Sponsor Check › Person
Related person on Form D filings · address states as listed: NJ, MD · listed Oct 27, 2009 → Dec 13, 2024
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
8 of 34 offerings report sales commissions totalling $213,142; 1 reports finder's fees totalling $10,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Dec 13, 2024 D/A File 021-501079 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Sep 29, 2022 D/A File 021-329652 | $26,642 | $0 | $0 (est.) | Mariner Wealth Advisors BrokerCheck CRD 140195 ↗ UOB Global Equity Sales LLC BrokerCheck CRD 126500 ↗ |
| EDGAR ↗ | Aug 5, 2022 D File 021-455071 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Aug 2, 2022 D/A File 021-434763 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 12, 2022 D File 021-445480 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Oct 1, 2021 D File 021-415361 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jul 8, 2021 D File 021-405571 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 10, 2020 D File 021-380183 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 30, 2020 D File 021-379315 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Apr 29, 2020 D File 021-365950 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 30, 2019 D File 021-349938 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 30, 2019 D File 021-349939 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 27, 2019 D File 021-349918 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 25, 2019 D File 021-349614 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Sep 25, 2019 D File 021-349590 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Aug 2, 2019 D File 021-345710 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 2, 2019 D File 021-345720 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 25, 2019 D File 021-342690 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 15, 2019 D File 021-330613 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 7, 2018 D File 021-325294 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Oct 10, 2017 D File 021-296228 | $6,250 | $0 | $0 | Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗ |
| EDGAR ↗ | Jun 6, 2017 D File 021-288169 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jun 6, 2017 D File 021-288175 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Feb 7, 2017 D File 021-280153 | $6,250 | $0 | $0 | Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗ |
| EDGAR ↗ | Feb 7, 2017 D File 021-280151 | $6,250 | $0 | $0 | Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗ |
| EDGAR ↗ | Sep 8, 2016 D File 021-270271 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 22, 2014 D File 021-221505 | $0 | $0 | $0 Persons affiliated with parties named in response to Item 3 above were reimbursed for out of pocket expenses in connection with the offering. The proceeds were used to purchase real estate from an entity affiliated with a person named in Item 3 above. | None listed on this filing |
| EDGAR ↗ | May 16, 2013 D File 021-196580 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 15, 2013 D File 021-196567 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 8, 2012 D File 021-173090 | $12,100 (est.) | $0 | $0 (est.) | Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗ |
| EDGAR ↗ | Jul 28, 2011 D File 021-163628 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 21, 2010 D/A File 021-135625 | $75,000 | $0 | $0 | Triton Pacific Capital LLC BrokerCheck CRD 40817 ↗ via Triton Pacific Capital LLC (CRD 40817 ↗) |
| EDGAR ↗ | Oct 20, 2010 D/A File 021-135561 | $75,000 | $0 | $0 | Triton Pacific Capital, LLC BrokerCheck CRD 40817 ↗ via Triton Pacific Capital, LLC (CRD 40817 ↗) |
