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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 1:59 AM ET

Sponsor Check › Person

Mark Lewis

Related person on Form D filings · address state as listed: CA · listed Sep 12, 2014 → Feb 25, 2021

3issuers
5Form D filings
2014–2021years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:00 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:00 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:00 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 5 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Feb 25, 2021 D
File 021-390515
$0$0$0None listed on this filing
EDGAR ↗Jan 2, 2020 D
File 021-357000
$0$0$0Alexa Capital Ltd (Global Alliance Securities, LLC 15a-6 service provider to Alexa Capital Ltd.) no CRD number reported
via Global Alliance Securities, LLC (CRD 167164 ↗)
EDGAR ↗Feb 25, 2019 D/A
File 021-319712
$0$0$0None listed on this filing
EDGAR ↗Jul 12, 2016 D
File 021-266832
$0$0$0None listed on this filing
EDGAR ↗Sep 12, 2014 D
File 021-224656
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗mirOculus Inc.DirectorFeb 25, 2021D$20,216,637
similar: $2,000,000–$19,999,994
$20,216,63715
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗SMART WIRES INC.DirectorJan 2, 2020D$85,766,973
similar: $1,000,000–$16,613,798
$43,113,5784
similar: 2–13
No minimum reported
similar: $10,000–$100,000
EDGAR ↗mirOculus Inc.DirectorFeb 25, 2019D/A$25,585,905
similar: $2,000,000–$19,999,994
$25,382,09724
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Formation Data Systems, Inc.Executive Officer, DirectorJul 12, 2016D$20,000,374
similar: $1,100,015–$10,001,163
$6,000,1114
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Formation Data Systems, Inc.Executive Officer, DirectorSep 12, 2014D$15,000,000
similar: $1,100,015–$10,001,163
$15,000,00041
similar: 2–14
No minimum reported
similar: $5,000–$50,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); Other Energy / 506(b) (1,000 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • Mark Lewis — address state CO, 3 issuers, Dec 8, 2020 → Nov 9, 2022 · no shared issuer found
  • Mark Lewis — address state AZ, 2 issuers, May 6, 2010 → Dec 8, 2011 · no shared issuer found
  • Mark Lewis — address state CT, OR, 2 issuers, Aug 3, 2012 → Nov 29, 2021 · no shared issuer found
  • Mark Lewis — address state Cayman Islands (as filed: E9), 2 issuers, Nov 9, 2016 → Mar 25, 2022 · no shared issuer found
  • Mark Lewis — address state MO, 1 issuer, Mar 4, 2013 → Dec 3, 2014 · no shared issuer found
  • Mark Lewis — address state Netherlands (as filed: P7), 1 issuer, Jul 23, 2010 → Jul 23, 2010 · no shared issuer found
  • Mark C Lewis — address state TX, 1 issuer, Feb 24, 2011 → Feb 24, 2011 · no shared issuer found
  • Mark Lewis — address state MI, 1 issuer, Jun 12, 2017 → Nov 13, 2018 · no shared issuer found
  • Mark Lewis — address state WA, 1 issuer, Jul 25, 2017 → Apr 10, 2019 · no shared issuer found
  • Mark Lewis — address state LA, 1 issuer, Jul 19, 2021 → Jul 12, 2022 · no shared issuer found
  • Mark Lewis — address state NY, 1 issuer, Nov 28, 2022 → Nov 28, 2022 · no shared issuer found
  • Mark Lewis — address state GA, 1 issuer, Aug 9, 2023 → Sep 9, 2025 · no shared issuer found
  • Mark B. Lewis — address state MO, 1 issuer, Dec 1, 2009 → Dec 1, 2009 · no shared issuer found
  • Mark A. Lewis — address state TX, 1 issuer, Jun 1, 2020 → Jun 1, 2020 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 21 names on the same filings (0 management entities, 21 people)

People and management entities the issuers listed as related persons on the same Form D filings as Mark Lewis. Source: the EDGAR rows in the table above.

  • Robert Schwartz — 2 shared filings (1 issuer) · role as listed: Director · also listed on 37 other issuers
  • Carl Ledbetter — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Anthony Bettencourt — 2 shared filings (1 issuer) · role as listed: Director
  • Foteini Christodoulou — 2 shared filings (1 issuer) · role as listed: Director
  • Alejandro Tocigl — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Hector Sepulveda — 2 shared filings (1 issuer) · role as listed: Director
  • Anthony Arnerich — 1 shared filing (1 issuer) · role as listed: Director · also listed on 13 other issuers
  • Nicholas Walrod — 1 shared filing (1 issuer) · role as listed: Director · also listed on 12 other issuers
  • Andrew Jenks — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Thomas Voss — 1 shared filing (1 issuer) · role as listed: Director
  • Christopher Bass — 1 shared filing (1 issuer) · role as listed: Director
  • Gregg Rotenberg — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Mark Freyman — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Haroon Inam — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Alexandra Pressman — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Frank Kreikebaum — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Steven Specker — 1 shared filing (1 issuer) · role as listed: Director
  • Pablo Patricio Zapata Aramburuzabala — 1 shared filing (1 issuer) · role as listed: Director
  • Jay Schmelter — 1 shared filing (1 issuer) · role as listed: Director · also listed on 15 other issuers
  • Eric Chan — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Gregory Tibbitts — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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Change history

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