Mark Moffitt is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Jan 2011 and Aug 2011: Rancon Medical & Education Center, LLC (Murrieta, CA — investing — 2011; $3.5M reported sold).
What this means One deal on file with the SEC, filed Aug 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Rancon (3 issuers, $4.25M reported sold, 2011–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Rancon has 3 companies on file and $4.25M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Mark Moffitt and found 4 differences: Bankruptcy case: Fia Card Services, N.A. v. Comerchero; Darryl Stephenson is both a listed executive officer and a paid seller; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.