100% of the $5.45M target) as of the latest filing. Marshall is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AF
Pooled Investment Fund · group: Azalea

AZALEA FUND III LP

Greenville, SC · Nov 17, 2009
  • Nov 17, 2009 · D/A · $30,225,000 sold of $100,000,000 · 44 investors · min. No minimum reported · role: Director (Member of Azalea Fund III GP, LLC, its General Partner) EDGAR ↗

Raised $30.2M from 44 investors (30% of the $100M target) as of the latest filing. Marshall is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SA
Manufacturing · group: Sage

Sage Automotive Interiors, Inc.

Spartanburg, SC · Sep 18, 2009
  • Sep 18, 2009 · D · $9,650,000 sold of $10,000,000 · 17 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9.65M from 17 investors (97% of the $10M target) as of the latest filing. Marshall is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Marshall 33

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MA
Management entity

M. Azalea Management III, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

MA
Management entity

M. Azalea Fund III GP, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick A. Duncan

Director, Executive Officer · 9 shared filings (6 issuers) · also on 1 other issuer

Patrick A. Duncan is on 7 issuers in total — a repeat sponsor. Their page lists every one.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Ben C. Wallace

Executive Officer, Director · 5 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

R. Patrick Weston

Director, Executive Officer · 4 shared filings (3 issuers) · also on 2 other issuers

R. Patrick Weston is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Mikina

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Morris

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Steele

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Adrian Kress

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Matt Bowers

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Morris

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Dirk Pieper

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

CV
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Vozza

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Frank

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Brad Smith

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

David Gable

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian McSharry

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Heard

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Pat Duncan

Director · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John Lowrance

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

ZW
No photo found yet (own website and image search run after this page is viewed)
Person

Zeno Windley

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Micali

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Benny M. LaRussa, Jr.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Self

Director · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond Patrick Weston

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

FC
No photo found yet (own website and image search run after this page is viewed)
Person

FRED CROWE

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John Wells

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Meredith Pflug

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John D. Wheeler

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Pressley Cavin Stutts

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Littleton

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Marshall H. Cole, III. Their page shows their other deals.

The team behind the deals

A
Sponsor group

Azalea

8 issuers · 11 filings · $263.8M reported sold · 2009–2023

One team, 8 deal companies. Marshall H. Cole, III is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Marshall H. Cole, III.

S
Sponsor group

Sage

3 issuers · 5 filings · $9.87M reported sold · 2009–2019

One team, 3 deal companies. Marshall H. Cole, III is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Marshall H. Cole, III.

W
Sponsor group

Westco

2 issuers · 2 filings · $100K reported sold · 2011–2012

One team, 2 deal companies. Marshall H. Cole, III is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Marshall H. Cole, III.

Registrations and other filings

Adviser registration (Form ADV)

None of the 11 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Marshall H. Cole, III by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 11 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Marshall H. Cole, III is listed on: none on file. No website or social profile named in Azalea Capital RBIC Fund, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #122,172 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Greenville, SC). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗South Carolina state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

South Carolina Secretary of State business search ↗OpenCorporates ↗

Change history

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