PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:36 AM ET

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Mark Caputo

Named as an officer, director or promoter on SEC Form D filings · WA, CT, MA, TX · Apr 20, 2010 → Aug 1, 2016

8deals (issuers)
$436.7Mreported sold
185investors
12Form D filings
2010–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Caputo is listed as an executive officer and director on 12 SEC Form D filings by 8 issuers between Apr 2010 and Apr 2021. Largest by amount reported sold: Liberty Dialysis Holdings, Inc. (Denver, CO — other health care — 2010; $348.4M reported sold to 30 investors), Remedy Partners, Inc. (Darien, CT — other health care — 2015; $60M reported sold to 5 investors), USRC Partner Holdings, L.P. (Boston, MA — other health care — 2020; $18.3M reported sold to 134 investors), USRC Gulfgate, LLC (Plano, TX — other health care — 2021; $6.39M reported sold to 4 investors), USRC Powder Springs Holdings, LLC (Plano, TX — other health care — 2020; $1.1M reported sold to 2 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $436.7M sold in total.

Listed alongside Eric Shuey (6 shared filings), James Shelton (5 shared filings), Thomas L. Weinberg (5 shared filings), Mary Dittrich (4 shared filings), Blair Tikker (3 shared filings) and 31 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

The issuers belong to 2 sponsor groups: Usrc (81 issuers, $228.5M reported sold, 2016–2025) and Remedy (2 issuers, $95.9M reported sold, 2012–2015).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 9 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for Mark Caputo and found 7 differences: Form D filed 17 days after the first sale; Form D filed 22 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Caputo has not run yet — it is joining a line of 19,052 names; searches run around the clock at the hosts' allowed rate. Searched so far: 31 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Caputo..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

Mark A. Caputo closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:19-bk-00556 · Filed Feb 8, 2019 · Closed May 30, 2019
Role of Mark A. Caputo: Debtor · Outcome: Case closed 2019-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Mark A Caputo closed
United States Bankruptcy Court, N.D. Ohio · No. 12-34836 · Filed Oct 24, 2012 · Closed Jul 26, 2013
Role of Mark A Caputo: Debtor · Outcome: Case closed 2013-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Mark F. Caputo and Deborah Caputo closed
United States Bankruptcy Court, D. New Jersey · No. 08-29807 · Filed Oct 11, 2008 · Closed Feb 19, 2010
Role of Mark F. Caputo and Deborah Caputo: Debtor · Outcome: Case closed 2010-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Mark A. Caputo closed
United States Bankruptcy Court, D. New Jersey · No. 05-44662 · Filed Oct 6, 2005 · Closed Feb 7, 2006
Role of Mark A. Caputo: Debtor · Outcome: Case closed 2006-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Mark J. Caputo closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 03-34526 · Filed Nov 19, 2003 · Closed Dec 16, 2004
Role of Mark J. Caputo: Debtor · Outcome: Case closed 2004-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Mark Caputo and Minette Samuels-caputo closed
United States Bankruptcy Court, M.D. Florida · No. 2:02-bk-16782 · Filed Aug 28, 2002 · Closed Mar 10, 2004
Role of Mark Caputo and Minette Samuels-caputo: Debtor · Outcome: Case closed 2004-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
Mark R. Caputo closed
United States Bankruptcy Court, E.D. Virginia · No. 98-43449 · Filed Dec 23, 1998 · Closed Apr 6, 1999
Role of Mark R. Caputo: Debtor · Outcome: Case closed 1999-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)
Mark P. Caputo and Julie Ruth Antoinette Caputo closed
United States Bankruptcy Court, D. Connecticut · No. 97-31277 · Filed Apr 2, 1997 · Closed Aug 6, 1997
Role of Mark P. Caputo and Julie Ruth Antoinette Caputo: Debtor · Outcome: Case closed 1997-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CT)
Mark R. Caputo and Marilyn E. Caputo closed
United States Bankruptcy Court, D. New Jersey · No. 92-37507 · Filed Nov 27, 1992 · Closed Sep 26, 1995
Role of Mark R. Caputo and Marilyn E. Caputo: Debtor · Outcome: Case closed 1995-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 12 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Mark Caputo (compared 12 filings on Oct 24, 2026)

Note · Dec 4, 2020 – Dec 21, 2020

Form D filed 17 days after the first sale — USRC Partner Holdings, L.P.

