PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:50 AM ET

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Mark Fleming

Named as an officer, director or promoter on SEC Form D filings · OH · Dec 28, 2022 → Feb 26, 2026

2deals (issuers)
$4Mreported sold
8investors
2Form D filings
2022–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:53 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Fleming is listed as an executive officer on 2 SEC Form D filings by 2 issuers between Dec 2022 and Feb 2026: PTI TECHNOVATIONS LLC (Cleveland, OH — other technology — 2022; $4M reported sold to 8 investors) and Owner Actions Fund I, L.P. (Westerville, OH — pooled investment fund — 2026).

What this means 2 separate companies raised money with this person listed as executive officer, over about 4 years. Across those companies the filings report $4M sold in total.

Listed alongside Anthony Ciepiel (1 shared filing), DON W. COCHRAN (1 shared filing), JAMES A. COCHRAN (1 shared filing), JOHN BECKETT (1 shared filing) and PAUL CASCIO (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 43 bankruptcy cases matching the name listed in Key records below.

What this means 44 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Mark Fleming and found 4 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Mark Fleming" (NV) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Fleming has not run yet — it is joining a line of 41,880 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

FLEMING, MARK K v. PRIORITY FINANCIAL SERVICES INC dismissed
District Court, S.D. Indiana · No. 1:97-cv-00396 · Filed Mar 10, 1997 · Closed May 5, 1997 · Nature of suit: 890 Other statutory actions
Role of FLEMING, MARK K: Plaintiff · Outcome: Terminated 1997-05-05 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in IN (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:53 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Fleming..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

43 cases: 43 closed (disposition not in docket feed)

