Mark Schachter is listed as an executive officer on 5 SEC Form D filings by 3 issuers between Jul 2011 and Oct 2018: Elm Park Credit Opportunities Fund, L.P. (Dallas, TX — pooled investment fund — 2011–2012; $300M reported sold to 12 investors), Elm Park Credit Opportunities Fund III, L.P. (Dallas, TX — pooled investment fund — 2018; $38.9M reported sold to 25 investors) and Elm Park Credit Opportunities Fund II, L.P. (Dallas, TX — pooled investment fund — 2015; $25.4M reported sold to 28 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 7 years. Across those companies the filings report $364.3M sold in total.
All 3 issuers belong to the sponsor group Elm Park (3 issuers, $364.3M reported sold, 2011–2018).
What this means A sponsor group is one team that sets up a new company for each deal. Elm Park has 3 companies on file and $364.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Mark Schachter and found 4 differences, 1 worth asking the sponsor about: Bankruptcy case: Mark I. Schachter; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.