The filing says the first sale was Dec 4, 2020. The Form D was filed Dec 21, 2020 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 21, 2020 ↗USRC Partner Holdings, L.P. — PartnerFacts page ↗
Sources
Note · Jul 7, 2015 – Jul 29, 2015

Form D filed 22 days after the first sale — Remedy Partners, Inc.

The filing says the first sale was Jul 7, 2015. The Form D was filed Jul 29, 2015 — 22 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 7 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 29, 2015 ↗Remedy Partners, Inc. — PartnerFacts page ↗
Sources
Note · Jul 29, 2015 – Nov 10, 2015

Offering amount changed between filings — Remedy Partners, Inc.

The Jul 29, 2015 filing says $50,000,000 offered; the Nov 10, 2015 Form D/A says $60,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 29, 2015 ↗Form D/A (later) · Nov 10, 2015 ↗Remedy Partners, Inc. — PartnerFacts page ↗
Sources
Note · Jul 18, 2016 – Aug 1, 2016

No amendment in the last 12 months on an offering that may still be open — IMYourDoc.com, Inc. (latest filing Aug 1, 2016)

The latest filing for this offering is dated Aug 1, 2016 (first sale Jul 18, 2016). It reports $397,495 sold of $751,224 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 1, 2016 ↗IMYourDoc.com, Inc. — PartnerFacts page ↗
Sources
Note · Oct 31, 2014 – Nov 14, 2014

No amendment in the last 12 months on an offering that may still be open — IMYourDoc.com, Inc. (latest filing Nov 14, 2014)

The latest filing for this offering is dated Nov 14, 2014 (first sale Oct 31, 2014). It reports $100,000 sold of $1,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 14, 2014 ↗IMYourDoc.com, Inc. — PartnerFacts page ↗
Sources
Note · Sep 29, 2022

Same name, different state: "Mark Caputo" (ID) is a separate record

This page covers filings where the address state is WA or CT or MA or TX. A separate record, "Mark Caputo" with address state ID, is listed on 1 filing — most recently by DECKED, L.L.C. (Sep 29, 2022). The two records do not overlap in time: this page runs Apr 20, 2010 to Aug 1, 2016; the other has one filing dated Sep 29, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Caputo (ID) — PartnerFacts page ↗Form D · Sep 29, 2022 ↗DECKED, L.L.C. — PartnerFacts page ↗Mark Caputo (WA,CT,MA,TX) — this page ↗
Sources
Note · Apr 20, 2010 – Apr 26, 2021

Mark Caputo is listed with 4 different address states: WA, CT, TX, MA

WA on 5 filings (Apr 20, 2010 to Aug 1, 2016); CT on 2 filings (Jul 29, 2015 to Nov 10, 2015); TX on 4 filings (Nov 2, 2020 to Apr 26, 2021); MA on 1 filing (Dec 21, 2020).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Apr 20, 2010 ↗Form D · Jul 29, 2015 ↗Form D · Nov 2, 2020 ↗Form D · Dec 21, 2020 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 11 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 26, 2021 D
USRC SHARPSTOWN, LLC
File 021-397171
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2021 D
USRC Gulfgate, LLC
File 021-395785
$0$0$0None listed on this filingEDGAR ↗
Mar 18, 2021 D
USRC New Milford, LLC
File 021-392710
$0$0$0None listed on this filingEDGAR ↗
Dec 21, 2020 D
USRC Partner Holdings, L.P.
File 021-383887
$0$0$0None listed on this filingEDGAR ↗
Nov 2, 2020 D
USRC Powder Springs Holdings, LLC
File 021-379494
$0$0$0None listed on this filingEDGAR ↗
Aug 1, 2016 D
IMYourDoc.com, Inc.
File 021-268085
$0$0$0None listed on this filingEDGAR ↗
Nov 10, 2015 D/A
Remedy Partners, Inc.
File 021-244671
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2014 D
IMYourDoc.com, Inc.
File 021-228348
$0$0$0None listed on this filingEDGAR ↗
Dec 30, 2010 D
Liberty Dialysis Holdings, Inc.
File 021-152757
$0$0$0None listed on this filingEDGAR ↗
Jul 16, 2010 D
Liberty Dialysis Holdings, Inc.
File 021-145142
$0$0$0None listed on this filingEDGAR ↗
Apr 20, 2010 D
Liberty Dialysis Holdings, Inc.
File 021-140893
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named Mark Caputo on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