Mark E Fleming and Beverly J McIlhenny closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 13-16099 · Filed Jul 11, 2013 · Closed May 20, 2014
Role of Mark E Fleming and Beverly J McIlhenny: Debtor · Outcome: Case closed 2014-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Mark E. Fleming and Donna M. Fleming closed
United States Bankruptcy Court, D. Massachusetts · No. 13-40400 · Filed Feb 22, 2013 · Closed Jun 24, 2013
Role of Mark E. Fleming and Donna M. Fleming: Debtor · Outcome: Case closed 2013-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
Mark Fleming closed
United States Bankruptcy Court, D. Colorado · No. 12-27216 · Filed Aug 16, 2012 · Closed Jan 9, 2013
Role of Mark Fleming: Debtor · Outcome: Case closed 2013-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in CO (not a filing state)
Mark D. Fleming closed
United States Bankruptcy Court, S.D. Alabama · No. 12-00096 · Filed Jan 10, 2012 · Closed Mar 15, 2013
Role of Mark D. Fleming: Debtor · Outcome: Case closed 2013-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Mark A. Fleming and Stacy J. Fleming closed
United States Bankruptcy Court, N.D. Indiana · No. 11-40680 · Filed Aug 19, 2011 · Closed Dec 13, 2011
Role of Mark A. Fleming and Stacy J. Fleming: Debtor · Outcome: Case closed 2011-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in IN (not a filing state)
Mark Fleming closed
United States Bankruptcy Court, E.D. New York · No. 1-11-44265 · Filed May 19, 2011 · Closed Mar 7, 2012
Role of Mark Fleming: Debtor · Outcome: Case closed 2012-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Mark A. Fleming and Deborah A. Fleming closed
United States Bankruptcy Court, S.D. Florida. · No. 11-18255 · Filed Mar 29, 2011 · Closed Jul 13, 2011
Role of Mark A. Fleming and Deborah A. Fleming: Debtor · Outcome: Case closed 2011-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Mark Fleming closed
United States Bankruptcy Court, E.D. New York · No. 1-11-41460 · Filed Feb 25, 2011 · Closed May 17, 2011
Role of Mark Fleming: Debtor · Outcome: Case closed 2011-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Mark E Fleming and Beverly J McIlhenny closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 10-15587 · Filed Jul 8, 2010 · Closed Jan 3, 2011
Role of Mark E Fleming and Beverly J McIlhenny: Debtor · Outcome: Case closed 2011-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
Mark Fleming closed
United States Bankruptcy Court, E.D. New York · No. 1-10-44152 · Filed May 6, 2010 · Closed Jul 1, 2010
Role of Mark Fleming: Debtor · Outcome: Case closed 2010-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Mark Fleming closed
United States Bankruptcy Court, E.D. New York · No. 1-10-40089 · Filed Jan 7, 2010 · Closed Jan 24, 2011
Role of Mark Fleming: Debtor · Outcome: Case closed 2011-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Mark Fleming closed
United States Bankruptcy Court, E.D. New York · No. 1-09-48034 · Filed Sep 17, 2009 · Closed Nov 12, 2009
Role of Mark Fleming: Debtor · Outcome: Case closed 2009-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Mark C Fleming and Sharon R Fleming closed
United States Bankruptcy Court, D. Oregon · No. 09-35620 · Filed Jul 16, 2009 · Closed Oct 28, 2014
Role of Mark C Fleming and Sharon R Fleming: Debtor · Outcome: Case closed 2014-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in OR (not a filing state)
Mark D. Fleming closed
United States Bankruptcy Court, N.D. Texas · No. 08-44220 · Filed Sep 17, 2008 · Closed Dec 17, 2008
Role of Mark D. Fleming: Debtor · Outcome: Case closed 2008-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
Mark A. Fleming and Kara M. Fleming closed
United States Bankruptcy Court, N.D. Iowa · No. 05-06354 · Filed Oct 13, 2005 · Closed Jan 25, 2006
Role of Mark A. Fleming and Kara M. Fleming: Debtor · Outcome: Case closed 2006-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in IA (not a filing state)
Mark Fleming closed
United States Bankruptcy Court, N.D. Ohio · No. 05-39660 · Filed Sep 14, 2005 · Closed Jan 20, 2006
Role of Mark Fleming: Debtor · Outcome: Case closed 2006-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)
Mark L. Fleming and Cindy L. Fleming closed
United States Bankruptcy Court, S.D. Illinois · No. 05-40493 · Filed Feb 28, 2005 · Closed Nov 20, 2006
Role of Mark L. Fleming and Cindy L. Fleming: Debtor · Outcome: Case closed 2006-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Mark J Fleming closed
United States Bankruptcy Court, N.D. Illinois · No. 04-09020 · Filed Mar 8, 2004 · Closed Jul 19, 2004
Role of Mark J Fleming: Debtor · Outcome: Case closed 2004-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Mark Fleming and Ronnell Fleming closed
United States Bankruptcy Court, E.D. Missouri · No. 02-53778 · Filed Nov 19, 2002 · Closed Dec 17, 2003
Role of Mark Fleming and Ronnell Fleming: Debtor · Outcome: Case closed 2003-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in MO (not a filing state)
Mark A. Fleming closed
United States Bankruptcy Court, N.D. New York · No. 02-62765 · Filed May 6, 2002 · Closed Sep 13, 2002
Role of Mark A. Fleming: Debtor · Outcome: Case closed 2002-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Mark C. Fleming closed
United States Bankruptcy Court, E.D. California · No. 02-13895 · Filed Apr 26, 2002 · Closed Aug 13, 2002
Role of Mark C. Fleming: Debtor · Outcome: Case closed 2002-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Mark Fleming and Ronnell Fleming closed
United States Bankruptcy Court, E.D. Missouri · No. 01-51456 · Filed Oct 17, 2001 · Closed Aug 22, 2002
Role of Mark Fleming and Ronnell Fleming: Debtor · Outcome: Case closed 2002-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in MO (not a filing state)