| EDGAR ↗ | Oct 13, 2010 D File 021-148952 | $5,650 | $10,000 | $0 | Iroquois Capital Advisors BrokerCheck CRD 145235 ↗ via Iroquois Capital Advisors (CRD 145235 ↗) |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Jughandle 2023 Self Storage LLC group: Hampshire | Executive Officer | Dec 13, 2024 | D/A | $7,500,000 similar: $1,815,000–$10,000,000 | $6,200,000 | 15 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | Jughandle 2023 Self Storage LLC group: Hampshire | Executive Officer | Dec 29, 2023 | D | $7,500,000 similar: $1,815,000–$10,000,000 | $6,000,000 | 14 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | Hampshire Christie Qualified Opportunity Fund, LLC group: Hampshire | Executive Officer | Sep 29, 2022 | D/A | $250,000,000 similar: $500,000–$16,420,250 | $55,019,402 | 113 similar: 2–28 | $500,000 similar: $5,000–$100,000 |
| EDGAR ↗ | Hampshire Industrial Company, LLC group: Hampshire | Executive Officer, Director, Promoter | Aug 5, 2022 | D | $4,500,000 similar: $2,250,000–$16,950,000 | $0 | 0 similar: 5–32 | $250,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Hampshire Christie Qualified Opportunity Co-Invest Fund, LLC group: Hampshire | Executive Officer Executive VP of the Sole Member of the Managing Member of the Issuer | Aug 2, 2022 | D/A | $250,000,000 similar: $155,000–$5,250,000 | $3,150,000 | 11 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Hampshire Lake Placid LLC group: Hampshire | Executive Officer, Director, Promoter | May 12, 2022 | D | $2,400,000 similar: $2,250,000–$16,950,000 | $1,950,000 | 7 similar: 5–32 | $100,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Hampshire Christie Qualified Opportunity Co-Invest Fund, LLC group: Hampshire | Executive Officer Executive VP of the Sole Member of the Managing Member of the Issuer | Feb 24, 2022 | D | $250,000,000 similar: $155,000–$5,250,000 | $2,325,000 | 9 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Hampshire Jersey City Self Storage, LLC group: Hampshire | Executive Officer | Oct 1, 2021 | D | $6,975,000 similar: $1,815,000–$10,000,000 | $3,750,000 | 23 similar: 7–33 | $100,000 similar: $20,000–$50,000 |
| EDGAR ↗ | Hampshire Christie Qualified Opportunity Fund, LLC group: Hampshire | Executive Officer | Aug 20, 2021 | D/A | $250,000,000 similar: $500,000–$16,420,250 | $55,367,335 | 113 similar: 2–28 | $500,000 similar: $5,000–$100,000 |
| EDGAR ↗ | NJCU West Campus Investor I, LLC group: Hampshire | Executive Officer Executive Vice President of Managing Member of Managing Member of Managing Member of Issuer's Managing Member | Jul 8, 2021 | D | $2,800,000 similar: $1,675,000–$12,980,153 | $1,450,000 | 8 similar: 5–37 | $50,000 similar: $25,000–$86,942 |
| EDGAR ↗ | Westfield Gateway 2015, LLC group: Hampshire | Executive Officer Executive Vice President of Managing Member of Managing Member of Issuer's Managing Member | Nov 10, 2020 | D | $1,000,000 similar: $1,675,000–$12,980,153 | $911,500 | 9 similar: 5–37 | $75,000 similar: $25,000–$86,942 |
| EDGAR ↗ | Hampshire Allendale MF 2020 LLC group: Hampshire | Executive Officer, Director, Promoter Executive VP of The Hampshire Companies, LLC, manager of Hampshire Allendale MM LLC, managing member of Issuer | Oct 30, 2020 | D | $6,200,000 similar: $2,250,000–$16,950,000 | $2,550,000 | 13 similar: 5–32 | $100,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Hampshire Christie Qualified Opportunity Fund, LLC group: Hampshire | Executive Officer | Aug 11, 2020 | D/A | $250,000,000 similar: $500,000–$16,420,250 | $45,476,586 | 93 similar: 2–28 | $500,000 similar: $5,000–$100,000 |
