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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:59 AM ET

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Mark Vassallo

Named as an officer, director or promoter on SEC Form D filings · NY, CA, WA · Jun 12, 2014 → Jul 20, 2026

17deals (issuers)
$6.52Breported sold
653investors
39Form D filings
2014–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Vassallo is listed as an executive officer and director on 39 SEC Form D filings by 17 issuers between Apr 2010 and Jul 2026. Largest by amount reported sold: Lightyear Fund VI-A, L.P. (New York, NY — pooled investment fund — 2024–2026; $1.38B reported sold to 58 investors), Lightyear Fund VI, L.P. (New York, NY — pooled investment fund — 2024–2026; $1.07B reported sold to 93 investors), Lightyear Fund IV, L.P. (New York, NY — pooled investment fund — 2016–2017; $957.3M reported sold to 40 investors), Lightyear Fund III, L.P. (New York, NY — pooled investment fund — 2011–2012; $914M reported sold to 38 investors), Lightyear Fund V, L.P. (New York, NY — pooled investment fund — 2020–2021; $772.3M reported sold to 21 investors) and 12 more (all listed below).

What this means That is a lot of deals — 17 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $6.52B sold in total.

Listed alongside Lori Forlano (31 shared filings), LY Holdings, LLC (28 shared filings, management entity), Daniel Stencel (13 shared filings), Donald B. Marron (13 shared filings), Chestnut Venture Holdings, LLC (9 shared filings, management entity) and 61 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

The issuers belong to 2 sponsor groups: Lightyear (18 issuers, $8.55B reported sold, 2010–2026) and Hampshire (7 issuers, $363.3M reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 39 public filings for Mark Vassallo and found 10 differences, 1 worth asking the sponsor about: Bankruptcy case: Mark T. Vassallo and Alyssa R. Vassallo; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Vassallo has not run yet — it is joining a line of 44,882 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Vassallo..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Mark T. Vassallo and Alyssa R. Vassallo closed
United States Bankruptcy Court, S.D. New York · No. 12-36419 · Filed May 31, 2012 · Closed Oct 24, 2012
Role of Mark T. Vassallo and Alyssa R. Vassallo: Debtor · Outcome: Case closed 2012-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)
Mark L. Vassallo and Leanne M. Vassallo closed
United States Bankruptcy Court, W.D. Texas · No. 01-52348 · Filed May 18, 2001 · Closed Aug 31, 2001
Role of Mark L. Vassallo and Leanne M. Vassallo: Debtor · Outcome: Case closed 2001-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Mark Vassallo — 1 worth asking about (compared 39 filings on Oct 24, 2026)

Worth asking · May 31, 2012 – Oct 24, 2012

Bankruptcy case: Mark T. Vassallo and Alyssa R. Vassallo — filed May 31, 2012

United States Bankruptcy Court, S.D. New York docket "Mark T. Vassallo and Alyssa R. Vassallo" filed May 31, 2012, closed Oct 24, 2012. Mark Vassallo is listed as Debtor ("Mark T. Vassallo and Alyssa R. Vassallo"). Our match estimate: 58%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗
Sources
Note · Dec 29, 2015 – Jan 21, 2021

Bankruptcy case: Stuart F Szabo — filed Dec 29, 2015

United States Bankruptcy Court, E.D. New York docket "Stuart F Szabo" filed Dec 29, 2015, closed Jan 21, 2021. Stuart Szabo (listed on the same filings) is listed as Debtor ("Stuart F Szabo"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. New York ↗Stuart Szabo — PartnerFacts page ↗
Sources
Note · Mar 15, 2010 – Apr 19, 2010

Form D filed 35 days after the first sale — Cetera Financial Holdings, Inc.

The filing says the first sale was Mar 15, 2010. The Form D was filed Apr 19, 2010 — 35 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 20 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 19, 2010 ↗Cetera Financial Holdings, Inc. — PartnerFacts page ↗
Sources
Note · Mar 15, 2010 – Jan 14, 2020

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Lighthouse Holdings, L.P. (latest filing Jan 14, 2020) · No amendment in the last 12 months on an offering that may still be open — Lighthouse Holdings, Inc./DE (latest filing May 15, 2019) · No amendment in the last 12 months on an offering that may still be open — Lightyear Fund IV, L.P. (latest filing Nov 27, 2017) · No amendment in the last 12 months on an offering that may still be open — Advisor Group Holdings, Inc. (latest filing Jan 11, 2017) · No amendment in the last 12 months on an offering that may still be open — RidgeWorth Holdings LLC (latest filing Jun 12, 2014) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jan 14, 2020 ↗Lighthouse Holdings, L.P. — PartnerFacts page ↗Form D · May 15, 2019 ↗Lighthouse Holdings, Inc./DE — PartnerFacts page ↗
Sources
Note · Jun 1, 2012 – Apr 20, 2026

