Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:34 AM ET

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Mark Dunstan

Named as an officer, director or promoter on SEC Form D filings · Luxembourg (as filed: N4) · Jul 31, 2023 → Jul 31, 2023

1deal (issuers)

$0reported sold

0investors

1Form D filing

2023year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:55 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Dunstan is listed as a director on 1 SEC Form D filing by 1 issuer in Jul 2023: AXA Fund Platform Private Equity S.C.A., SICAV-RAIF (Luxembourg, Luxembourg (as filed: N4) — pooled investment fund — 2023).

What this means One deal on file with the SEC, filed Jul 2023. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Laurent Heiliger (1 shared filing) and Nadine Pereira (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 court cases matching the name, 9 bankruptcy cases matching the name listed in Key records below.

What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Community search for Mark Dunstan has not run yet — it is joining a line of 24,221 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 1 closed (disposition not in docket feed), 2 dismissed, 1 judgment

J.D., by and through Kristyn Dunstan, as Next Friend and Parent v. Juul Labs, Inc. closed

District Court, N.D. California · No. 3:21-cv-02034 · Filed Mar 24, 2021 · Closed Jul 19, 2024

Role of J.D., by and through Kristyn Dunstan, as Next Friend and Parent: Plaintiff · Outcome: Terminated 2024-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 22 federal dockets); different first name (kristyn); court in CA (not a filing state)

CSC Holdings, Inc. v. Dunstan dismissed

District Court, S.D. New York · No. 7:01-cv-05148 · Filed Jun 11, 2001 · Closed Sep 27, 2001 · Nature of suit: 890 Other statutory actions

Role of Dunstan: Defendant · Outcome: Terminated 2001-09-27 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 22 federal dockets); surname only in the caption; court in NY (not a filing state)

Dunstan v. ETS Payphones, Inc. dismissed

District Court, M.D. Florida · No. 8:01-cv-00265 · Filed Feb 5, 2001 · Closed Feb 14, 2003 · Nature of suit: 850 Securities/Commodities · Cause: 15:0077 Securities Fraud

Role of Dunstan: Plaintiff · Outcome: Terminated 2003-02-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 22 federal dockets); surname only in the caption; court in FL (not a filing state)

Dunstan v. Laser Technology Inc judgment

District Court, D. Colorado · No. 1:99-cv-00368 · Filed Feb 25, 1999 · Closed Oct 19, 2000 · Nature of suit: 850 Securities, Commodities, Exchange · Cause: 15:78 Securities Exchange Act

Role of Dunstan: Plaintiff · Outcome: Terminated 2000-10-19 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 22 federal dockets); surname only in the caption; court in CO (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:55 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Dunstan..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

Robert Daryl Dunstan and Janice Mae Dunstan closed

United States Bankruptcy Court, M.D. North Carolina · No. 19-10029 · Filed Jan 11, 2019 · Closed May 6, 2019

Role of Robert Daryl Dunstan and Janice Mae Dunstan: Debtor · Outcome: Case closed 2019-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 22 federal dockets); different first name (daryl); court in NC (not a filing state)

RA Dunstan Investments, Inc. closed

United States Bankruptcy Court, E.D. Texas · No. 17-40664 · Filed Mar 31, 2017 · Closed Jun 8, 2017

Role of RA Dunstan Investments, Inc.: Debtor · Outcome: Case closed 2017-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 22 federal dockets); different first name (ra); court in TX (not a filing state)

Gary Dunstan Delano Matthews closed

United States Bankruptcy Court, S.D. California · No. 14-04285 · Filed May 30, 2014 · Closed Sep 8, 2014

Role of Gary Dunstan Delano Matthews: Debtor · Outcome: Case closed 2014-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 22 federal dockets); different first name (gary); court in CA (not a filing state)

Charles Stevens Swanson, Jr. and Tammy Dianne Dunstan closed

United States Bankruptcy Court, E.D. Tennessee · No. 1:14-bk-10145 · Filed Jan 13, 2014 · Closed Apr 6, 2015

Role of Charles Stevens Swanson, Jr. and Tammy Dianne Dunstan: Debtor · Outcome: Case closed 2015-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 22 federal dockets); different first name (dianne); court in TN (not a filing state)

Mark Dunstan and Marlene Dunstan closed

United States Bankruptcy Court, C.D. California · No. 6:11-bk-46047 · Filed Nov 29, 2011 · Closed Jan 28, 2013

Role of Mark Dunstan and Marlene Dunstan: Debtor · Outcome: Case closed 2013-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 22 federal dockets); first name matches; court in CA (not a filing state)

Michelle Dunstan Brooks closed

United States Bankruptcy Court, M.D. Florida · No. 6:08-bk-10892 · Filed Nov 18, 2008 · Closed Apr 30, 2009

Role of Michelle Dunstan Brooks: Debtor · Outcome: Case closed 2009-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 22 federal dockets); different first name (michelle); court in FL (not a filing state)

Robert D. Dunstan and Janice M. Dunstan closed

United States Bankruptcy Court, D. Utah · No. 00-28500 · Filed Aug 2, 2000 · Closed Nov 8, 2000

Role of Robert D. Dunstan and Janice M. Dunstan: Debtor · Outcome: Case closed 2000-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 22 federal dockets); different first name (robert); court in UT (not a filing state)

Chevy Chase Bank v. Dana Lynn Dunstan closed

United States Bankruptcy Court, W.D. Michigan · No. 96-09025 · Filed Jun 10, 1996 · Closed Nov 14, 1996

Role of Dana Lynn Dunstan: Defendant · Outcome: Case closed 1996-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 22 federal dockets); different first name (lynn); court in MI (not a filing state)

Russell Dunstan White closed

United States Bankruptcy Court, N.D. Indiana · No. 92-60851 · Filed Apr 23, 1992 · Closed Mar 22, 1996

Role of Russell Dunstan White: Debtor · Outcome: Case closed 1996-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 22 federal dockets); different first name (russell); court in IN (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:55 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

No differences found between the public filings we have for Mark Dunstan (compared 1 filing on Oct 24, 2026).

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jul 31, 2023 D AXA Fund Platform Private Equity S.C.A., SICAV-RAIF File 021-488273	$0	$0	$0 The General Partner or the Manager, an Affiliate of the General Partner, may be entitled to receive a Management Fee in accordance with the Company's governing documentation, as amended from time to time.	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Mark Dunstan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund

AXA Fund Platform Private Equity S.C.A., SICAV-RAIF

Luxembourg, Luxembourg (as filed: N4) · Jul 31, 2023

Jul 31, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Mark 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Nadine Pereira

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Dunstan. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Laurent Heiliger

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Dunstan. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Dunstan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Dunstan is listed on: none on file. No website or social profile named in AXA Fund Platform Private Equity S.C.A., SICAV-RAIF's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #119,962 of 374,652 in line (1,207 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Luxembourg, N4). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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Members get an email when Mark Dunstan appears on a new Form D, or when a court case or SEC action is matched to them. See plans →

Mark Dunstan

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

5. Money to insiders

Deals 1

AXA Fund Platform Private Equity S.C.A., SICAV-RAIF

People around Mark 2

Nadine Pereira

Laurent Heiliger

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person