Mark Levine

Core Capital Partners III, L.P. (last filing Dec 13, 2011; $23,868,421 sold of $150,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

The filing says the first sale was Jun 21, 2013. The Form D was filed Jul 9, 2013 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Sep 30, 2011. The Form D was filed Oct 21, 2011 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Aug 25, 2011. The Form D was filed Oct 21, 2011 — 57 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 42 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

No amendment in the last 12 months on an offering that may still be open — Core Capital Partners II SQ CF, L.P. (latest filing Aug 25, 2021) · No amendment in the last 12 months on an offering that may still be open — Core Capital Partners Fund II SQ CF, L.P. (latest filing Aug 25, 2021) · No amendment in the last 12 months on an offering that may still be open — Vizbee, Inc. (latest filing Dec 27, 2017) · No amendment in the last 12 months on an offering that may still be open — Univa Corp (latest filing Jun 29, 2017) · No amendment in the last 12 months on an offering that may still be open — Univa Corp (latest filing Oct 30, 2015) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Offering amount changed between filings — Core Capital Partners FP I, L.P. · Offering amount lowered between filings — Core Capital Partners III, L.P. · Offering amount changed between filings — MEDVENTIVE INC · Offering amount changed between filings — MEDVENTIVE INC

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

The Dec 17, 2010 filing lists a minimum of $0; the Dec 13, 2011 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

listed as "Mark Levine" on 20 filings (from Nov 12, 2009), and "Mark J. Levine" on 2 filings (from Jan 13, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

"Other Technology" (Feb 15, 2012 to Oct 30, 2015); then "Other" (Jun 29, 2017).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

This page covers filings where the address state is DC or MN or MD or IL. A separate record, "Mark Levine" with address state NY, is listed on 2 filings — most recently by STAQ, Inc. (Dec 28, 2017). Both records have filings in the same period (May 4, 2016 to Dec 28, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is DC or MN or MD or IL. A separate record, "Mark Levine" with address state MA, is listed on 2 filings — most recently by Minerva Neurosciences, Inc. (Mar 18, 2016). Both records have filings in the same period (Mar 24, 2015 to Mar 18, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is DC or MN or MD or IL. A separate record, "Mark Levine" with address state CA, is listed on 2 filings — most recently by Dollar Shave Club, Inc. (Jun 19, 2014). Both records have filings in the same period (Oct 16, 2013 to Jun 19, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is DC or MN or MD or IL. A separate record, "Mark Levine" with address state CO, is listed on 5 filings — most recently by Valen Technologies Inc (Feb 7, 2014). Both records have filings in the same period (Dec 18, 2009 to Feb 7, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

DC on 18 filings (Nov 12, 2009 to Oct 25, 2023); MN on 1 filing (Jan 3, 2013); MD on 1 filing (Apr 29, 2014); IL on 2 filings (Oct 30, 2015 to Jun 29, 2017).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.