6 offerings changed their target amount between filings

Offering amount changed between filings — Lightyear Fund VI-A, L.P. · Offering amount changed between filings — Lightyear Fund VI, L.P. · Offering amount changed between filings — Lightyear Fund V-A, L.P. · Offering amount changed between filings — Lightyear Fund V, L.P. · Offering amount changed between filings — Lightyear Feeder Fund V, L.P. · and 1 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Oct 28, 2025 ↗Form D/A (later) · Apr 20, 2026 ↗Lightyear Fund VI-A, L.P. — PartnerFacts page ↗Form D/A (earlier) · Oct 28, 2025 ↗
Sources
Note · Aug 15, 2011 – Oct 17, 2011

Minimum investment changed between filings — Lightyear Fund III, L.P.

The Aug 15, 2011 filing lists a minimum of $1,000,000; the Oct 17, 2011 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 15, 2011 ↗Form D/A (later) · Oct 17, 2011 ↗Lightyear Fund III, L.P. — PartnerFacts page ↗
Sources
Note · Feb 23, 2011 – Mar 25, 2011

Minimum investment changed between filings — Lightyear Fund III, L.P.

The Feb 23, 2011 filing lists a minimum of $10,000,000; the Mar 25, 2011 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Feb 23, 2011 ↗Form D/A (later) · Mar 25, 2011 ↗Lightyear Fund III, L.P. — PartnerFacts page ↗
Sources
Note · Apr 19, 2010 – Feb 23, 2011

Mark Vassallo is written 2 different ways on the filings

listed as "Mark Vassallo" on 28 filings (from Apr 19, 2010), and "Mark F. Vassallo" on 11 filings (from Feb 23, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Apr 19, 2010 ↗Form D · Feb 23, 2011 ↗Mark Vassallo — PartnerFacts page ↗
Sources
Note · Aug 10, 2011

Same name, different state: "Mark F. Vassallo" (TX) is a separate record

This page covers filings where the address state is NY or CA or WA. A separate record, "Mark F. Vassallo" with address state TX, is listed on 1 filing — most recently by Houston International Insurance Group LTD (Aug 10, 2011). The two records do not overlap in time: this page runs Jun 12, 2014 to Jul 20, 2026; the other has one filing dated Aug 10, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark F. Vassallo (TX) — PartnerFacts page ↗Form D · Aug 10, 2011 ↗Houston International Insurance Group LTD — PartnerFacts page ↗Mark Vassallo (NY,CA,WA) — this page ↗
Sources
Note · Apr 19, 2010 – Jul 20, 2026

Mark Vassallo is listed with 3 different address states: CA, NY, WA

CA on 1 filing (Apr 19, 2010); NY on 37 filings (Feb 23, 2011 to Jul 20, 2026); WA on 1 filing (Jan 14, 2020).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Apr 19, 2010 ↗Form D · Feb 23, 2011 ↗Form D · Jan 14, 2020 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

8 of 17 offerings report sales commissions totalling $43,012,811; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 20, 2026 D
Allworth Management Holdings, LLC
File 021-591505
$0$0$0None listed on this filingEDGAR ↗
Jul 20, 2026 D
AWF Consolidated Holdings, L.P.
File 021-591503
$0$0$0None listed on this filingEDGAR ↗
Apr 20, 2026 D/A
Lightyear Fund VI, L.P.
File 021-519201
$5,393,435$0$0
The GP of the Issuer is entitled to carried interest. The Issuer will also pay management fees to its investment manager, Lightyear Capital VI, LLC. The carried interest and management fees are disclosed in the Issuer's confidential offering materials.
None no CRD number reported
via Atlantic-Pacific Capital, Inc. (CRD 000038356 ↗)

None no CRD number reported
via UBS Financial Services Inc. (CRD 000008174 ↗)
EDGAR ↗
Apr 20, 2026 D/A
Lightyear Fund VI-A, L.P.
File 021-519203
$13,282,972$0$0
The GP of the Issuer is entitled to carried interest. The Issuer will also pay management fees to its investment manager, Lightyear Capital VI, LLC. The carried interest and management fees are disclosed in the Issuer's confidential offering materials.
None no CRD number reported
via Atlantic-Pacific Capital, Inc. (CRD 000038356 ↗)