Mark D Fleming closed
United States Bankruptcy Court, C.D. California · No. 8:01-bk-13111 · Filed Apr 13, 2001 · Closed Sep 25, 2001
Role of Mark D Fleming: Debtor · Outcome: Case closed 2001-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Mark D Fleming closed
United States Bankruptcy Court, C.D. California · No. 8:01-bk-10368 · Filed Jan 17, 2001 · Closed Jul 16, 2001
Role of Mark D Fleming: Debtor · Outcome: Case closed 2001-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Mark D Fleming, Sr and Jeanette A Fleming closed
United States Bankruptcy Court, S.D. Ohio · No. 2:00-bk-58559 · Filed Sep 22, 2000 · Closed Mar 11, 2004
Role of Mark D Fleming, Sr: Debtor · Outcome: Case closed 2004-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)
Mark A. Fleming closed
United States Bankruptcy Court, M.D. Florida · No. 2:99-bk-17911 · Filed Nov 5, 1999 · Closed Aug 19, 2003
Role of Mark A. Fleming: Debtor · Outcome: Case closed 2003-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Mark H. Fleming and Carla L. Flelming closed
United States Bankruptcy Court, S.D. California · No. 98-16313 · Filed Dec 7, 1998 · Closed May 24, 2004
Role of Mark H. Fleming and Carla L. Flelming: Debtor · Outcome: Case closed 2004-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Mark A. Fleming and Ronnell U. Fleming closed
United States Bankruptcy Court, E.D. Missouri · No. 98-49956 · Filed Sep 11, 1998 · Closed Mar 27, 2001
Role of Mark A. Fleming and Ronnell U. Fleming: Debtor · Outcome: Case closed 2001-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in MO (not a filing state)
Mark Fleming closed
United States Bankruptcy Court, N.D. Illinois · No. 98-00270 · Filed Jan 6, 1998 · Closed Apr 23, 1998
Role of Mark Fleming: Debtor · Outcome: Case closed 1998-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Mark R. Fleming closed
United States Bankruptcy Court, N.D. California · No. 97-12976 · Filed Aug 7, 1997 · Closed Nov 19, 1997
Role of Mark R. Fleming: Debtor · Outcome: Case closed 1997-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Mark A Fleming and Stacy J Fleming closed
United States Bankruptcy Court, N.D. Illinois · No. 96-53040 · Filed Nov 15, 1996 · Closed Mar 5, 1997
Role of Mark A Fleming and Stacy J Fleming: Debtor · Outcome: Case closed 1997-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Mark A. Fleming closed
United States Bankruptcy Court, D. Maine · No. 95-10798 · Filed Oct 13, 1995 · Closed Feb 20, 1996
Role of Mark A. Fleming: Debtor · Outcome: Case closed 1996-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in ME (not a filing state)
Mark D. Fleming closed
United States Bankruptcy Court, N.D. Ohio · No. 95-30404 · Filed Feb 22, 1995 · Closed Sep 20, 1995
Role of Mark D. Fleming: Debtor · Outcome: Case closed 1995-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)
Mark Fleming closed
United States Bankruptcy Court, N.D. Ohio · No. 94-15352 · Filed Dec 22, 1994 · Closed May 23, 1997
Role of Mark Fleming: Debtor · Outcome: Case closed 1997-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)
MARK E. FLEMING and CHERYL L. CARTER FLEMING closed
United States Bankruptcy Court, N.D. Alabama · No. 94-42502 · Filed Nov 30, 1994 · Closed Apr 7, 1995
Role of MARK E. FLEMING and CHERYL L. CARTER FLEMING: Debtor · Outcome: Case closed 1995-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Mark H. Fleming and Carla L. Fleming closed
United States Bankruptcy Court, S.D. California · No. 94-03237 · Filed Mar 23, 1994 · Closed Mar 30, 1995
Role of Mark H. Fleming and Carla L. Fleming: Debtor · Outcome: Case closed 1995-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Mark S. Fleming closed
United States Bankruptcy Court, D. Oregon · No. 93-64819 · Filed Dec 2, 1993 · Closed May 7, 1994
Role of Mark S. Fleming: Debtor · Outcome: Case closed 1994-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in OR (not a filing state)
Mark K. Fleming closed
United States Bankruptcy Court, D. New Hampshire · No. 93-12114 · Filed Jul 20, 1993 · Closed Nov 29, 1993
Role of Mark K. Fleming: Debtor · Outcome: Case closed 1993-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in NH (not a filing state)
Mark Fleming and Tina King closed
United States Bankruptcy Court, N.D. Illinois · No. 92-27238 · Filed Dec 7, 1992 · Closed Jul 15, 1993
Role of Mark Fleming and Tina King: Debtor · Outcome: Case closed 1993-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Mark A. Fleming closed
United States Bankruptcy Court, S.D. Ohio · No. 1:92-bk-10825 · Filed Feb 18, 1992 · Closed Dec 16, 1997
Role of Mark A. Fleming: Debtor · Outcome: Case closed 1997-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (OH)
Mark C. Fleming and Sharon R. Fleming closed
United States Bankruptcy Court, D. Oregon · No. 91-30909 · Filed Feb 8, 1991 · Closed Jan 17, 1995
Role of Mark C. Fleming and Sharon R. Fleming: Debtor · Outcome: Case closed 1995-01-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in OR (not a filing state)
Mark Fleming closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:90-bk-40180 · Filed Jan 23, 1990 · Closed Aug 27, 1990
Role of Mark Fleming: Debtor · Outcome: Case closed 1990-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)
Mark A. Fleming closed
United States Bankruptcy Court, N.D. New York · No. 87-00162 · Filed Feb 9, 1987 · Closed Oct 23, 1987
Role of Mark A. Fleming: Debtor · Outcome: Case closed 1987-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 84 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:53 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Mark Fleming (compared 2 filings on Oct 24, 2026)