| EDGAR ↗ | HC West Campus II Investor, LLC group: Hampshire | Executive Officer Executive Vice President of Managing Member of Managing Member of Manager of Sole Member of Issuer | Apr 29, 2020 | D | $6,543,000 similar: $1,675,000–$12,980,153 | $1,650,000 | 6 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | Hampshire Christie Qualified Opportunity Fund, LLC group: Hampshire | Executive Officer | Oct 7, 2019 | D/A | $250,000,000 similar: $155,000–$5,250,000 | $29,334,936 | 59 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | HGF Orange Road Member, LLC group: Hampshire | Executive Officer Executive Vice President of Managing Member of Managing Member of Issuer's Managing Member | Sep 30, 2019 | D | $23,000,000 similar: $2,250,000–$16,950,000 | $16,300,000 | 69 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Westfield Gateway 2015, LLC group: Hampshire | Executive Officer Executive Vice President of Managing Member of Managing Member of Issuer's Managing Member | Sep 30, 2019 | D | $5,000,000 similar: $1,675,000–$12,980,153 | $5,000,000 | 25 similar: 5–37 | $25,000 similar: $25,000–$86,942 |
| EDGAR ↗ | Hampshire Legacy Fund, LLC group: Hampshire | Executive Officer | Sep 27, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $44,000,000 | 86 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Hampshire Roslyn LLC group: Hampshire | Executive Officer, Director, Promoter Executive VP of The Hampshire Companies, LLC, sole member of Roslyn Holdco MM LLC | Sep 25, 2019 | D | $3,500,000 similar: $2,250,000–$16,950,000 | $725,000 | 12 similar: 5–32 | $100,000 similar: $15,000–$100,000 |
| EDGAR ↗ | 21 South Street LLC group: Hampshire | Executive Officer, Director, Promoter Executive Vice President of The Hampshire Companies, LLC, sole member of 21 South Street Manager, LLC, managing member of Issuer | Sep 25, 2019 | D | $9,055,000 similar: $2,250,000–$16,950,000 | $1,400,000 | 9 similar: 5–32 | $100,000 similar: $15,000–$100,000 |
| EDGAR ↗ | HUH II Direct Investment Partners A, LP group: Hampshire | Executive Officer Senior Officer/Executive Vice President | Aug 2, 2019 | D | Indefinite similar: $1,815,000–$10,000,000 | $150,000,000 | 3 similar: 7–33 | $100,000,000 similar: $20,000–$50,000 |
| EDGAR ↗ | HUH U.S. Real Estate Enhanced Core Fund II, LP group: Hampshire | Executive Officer Senior Officer/Executive Vice President | Aug 2, 2019 | D | $300,000,000 similar: $155,000–$5,250,000 | $82,687,500 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Hampshire Industrial Revolving Credit Fund 1 LLC group: Hampshire | Executive Officer | Jun 25, 2019 | D | $10,000,000 similar: $1,815,000–$10,000,000 | $4,050,000 | 11 similar: 7–33 | $100,000 similar: $20,000–$50,000 |
| EDGAR ↗ | Hampshire Christie Qualified Opportunity Fund, LLC group: Hampshire | Executive Officer | May 17, 2019 | D/A | $250,000,000 similar: $3,000,000–$20,000,000 | $18,007,800 | 46 similar: 4–26 | $500,000 similar: $25,000–$100,000 |
| EDGAR ↗ | Hampshire Syracuse SS DIV LLC group: Hampshire | Executive Officer | Jan 15, 2019 | D | $4,325,000 similar: $1,815,000–$10,000,000 | $3,224,900 | 25 similar: 7–33 | $100,000 similar: $20,000–$50,000 |
| EDGAR ↗ | Hampshire Christie Qualified Opportunity Fund, LLC group: Hampshire | Executive Officer | Jan 4, 2019 | D | $250,000,000 similar: $1,815,000–$10,000,000 | $5,457,058 | 31 similar: 7–33 | $100,000 similar: $20,000–$50,000 |
| EDGAR ↗ | Hampshire 2017 Self Storage Investment Series V LLC group: Hampshire | Executive Officer, Director, Promoter Manager of Managing Member of Managing Member of Issuer | Nov 7, 2018 | D | $40,000,000 similar: $2,250,000–$16,950,000 | $14,140,000 | 68 similar: 5–32 | $100,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Louisiana H-Hub REIT, Inc. group: Hampshire | Executive Officer, Director Executive Vice President | Oct 10, 2017 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Hampshire Millburn LLC group: Hampshire | Executive Officer, Director Manager of the Manager of the Managing Member of the Issuer | Jun 6, 2017 | D | $5,370,000 similar: $1,815,000–$10,000,000 | $5,350,000 | 39 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | Hampshire Miami LLC group: Hampshire | Executive Officer, Director Manager of the Manager of the Managing Member of the Issuer | Jun 6, 2017 | D | $4,287,500 similar: $1,815,000–$10,000,000 | $4,287,500 | 27 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | HUH II Direct Investment REIT, LLC group: Hampshire | Executive Officer, Director Director, Executive Vice President | Feb 7, 2017 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | HUH U.S. Real Estate REIT II, LLC group: Hampshire | Executive Officer, Director Director, Executive Vice President | Feb 7, 2017 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | NJCU West Campus Investor I, LLC group: Hampshire | Executive Officer Executive Vice President of Managing Member of Managing Member of Managing Member of Issuer's Managing Member | Sep 8, 2016 | D | $12,000,000 similar: $1,675,000–$12,980,153 | $7,350,000 | 41 similar: 5–37 | $50,000 similar: $25,000–$86,942 |
| EDGAR ↗ | Shelbourne CT Holdings, LLC group: Hampshire | Executive Officer Senior Vice President of Indirect Member of Managing Member | Jul 22, 2014 | D | $15,400,000 similar: $1,815,000–$10,000,000 | $15,400,000 | 17 similar: 7–33 | $300,000 similar: $20,000–$50,000 |
| EDGAR ↗ | Shelbourne Jersey Portfolio 2, Ltd Liability Co group: Hampshire | Executive Officer Sr. Vice President of General Partner of Sole Member of Managing Member of Issuer's Managing Member | May 16, 2013 | D | $13,013,020 | $13,013,020 | 24 | No minimum reported |
| EDGAR ↗ | Shelbourne Jersey Portfolio 1, Ltd Liability Co group: Hampshire | Executive Officer Sr. Vice President of General Partner of Sole Member of Managing Member of Issuer's Managing Member | May 15, 2013 | D | $2,987,250 | $2,987,250 | 24 | No minimum reported |
| EDGAR ↗ | HUH US Real Estate Income REIT Inc. group: Hampshire | Executive Officer, Director Executive Vice President and Director | Feb 8, 2012 | D | $125,000 | $121,000 | 121 | $1,000 |
| EDGAR ↗ | HUH U.S. Real Estate Income Fund, L.P. group: Hampshire | Executive Officer Senior Officer/Executive Vice President | Jul 28, 2011 | D | $200,000,000 | $150,000,000 | 4 | No minimum reported |
| EDGAR ↗ | Hampshire Partners REIT VIII, Inc. group: Hampshire | Director Member, Board of Directors | Oct 21, 2010 | D/A | $350,000,000 | $120,875,000 | 10 | No minimum reported |
| EDGAR ↗ | Hampshire Partners Fund VIII, L.P. group: Hampshire | Executive Officer Member, Board of Managers of Hampshire Partners VIII, LLC, General Partner | Oct 20, 2010 | D/A | $350,000,000 | $144,488,000 | 13 | No minimum reported |
| EDGAR ↗ | Hampshire Partners REIT VIII, Inc. group: Hampshire | Director Member, Board of Directors | Oct 13, 2010 | D | $113,000 | $113,000 | 113 | $1,000 |
| EDGAR ↗ | Hampshire Partners REIT VIII, Inc. group: Hampshire | Director Member, Board of Directors | Dec 8, 2009 | D/A | $450,000,000 | $0 | 0 | No minimum reported |
| EDGAR ↗ | Hampshire Partners REIT VIII, Inc. group: Hampshire | Director Member, Board of Directors | Dec 3, 2009 | D/A | $450,000,000 | $0 | 0 | No minimum reported |
| EDGAR ↗ | Hampshire Partners REIT VIII, Inc. group: Hampshire | Director Member, Board of Directors | Oct 27, 2009 | D | $450,000,000 | $0 | 0 | No minimum reported |
| EDGAR ↗ | Hampshire Partners Fund VIII, L.P. group: Hampshire | Executive Officer Member, Board of Managers of Hampshire Partners VIII, LLC, General Partner | Oct 23, 2009 | D | Indefinite | $450,000,000 | 0 | No minimum reported |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (7 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Mark S. Rosen. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Export this report as PDF (members · included free during the launch period)
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Mark S. Rosen appears on a new Form D, or when a court case or SEC action is matched to them. See plans →