Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:08 AM ET

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Mark O. Swenson

Named as an officer, director or promoter on SEC Form D filings · MN · Mar 11, 2015 → Jan 4, 2019

27deals (issuers)

$5.37Breported sold

184investors

29Form D filings

2015–2019years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark O. Swenson is listed as an executive officer on 29 SEC Form D filings by 27 issuers between Jan 2011 and Jan 2019. Largest by amount reported sold: Thrivent White Rose Fund XII Fund of Funds, L.P. (Minneapolis, MN — pooled investment fund — 2019; $1.6B reported sold to 8 investors), Thrivent White Rose Fund XII Equity Direct, L.P. (Minneapolis, MN — pooled investment fund — 2019; $750M reported sold to 17 investors), Thrivent White Rose Fund XI Fund of Funds, LP (Minneapolis, MN — pooled investment fund — 2017; $600M reported sold to 4 investors), Thrivent White Rose Fund X Fund of Funds, L.P. (Minneapolis, MN — pooled investment fund — 2017; $400M reported sold to 3 investors), Thrivent White Rose Fund IX Fund of Funds, L.P. (Minneapolis, MN — pooled investment fund — 2016; $400M reported sold to 3 investors) and 22 more (all listed below).

What this means That is a lot of deals — 27 separate companies raised money with this person listed as executive officer, over about 8 years. Across those companies the filings report $5.37B sold in total.

Listed alongside JEN WILSON (26 shared filings), MICHAEL A. GRONEBERG (21 shared filings), Geoffrey A. Huber (17 shared filings), GLEN VANIC (14 shared filings), Christina A. Smith (12 shared filings) and 16 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

All 27 issuers belong to the sponsor group Thrivent White Rose (49 issuers, $142.49B reported sold, 2011–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Thrivent White Rose has 49 companies on file and $142.49B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 state regulator order, 16 bankruptcy cases matching the name listed in Key records below.

What this means 17 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 29 public filings for Mark O. Swenson and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Mark O. Swenson is written 2 different ways on the filings.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark O. Swenson has not run yet — it is joining a line of 7,841 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Consent Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)

Order date Feb 28, 2012 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-10-274-10-CO01 · Parties (regulator's caption): CMG Advisors LLC, Mark J. Swenson · Order entered with/against: CMG Advisors LLC and Mark J. Swenson

As listed by the regulator: On February 28, 2012, the Securities Division entered into a Consent Order with CMG Advisors LLC and Mark J. Swenson (collectively "Respondents"). … In settling the matter, Respondents neither admitted nor denied the allegations, but agreed to cease and desist from violating the Securities Act of Washington. Respondent Mark J. Swenson agreed to pay the Securities Division $10,000 for the costs incurred in the investigation of this matter. Order / docket ↗ Regulator's list ↗

same full name in the order; 2 people with this name in Form D filings; regulator in WA (not a filing state); middle initial differs

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark O. Swenson..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

16 cases: 16 closed (disposition not in docket feed)

MARK H. SWENSON closed

United States Bankruptcy Court, D. Minnesota · No. 13-50107 · Filed Feb 8, 2013 · Closed May 22, 2013

Role of MARK H. SWENSON: Debtor · Outcome: Case closed 2013-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (MN); middle initial differs

Mark A Swenson and Linette M Swenson closed

United States Bankruptcy Court, D. Idaho · No. 12-20872 · Filed Jul 19, 2012 · Closed Jan 3, 2013

Role of Mark A Swenson and Linette M Swenson: Debtor · Outcome: Case closed 2013-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); 2 people with this name in Form D filings; court in ID (not a filing state); middle initial differs

Mark D. Swenson and April L. Swenson closed

United States Bankruptcy Court, S.D. Texas · No. 11-36435 · Filed Jul 29, 2011 · Closed Aug 27, 2014

Role of Mark D. Swenson and April L. Swenson: Debtor · Outcome: Case closed 2014-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state); middle initial differs

Mark A Swenson closed

United States Bankruptcy Court, D. Minnesota · No. 11-34129 · Filed Jun 22, 2011 · Closed Oct 4, 2011

Role of Mark A Swenson: Debtor · Outcome: Case closed 2011-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (MN); middle initial differs

Mark A Swenson closed

United States Bankruptcy Court, D. Idaho · No. 10-20983 · Filed Jul 27, 2010 · Closed Mar 27, 2012

Role of Mark A Swenson: Debtor · Outcome: Case closed 2012-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); 2 people with this name in Form D filings; court in ID (not a filing state); middle initial differs