Note · Dec 22, 2022 – Dec 28, 2022

No amendment in the last 12 months on an offering that may still be open — PTI TECHNOVATIONS LLC (latest filing Dec 28, 2022)

The latest filing for this offering is dated Dec 28, 2022 (first sale Dec 22, 2022). It reports $750,000 sold of $5,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 28, 2022 ↗PTI TECHNOVATIONS LLC — PartnerFacts page ↗
Sources
Note · May 21, 2026

Same name, different state: "Mark Fleming" (NV) is a separate record

This page covers filings where the address state is OH. A separate record, "Mark Fleming" with address state NV, is listed on 1 filing — most recently by Waypoint Energy Fund 2026, L.P. (May 21, 2026). The two records do not overlap in time: this page runs Dec 28, 2022 to Feb 26, 2026; the other has one filing dated May 21, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Fleming (NV) — PartnerFacts page ↗Form D · May 21, 2026 ↗Waypoint Energy Fund 2026, L.P. — PartnerFacts page ↗Mark Fleming (OH) — this page ↗
Sources
Note · May 31, 2018 – Sep 24, 2019

Same name, different state: "Mark Fleming" (CO) is a separate record

This page covers filings where the address state is OH. A separate record, "Mark Fleming" with address state CO, is listed on 2 filings — most recently by iKOR Labs Inc. (Sep 24, 2019). The two records do not overlap in time: this page runs Dec 28, 2022 to Feb 26, 2026; the other runs May 31, 2018 to Sep 24, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Fleming (CO) — PartnerFacts page ↗Form D · Sep 24, 2019 ↗iKOR Labs Inc. — PartnerFacts page ↗Mark Fleming (OH) — this page ↗
Sources
Note · May 5, 2016

Same name, different state: "Mark Fleming" (CT) is a separate record

This page covers filings where the address state is OH. A separate record, "Mark Fleming" with address state CT, is listed on 1 filing — most recently by Queralt, Inc. (May 5, 2016). The two records do not overlap in time: this page runs Dec 28, 2022 to Feb 26, 2026; the other has one filing dated May 5, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Fleming (CT) — PartnerFacts page ↗Form D · May 5, 2016 ↗Queralt, Inc. — PartnerFacts page ↗Mark Fleming (OH) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $50,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 26, 2026 D
Owner Actions Fund I, L.P.
File 021-574832
$0$0$50,000 (est.)None listed on this filingEDGAR ↗
Dec 28, 2022 D
PTI TECHNOVATIONS LLC
File 021-468944
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Mark Fleming on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

OA
Pooled Investment Fund

Owner Actions Fund I, L.P.

Westerville, OH · Feb 26, 2026
  • Feb 26, 2026 · D · $0 sold of $5,000,000 · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PT
Other Technology

PTI TECHNOVATIONS LLC

Cleveland, OH · Dec 28, 2022
  • Dec 28, 2022 · D · $750,000 sold of $5,000,000 · 2 investors · min. $125,000 · role: Executive Officer EDGAR ↗

Raised $4M from 8 investors (80% of the $5M target) as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark Fleming — CT, 1 issuer, May 5, 2016 → May 5, 2016 · no shared issuer
  • Mark Fleming — CO, 1 issuer, May 31, 2018 → Sep 24, 2019 · no shared issuer
  • Mark Fleming — NV, 1 issuer, May 21, 2026 → May 21, 2026 · no shared issuer

People around Mark 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

PAUL CASCIO

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Fleming. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES A. COCHRAN

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Fleming. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

DON W. COCHRAN

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Fleming. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN BECKETT

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Fleming. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Ciepiel

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Fleming. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Fleming by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Fleming is listed on: none on file. No website or social profile named in PTI TECHNOVATIONS LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #136,463 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cleveland, OH). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Franklin County OH Clerk of Courts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Ohio Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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