Mark Brakel is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jan 2018: INVESTMENT CENTERS OF AMERICA INC (Bismarck, ND — insurance — 2018; $4.26M reported sold to 78 investors).
What this means One deal on file with the SEC, filed Jan 2018. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Group linked by Thomas J. Meyer (5 issuers, $8.59M reported sold, 2010–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Thomas J. Meyer has 5 companies on file and $8.59M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Mark Brakel and found 1 difference: Offering amount changed between filings.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.