Mark Swenson closed

United States Bankruptcy Court, N.D. Illinois · No. 10-20789 · Filed May 6, 2010 · Closed Aug 26, 2010

Role of Mark Swenson: Debtor · Outcome: Case closed 2010-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

Mark G Swenson closed

United States Bankruptcy Court, N.D. New York · No. 05-12510 · Filed Apr 13, 2005 · Closed Jul 28, 2005

Role of Mark G Swenson: Debtor · Outcome: Case closed 2005-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state); middle initial differs

MARK S SWENSON and JEAN M SWENSON closed

United States Bankruptcy Court, D. Minnesota · No. 05-41703 · Filed Mar 23, 2005 · Closed Jul 8, 2005

Role of MARK S SWENSON and JEAN M SWENSON: Debtor · Outcome: Case closed 2005-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (MN); middle initial differs

Mark A Swenson closed

United States Bankruptcy Court, D. Idaho · No. 02-21466 · Filed Sep 27, 2002 · Closed Aug 1, 2006

Role of Mark A Swenson: Debtor · Outcome: Case closed 2006-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); 2 people with this name in Form D filings; court in ID (not a filing state); middle initial differs

Mark A Swenson closed

United States Bankruptcy Court, C.D. California · No. 9:02-bk-11760 · Filed Jun 6, 2002 · Closed Sep 20, 2002

Role of Mark A Swenson: Debtor · Outcome: Case closed 2002-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state); middle initial differs

MARK W SWENSON closed

United States Bankruptcy Court, D. Minnesota · No. 01-43886 · Filed Sep 7, 2001 · Closed Nov 25, 2002

Role of MARK W SWENSON: Debtor · Outcome: Case closed 2002-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (MN); middle initial differs

Mark T. Swenson and Michelle B. Swenson closed

United States Bankruptcy Court, E.D. Louisiana · No. 00-12183 · Filed Apr 12, 2000 · Closed Aug 7, 2000

Role of Mark T. Swenson and Michelle B. Swenson: Debtor · Outcome: Case closed 2000-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); 2 people with this name in Form D filings; court in LA (not a filing state); middle initial differs

Mark S. Swenson closed

United States Bankruptcy Court, N.D. California · No. 99-33268 · Filed Oct 12, 1999 · Closed Jan 5, 2000

Role of Mark S. Swenson: Debtor · Outcome: Case closed 2000-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state); middle initial differs

Mark S. Swenson closed

United States Bankruptcy Court, S.D. California · No. 96-09270 · Filed Jul 9, 1996 · Closed Oct 31, 1996

Role of Mark S. Swenson: Debtor · Outcome: Case closed 1996-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state); middle initial differs

Mark G Swenson and Merry C Swenson closed

United States Bankruptcy Court, N.D. New York · No. 92-12369 · Filed Jun 1, 1992 · Closed Jan 24, 1997

Role of Mark G Swenson and Merry C Swenson: Debtor · Outcome: Case closed 1997-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state); middle initial differs

Mark G. Swenson and Cindy M. Swenson closed

United States Bankruptcy Court, W.D. Wisconsin · No. 1-91-13635 · Filed Nov 4, 1991 · Closed Mar 13, 1992

Role of Mark G. Swenson and Cindy M. Swenson: Debtor · Outcome: Case closed 1992-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 24 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Mark O. Swenson (compared 29 filings on Oct 24, 2026)

Note · Jan 31, 2013 – Feb 15, 2013

No amendment in the last 12 months on an offering that may still be open — THRIVENT WHITE ROSE FUND VI EQUITY DIRECT, L.P. (latest filing Feb 15, 2013)

The latest filing for this offering is dated Feb 15, 2013 (first sale Jan 31, 2013). It reports $22,058,824 sold of $100,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Feb 15, 2013 ↗THRIVENT WHITE ROSE FUND VI EQUITY DIRECT, L.P. — PartnerFacts page ↗

Sources

Form D · Feb 15, 2013 ↗ (Feb 15, 2013)
THRIVENT WHITE ROSE FUND VI EQUITY DIRECT, L.P. — PartnerFacts page ↗ (Feb 15, 2013)

Note · Jan 13, 2011 – Mar 11, 2015

Mark O. Swenson is written 2 different ways on the filings

listed as "Mark Swenson" on 13 filings (from Jan 13, 2011), and "Mark O. Swenson" on 16 filings (from Mar 11, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jan 13, 2011 ↗Form D · Mar 11, 2015 ↗Mark O. Swenson — PartnerFacts page ↗