None no CRD number reported
via UBS Financial Services Inc. (CRD 000008174 ↗)
EDGAR ↗
Oct 16, 2025 D
Lightyear Feeder Fund VI, L.P
File 021-561150
$0 (est.)$0 (est.)$0
The GP of the Issuer is entitled to a carried interest. The carried interest is disclosed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Apr 23, 2024 D
Lightyear AMP CV, L.P.
File 021-511390
$427,202 (est.)$0 (est.)$0None no CRD number reported
via Evercore Group L.L.C. (CRD 000042405 ↗)
EDGAR ↗
Apr 23, 2024 D
Lightyear AMP CV Holding, L.P.
File 021-511393
$427,202$0 (est.)$0None no CRD number reported
via Evercore Group L.L.C. (CRD 000042405 ↗)
EDGAR ↗
Nov 12, 2021 D/A
Lightyear Fund V-A, L.P.
File 021-362885
$6,574,772$0$0
The GP of the Issuer is entitled to a carried interest. The Issuer will also pay management fees to its investment manager, Lightyear Capital LLC. The carried interest and management fee are disclosed in the Issuer's confidential offering materials.
None no CRD number reported
via Atlantic-Pacific Capital, Inc. (CRD 38356 ↗)

None no CRD number reported
via Konomi, Inc.
EDGAR ↗
Nov 12, 2021 D/A
Lightyear Fund V, L.P.
File 021-362886
$2,018,728$0$0
The GP of the Issuer is entitled to a carried interest. The Issuer will also pay management fees to its investment manager, Lightyear Capital LLC. The carried interest and management fee are disclosed in the Issuer's confidential offering materials.
None no CRD number reported
via Atlantic-Pacific Capital, Inc. (CRD 38356 ↗)

None no CRD number reported
via Konomi, Inc.
EDGAR ↗
Nov 12, 2021 D/A
Lightyear Feeder Fund V, L.P.
File 021-418720
$0$0$0
The GP of the Issuer is entitled to a carried interest. The carried interest is disclosed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jan 14, 2020 D
Lighthouse Holdings, L.P.
File 021-357963
$0$0$0None listed on this filingEDGAR ↗
May 15, 2019 D
Lighthouse Holdings, Inc./DE
File 021-339700
$0$0$0None listed on this filingEDGAR ↗
Nov 27, 2017 D/A
Lightyear Fund IV, L.P.
File 021-257619
$3,383,000 (est.)$0 (est.)$0UBS Securities LLC BrokerCheck CRD 7654 ↗
via UBS Securities LLC (CRD 7654 ↗)
EDGAR ↗
Jan 11, 2017 D/A
Advisor Group Holdings, Inc.
File 021-272104
$0$0$0None listed on this filingEDGAR ↗
Jun 12, 2014 D
RidgeWorth Holdings LLC
File 021-219084
$0$0$0None listed on this filingEDGAR ↗
Aug 15, 2012 D/A
Lightyear Fund III, L.P.
File 021-155716
$11,505,500 (est.)$0$0UBS Securities LLC BrokerCheck CRD 7654 ↗
via UBS Securities LLC (CRD 7654 ↗)
EDGAR ↗
Apr 19, 2010 D
Cetera Financial Holdings, Inc.
File 021-140807
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 17

Every issuer that named Mark Vassallo on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AM
Other · group: Hampshire

Allworth Management Holdings, LLC

Folsom, CA · Jul 20, 2026
  • Jul 20, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Other · group: Hampshire

AWF Consolidated Holdings, L.P.

Folsom, CA · Jul 20, 2026
  • Jul 20, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LF
Pooled Investment Fund · group: Lightyear

Lightyear Fund VI-A, L.P.

New York, NY · Jul 18, 2024 → Apr 20, 2026 · 4 filings
  • Apr 20, 2026 · D/A · $1,378,867,666 sold of $1,378,867,666 · 58 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 28, 2025 · D/A · $1,085,472,071 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 18, 2025 · D/A · $556,898,099 sold of Indefinite · 21 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 18, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.38B from 58 investors (100% of the $1.38B target) as of the latest filing. Mark is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LF
Pooled Investment Fund · group: Lightyear

Lightyear Fund VI, L.P.