US
Other Health Care · group: Usrc

USRC SHARPSTOWN, LLC

Plano, TX · Apr 26, 2021
  • Apr 26, 2021 · D · $1,016,077 sold of $1,016,077 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.02M from 3 investors (100% of the $1.02M target) as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UG
Other Health Care · group: Usrc

USRC Gulfgate, LLC

Plano, TX · Apr 14, 2021
  • Apr 14, 2021 · D · $6,387,500 sold of $6,387,500 · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $6.39M from 4 investors (100% of the $6.39M target) as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UN
Other Health Care · group: Usrc

USRC New Milford, LLC

Plano, TX · Mar 18, 2021
  • Mar 18, 2021 · D · $1,081,931 sold of $1,081,931 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.08M from 2 investors (100% of the $1.08M target) as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UP
Other Health Care · group: Usrc

USRC Partner Holdings, L.P.

Boston, MA · Dec 21, 2020
  • Dec 21, 2020 · D · $18,323,888 sold of $18,323,888 · 134 investors · min. No minimum reported · role: Executive Officer, Director (CHIEF EXECUTIVE OFFICER AND DIRECTOR OF THE GENERAL PARTNER OF THE ISSUER) EDGAR ↗

Raised $18.3M from 134 investors (100% of the $18.3M target) as of the latest filing. Mark is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UP
Other Health Care · group: Usrc

USRC Powder Springs Holdings, LLC

Plano, TX · Nov 2, 2020
  • Nov 2, 2020 · D · $1,097,794 sold of $1,097,794 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.1M from 2 investors (100% of the $1.1M target) as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IC
Other Technology

IMYourDoc.com, Inc.

Mercer Island, WA · Nov 14, 2014 → Aug 1, 2016 · 2 filings
  • Aug 1, 2016 · D · $397,495 sold of $751,224 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 14, 2014 · D · $100,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $397K from 5 investors (53% of the $751K target) as of the latest filing. Mark is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RP
Other Health Care · group: Remedy

Remedy Partners, Inc.

Darien, CT · Jul 29, 2015 → Nov 10, 2015 · 2 filings
  • Nov 10, 2015 · D/A · $60,000,000 sold of $60,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 29, 2015 · D · $50,000,000 sold of $50,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $60M from 5 investors (100% of the $60M target) as of the latest filing. Mark is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LD
Other Health Care

Liberty Dialysis Holdings, Inc.

Denver, CO · Apr 20, 2010 → Dec 30, 2010 · 3 filings
  • Dec 30, 2010 · D · $348,368,043 sold of $348,368,043 · 30 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 16, 2010 · D · $24,999,044 sold of $24,999,044 · 12 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 20, 2010 · D · $314,960,000 sold of $314,960,000 · 14 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $348.4M from 30 investors (100% of the $348.4M target) as of the latest filing. Mark is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark Caputo — ID, 1 issuer, Sep 29, 2022 → Sep 29, 2022 · no shared issuer

People around Mark 36

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BC
Management entity

BCPE CYCLE HOLDINGS GP, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Mark Caputo. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Shuey

Executive Officer, Director · 6 shared filings (3 issuers)

Listed on the same filings as Mark Caputo. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas L. Weinberg

Executive Officer · 5 shared filings (5 issuers) · also on 78 other issuers

Thomas L. Weinberg is on 83 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James Shelton

Executive Officer · 5 shared filings (5 issuers) · also on 74 other issuers

James Shelton is on 79 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Mary Dittrich

Executive Officer · 4 shared filings (4 issuers) · also on 21 other issuers

Mary Dittrich is on 25 issuers in total — a repeat sponsor. Their page lists every one.