Sources

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 27 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jan 4, 2019 D Thrivent White Rose Fund XII Equity Direct, L.P. File 021-329608	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 3, 2019 D Thrivent White Rose GP XII, LLC File 021-329580	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 3, 2019 D Thrivent White Rose Fund XII Fund of Funds, L.P. File 021-329596	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 28, 2018 D/A Thrivent White Rose GP XI, LLC File 021-301518	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 22, 2017 D Thrivent White Rose Fund XI Equity Direct, L.P. File 021-301523	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 22, 2017 D Thrivent White Rose Fund XI Fund of Funds, LP File 021-301527	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 20, 2017 D Thrivent White Rose Real Estate GP I, LLC File 021-285226	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 20, 2017 D Thrivent White Rose Real Estate Fund I Fund of Funds, L.P. File 021-285228	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 17, 2017 D Thrivent White Rose GP X, LLC File 021-278565	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 17, 2017 D Thrivent White Rose Fund X Equity Direct, L.P. File 021-278572	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 17, 2017 D Thrivent White Rose Fund X Fund of Funds, L.P. File 021-278581	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 13, 2016 D Thrivent White Rose Fund IX Equity Direct, L.P. File 021-255117	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 13, 2016 D Thrivent White Rose Fund IX Fund of Funds, L.P. File 021-255122	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 13, 2016 D Thrivent White Rose GP IX, LLC File 021-255113	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 2, 2015 D/A Thrivent White Rose GP VIII, LLC File 021-235684	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 12, 2015 D THRIVENT WHITE ROSE FUND VIII FUND OF FUNDS, L.P. File 021-235710	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 11, 2015 D THRIVENT WHITE ROSE FUND VIII EQUITY DIRECT, L.P. File 021-235698	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 31, 2014 D THRIVENT WHITE ROSE FUND VII EQUITY DIRECT, L.P. File 021-214571	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Mar 31, 2014 D THRIVENT WHITE ROSE FUND VII FUND OF FUNDS, L.P. File 021-214572	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Feb 15, 2013 D THRIVENT WHITE ROSE FUND VI EQUITY DIRECT, L.P. File 021-191924	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 15, 2013 D THRIVENT WHITE ROSE FUND VI FUND OF FUNDS, L.P. File 021-191925	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 22, 2012 D THRIVENT WHITE ROSE FUND V EQUITY DIRECT, L.P. File 021-173828	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 22, 2012 D THRIVENT WHITE ROSE FUND V MEZZANINE DIRECT, L.P. File 021-173829	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 22, 2012 D THRIVENT WHITE ROSE FUND V FUND OF FUNDS, L.P. File 021-173825	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 13, 2011 D THRIVENT WHITE ROSE FUND IV FUND OF FUNDS, L.P. File 021-153717	$0	$0	$0 (est.) The general partner of the issuer may be entitled to carried interest, as set forth in the issuer's confidential offering documents.	None listed on this filing	EDGAR ↗
Jan 13, 2011 D THRIVENT WHITE ROSE FUND IV MEZZANINE DIRECT, L.P. File 021-153707	$0	$0	$0 (est.) The general partner of the issuer may be entitled to carried interest, as set forth in the issuer's confidential offering documents.	None listed on this filing	EDGAR ↗
Jan 13, 2011 D THRIVENT WHITE ROSE FUND IV EQUITY DIRECT LP File 021-153698	$0	$0	$0 (est.) The general partner of the issuer may be entitled to carried interest, as set forth in the issuer's confidential offering documents.	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 27

Every issuer that named Mark O. Swenson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Thrivent White Rose

Thrivent White Rose Fund XII Equity Direct, L.P.

Minneapolis, MN · Jan 4, 2019

Jan 4, 2019 · D · $750,000,000 sold of $750,000,000 · 17 investors · min. No minimum reported · role: Executive Officer (Member of Issuer's General Partner) EDGAR ↗

Raised $750M from 17 investors (100% of the $750M target) as of the latest filing. Mark is listed as executive officer.

Mark O. Swenson

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

No amendment in the last 12 months on an offering that may still be open — THRIVENT WHITE ROSE FUND VI EQUITY DIRECT, L.P. (latest filing Feb 15, 2013)

Mark O. Swenson is written 2 different ways on the filings

5. Money to insiders

Deals 27

People around Mark 21

The team behind the deals

9 other issuers file from the same address

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person