Mark Evans

Kindred Capital II SCSp (last filing Aug 9, 2019; $242,780 sold of $5,000,000); Glamour & the Squalor Production, LLC (last filing Oct 7, 2013; $100,000 sold of $400,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

The filing says the first sale was Mar 4, 2021. The Form D was filed Apr 16, 2021 — 43 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 28 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Dec 14, 2020. The Form D was filed Feb 1, 2021 — 49 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 34 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Nov 13, 2009. The Form D was filed Dec 18, 2009 — 35 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 20 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

No amendment in the last 12 months on an offering that may still be open — SANIA THERAPEUTICS, INC. (latest filing May 21, 2024) · No amendment in the last 12 months on an offering that may still be open — Kindred Capital II SCSp (latest filing Aug 9, 2019) · No amendment in the last 12 months on an offering that may still be open — Memrise, Inc. (latest filing Feb 7, 2017) · No amendment in the last 12 months on an offering that may still be open — Glamour & the Squalor Production, LLC (latest filing Sep 16, 2013) · No amendment in the last 12 months on an offering that may still be open — Gemvara Inc. (latest filing Jun 13, 2012) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

The Feb 19, 2015 filing says $1,500,000 offered; the Feb 7, 2017 Form D/A says $5,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

The Jul 24, 2009 filing says $1,999,999 offered; the Dec 18, 2009 Form D says $1,000,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

The Jul 24, 2009 filing lists a minimum of $44; the Dec 18, 2009 Form D lists $21.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

"Computers" (Sep 10, 2009); then "Other Technology" (Jun 9, 2011 to Oct 3, 2011).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

This page covers filings where the address state is CA or X0 or MA or WA or N4. A separate record, "Mark S Evans" with address state NC, is listed on 1 filing — most recently by Celadore Fund LLC (Jan 24, 2022). Both records have filings in the same period (Jan 24, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA or X0 or MA or WA or N4. A separate record, "Mark Evans" with address state TX, is listed on 11 filings — most recently by Tellurian Investments Inc. (Dec 8, 2016). Both records have filings in the same period (Aug 23, 2010 to Dec 8, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA or X0 or MA or WA or N4. A separate record, "Mark Evans" with address state P7, is listed on 1 filing — most recently by 3D Hubs, Inc. (Jul 15, 2016). Both records have filings in the same period (Jul 15, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA or X0 or MA or WA or N4. A separate record, "Mark Evans" with address state CO, is listed on 1 filing — most recently by Mammoth Universal, Inc. (May 9, 2016). Both records have filings in the same period (May 9, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA or X0 or MA or WA or N4. A separate record, "Mark Evans" with address state PA, is listed on 1 filing — most recently by Civic Science Inc. (Mar 8, 2011). Both records have filings in the same period (Mar 8, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

The people listed on the Jan 11, 2013 filing give Tacoma, WA; on the Sep 16, 2013 filing they give San Diego, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

The people listed on the Mar 25, 2011 filing give Lexington, MA; on the Jun 13, 2012 filing they give Boston, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

CA on 8 filings (Sep 10, 2009 to Apr 16, 2021); United Kingdom (as filed: X0) on 10 filings (May 26, 2010 to May 21, 2024); MA on 1 filing (Jun 13, 2012); WA on 1 filing (Jan 11, 2013); Luxembourg (as filed: N4) on 1 filing (Aug 9, 2019).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.