New York, NY · Jul 18, 2024 → Apr 20, 2026 · 4 filings
  • Apr 20, 2026 · D/A · $1,074,682,334 sold of $1,074,682,334 · 93 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 28, 2025 · D/A · $843,677,929 sold of Indefinite · 44 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 18, 2025 · D/A · $789,501,901 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 18, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.07B from 93 investors (100% of the $1.07B target) as of the latest filing. Mark is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LF
Pooled Investment Fund · group: Lightyear

Lightyear Feeder Fund VI, L.P

New York, NY · Oct 16, 2025
  • Oct 16, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LA
Pooled Investment Fund · group: Lightyear

Lightyear AMP CV Holding, L.P.

New York, NY · Apr 23, 2024
  • Apr 23, 2024 · D · $119,533,052 sold of $119,533,052 · 15 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $119.5M from 15 investors (100% of the $119.5M target) as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LA
Pooled Investment Fund · group: Lightyear

Lightyear AMP CV, L.P.

New York, NY · Apr 23, 2024
  • Apr 23, 2024 · D · $318,118,745 sold of $318,118,745 · 22 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $318.1M from 22 investors (100% of the $318.1M target) as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LF
Pooled Investment Fund · group: Lightyear

Lightyear Fund V-A, L.P.

New York, NY · Mar 16, 2020 → Nov 12, 2021 · 3 filings
  • Nov 12, 2021 · D/A · $746,700,000 sold of $746,700,000 · 17 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 16, 2021 · D/A · $472,310,012 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 16, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $746.7M from 17 investors (100% of the $746.7M target) as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LF
Pooled Investment Fund · group: Lightyear

Lightyear Fund V, L.P.

New York, NY · Mar 16, 2020 → Nov 12, 2021 · 3 filings
  • Nov 12, 2021 · D/A · $772,300,000 sold of $772,300,000 · 21 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 16, 2021 · D/A · $465,978,232 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 16, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $772.3M from 21 investors (100% of the $772.3M target) as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LF
Pooled Investment Fund · group: Lightyear

Lightyear Feeder Fund V, L.P.

New York, NY · Oct 27, 2021 → Nov 12, 2021 · 2 filings
  • Nov 12, 2021 · D/A · $16,800,000 sold of $16,800,000 · 18 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 27, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $16.8M from 18 investors (100% of the $16.8M target) as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LH
Other Technology

Lighthouse Holdings, L.P.

Seattle, WA · Jan 14, 2020
  • Jan 14, 2020 · D · $0 sold of Indefinite · 15 investors · min. No minimum reported · role: Director EDGAR ↗

15 investors reported; no amount sold yet as of the latest filing. Mark is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LH
Other Technology · group: Lightyear

Lighthouse Holdings, Inc./DE

New York, NY · May 15, 2019
  • May 15, 2019 · D · $47,713,249 sold of Indefinite · 23 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $47.7M from 23 investors as of the latest filing. Mark is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LF
Pooled Investment Fund · group: Lightyear

Lightyear Fund IV, L.P.

New York, NY · Feb 17, 2016 → Nov 27, 2017 · 3 filings
  • Nov 27, 2017 · D/A · $957,250,000 sold of Indefinite · 40 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Feb 17, 2017 · D/A · $771,134,021 sold of Indefinite · 28 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Feb 17, 2016 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $957.3M from 40 investors as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AG
Other Banking and Financial Services

Advisor Group Holdings, Inc.

New York, NY · Oct 7, 2016 → Jan 11, 2017 · 2 filings
  • Jan 11, 2017 · D/A · $9,150,000 sold of Indefinite · 132 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 7, 2016 · D · $0 sold of Indefinite · 0 investors · min. $50,000 · role: Director EDGAR ↗

Raised $9.15M from 132 investors as of the latest filing. Mark is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RH
Other Banking and Financial Services · group: Lightyear

RidgeWorth Holdings LLC

Atlanta, GA · Jun 12, 2014
  • Jun 12, 2014 · D · $157,071,138 sold of Indefinite · 46 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $157.1M from 46 investors as of the latest filing. Mark is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LF
Pooled Investment Fund · group: Lightyear

Lightyear Fund III, L.P.