BT
No photo found yet (own website and image search run after this page is viewed)
Person

Blair Tikker

Director · 3 shared filings (1 issuer) · also on 4 other issuers

Blair Tikker is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Mark M. King

Executive Officer, Director · 3 shared filings (1 issuer) · also on 7 other issuers

Mark M. King is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey R. Crisan

Director · 3 shared filings (1 issuer) · also on 26 other issuers

Jeffrey R. Crisan is on 27 issuers in total — a repeat sponsor. Their page lists every one.

WC
No photo found yet (own website and image search run after this page is viewed)
Person

Wayne Cavanaugh

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Mark Caputo. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Ryan Pardo

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Mark Caputo. Their page shows their other deals.

SN
No photo found yet (own website and image search run after this page is viewed)
Person

Steven D. Neumann

Executive Officer, Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Mark Caputo. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Boorady

Director · 2 shared filings (1 issuer) · also on 15 other issuers

Charles Boorady is on 16 issuers in total — a repeat sponsor. Their page lists every one.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

W. Robert Dahl

Director · 2 shared filings (1 issuer) · also on 7 other issuers

W. Robert Dahl is on 8 issuers in total — a repeat sponsor. Their page lists every one.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen F. Wiggins

Executive Officer, Director · 2 shared filings (1 issuer) · also on 4 other issuers

Stephen F. Wiggins is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

CHRISTOPHER GARCIA

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Caputo. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

GEORGE W. CARMANY, III

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Caputo. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

RICHARD GOODMAN

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Caputo. Their page shows their other deals.

WB
No photo found yet (own website and image search run after this page is viewed)
Person

William Bunker

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Mark Caputo. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Stamm

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Caputo. Their page shows their other deals.

FR
No photo found yet (own website and image search run after this page is viewed)
Person

Fahim Rahim

Executive Officer, Director, Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Caputo. Their page shows their other deals.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

Dana Allison

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Caputo. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Khan Siddiqui

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Caputo. Their page shows their other deals.

NR
No photo found yet (own website and image search run after this page is viewed)
Person

Naeem Rahim

Director, Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Caputo. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Amer Haider

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Caputo. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Krupka

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Caputo. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Huguelet

Executive Officer · 2 shared filings (2 issuers) · also on 6 other issuers

Michael Huguelet is on 8 issuers in total — a repeat sponsor. Their page lists every one.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Huguelet

Executive Officer · 2 shared filings (2 issuers) · also on 11 other issuers

Mike Huguelet is on 13 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

DARREN M. BLACK

Director · 1 shared filing (1 issuer) · also on 66 other issuers

DARREN M. BLACK is on 67 issuers in total — a repeat sponsor. Their page lists every one.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

CHRIS GORDON

Director · 1 shared filing (1 issuer) · also on 13 other issuers

CHRIS GORDON is on 14 issuers in total — a repeat sponsor. Their page lists every one.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

BLAIR HENDRIX

Director · 1 shared filing (1 issuer) · also on 5 other issuers

BLAIR HENDRIX is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT C. MEIER

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Caputo. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Ali Khan

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark Caputo. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

James Hartz

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Caputo. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Kaplan

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Mark Caputo. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Devin O'Reilly

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Mark Caputo. Their page shows their other deals.

AJ
No photo found yet (own website and image search run after this page is viewed)
Person

ANDREW JOHNSTON

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark Caputo. Their page shows their other deals.

The team behind the deals

U
Sponsor group

Usrc

81 issuers · 83 filings · $228.5M reported sold · 2016–2025

One team, 81 deal companies. Mark Caputo is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Caputo.

R
Sponsor group

Remedy

2 issuers · 6 filings · $95.9M reported sold · 2012–2015

One team, 2 deal companies. Mark Caputo is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Caputo.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 8 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Caputo by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Caputo is listed on: none on file. No website or social profile named in Liberty Dialysis Holdings, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #357,107 of 374,652 in line (42 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Denver, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Washington Courts case search (dw.courts.wa.gov) ↗Connecticut Judicial Branch case look-up ↗Massachusetts MassCourts ↗Texas re:SearchTX court records ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Washington Secretary of State business search ↗Connecticut Secretary of State business search ↗Massachusetts Secretary of State business search ↗Texas Secretary of State business search ↗Colorado Secretary of State business search ↗OpenCorporates ↗

Change history

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