New York, NY · Feb 23, 2011 → Aug 15, 2012 · 9 filings
  • Aug 15, 2012 · D/A · $914,025,000 sold of $914,025,000 · 38 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 1, 2012 · D/A · $780,025,000 sold of $1,100,000,000 · 32 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 23, 2012 · D/A · $716,300,000 sold of $1,100,000,000 · 27 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 8, 2011 · D/A · $653,800,000 sold of $1,100,000,000 · 21 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 17, 2011 · D/A · $653,800,000 sold of $1,100,000,000 · 21 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 15, 2011 · D/A · $613,500,000 sold of $1,100,000,000 · 17 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jun 3, 2011 · D/A · $495,357,143 sold of $1,100,000,000 · 11 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 25, 2011 · D/A · $407,142,857 sold of $1,100,000,000 · 9 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Feb 23, 2011 · D · $150,000,000 sold of $1,100,000,000 · 1 investors · min. $10,000,000 · role: Executive Officer EDGAR ↗

Raised $914M from 38 investors (100% of the $914M target) as of the latest filing. Mark is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CF
Other Banking and Financial Services

Cetera Financial Holdings, Inc.

El Segundo, CA · Apr 19, 2010
  • Apr 19, 2010 · D · $10,169,500 sold of Indefinite · 115 investors · min. $25,000 · role: Director EDGAR ↗

Raised $10.2M from 115 investors as of the latest filing. Mark is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark F. Vassallo — TX, 1 issuer, Aug 10, 2011 → Aug 10, 2011 · no shared issuer

People around Mark 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

LH
Management entity

LY Holdings, LLC

Promoter · 28 shared filings (10 issuers)

LY Holdings, LLC is on 10 issuers in total — a repeat sponsor. Their page lists every one.

LF
Management entity

Lightyear Fund VI GP, L.P.

Promoter · 9 shared filings (3 issuers)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

MA
Management entity

Marron & Associates, LLC

Promoter · 9 shared filings (1 issuer)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

LF
Management entity

Lightyear Fund III GP, L.P.

Promoter · 9 shared filings (1 issuer)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

CV
Management entity

Chestnut Venture Holdings, LLC

Promoter · 9 shared filings (1 issuer)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

LF
Management entity

Lightyear Fund V GP, L.P.

Promoter · 8 shared filings (3 issuers)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

LF
Management entity

Lightyear Fund IV GP, L.P.

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

LA
Management entity

Lightyear AMP CV GP, L.P.

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

LF
No photo found yet (own website and image search run after this page is viewed)
Person

Lori Forlano

Executive Officer · 31 shared filings (10 issuers)

Lori Forlano is on 10 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Stencel

Executive Officer · 13 shared filings (6 issuers) · also on 3 other issuers

Daniel Stencel is on 9 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Donald B. Marron

Director, Executive Officer · 13 shared filings (4 issuers)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Kacani

Executive Officer · 9 shared filings (1 issuer)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

EH
No photo found yet (own website and image search run after this page is viewed)
Person

Ellan Ben-Hayon

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

TO
No photo found yet (own website and image search run after this page is viewed)
Person

Tagar Olson

Director · 2 shared filings (2 issuers) · also on 25 other issuers

Tagar Olson is on 27 issuers in total — a repeat sponsor. Their page lists every one.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Kathy Reiland

Director · 2 shared filings (2 issuers) · also on 17 other issuers

Kathy Reiland is on 19 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Binder

Executive Officer · 2 shared filings (2 issuers) · also on 6 other issuers

David Binder is on 8 issuers in total — a repeat sponsor. Their page lists every one.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian McManus

Executive Officer, Director · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Stewart Gross

Director · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

SS
No photo found (searched own website, image search on Oct 24, 2026)
Person

Stuart Szabo

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Daignault

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jerome John Murphy

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mary Kathryn Simonson

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Richard David Fergesen

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Richard J. Sterne

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

James MacNaughton

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Adam Schlueter

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Suskind Theder

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Noah David Sorkin

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Michael Auld

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James William Clabby III

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Cynthia Ann Hamel

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Allison Lee Pratt

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Dmitry Goldin

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Vassallo. Their page shows their other deals.

The team behind the deals

L
Sponsor group

Lightyear

18 issuers · 59 filings · $8.55B reported sold · 2010–2026

One team, 18 deal companies. Mark Vassallo is listed on 12 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Vassallo.

H
Sponsor group

Hampshire

7 issuers · 67 filings · $363.3M reported sold · 2009–2026

One team, 7 deal companies. Mark Vassallo is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Vassallo.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 17 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Vassallo by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 17 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Vassallo is listed on: none on file. No website or social profile named in Lightyear AMP CV, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #100,928 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗California — find the county court ↗Los Angeles Superior Court case search ↗Washington Courts case search (dw.courts.wa.gov) ↗Georgia state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗California Secretary of State business search ↗Washington Secretary of State business search ↗Georgia Secretary of State business search ↗OpenCorporates ↗

Change history

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