PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:48 AM ET

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MD
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MARK DOCKSER

Named as an officer, director or promoter on SEC Form D filings · MA · Dec 2, 2011 → Sep 27, 2017

2deals (issuers)
$38.3Mreported sold
135investors
3Form D filings
2011–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

MARK DOCKSER is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Dec 2011 and Sep 2017: Coravin, Inc. (Bedford, MA — retailing — 2011; $22.5M reported sold to 106 investors) and LUMINOPIA, INC. (Cambridge, MA — biotechnology — 2017; $15.8M reported sold to 29 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $38.3M sold in total.

Listed alongside ALEXANDER WENDLAND (2 shared filings), Dean Travers (2 shared filings), Scott Xiao (2 shared filings), Greg Lambrecht (1 shared filing), Jeff Arnold (1 shared filing) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around MARK. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 6 court cases matching the name listed in Key records below.

What this means 6 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for MARK DOCKSER and found 5 differences, 2 worth asking the sponsor about: 6 court cases name MARK DOCKSER; Form D filed 114 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for MARK DOCKSER has not run yet — it is joining a line of 27,682 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

6 cases: 1 open, 1 judgment, 2 dismissed, 2 closed (disposition not in docket feed)

Dockser v. Folio Collection, LLC open
District Court, Virgin Islands · No. 3:08-mc-00037 · Filed Nov 12, 2008
Role of Dockser: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 6 federal dockets); surname only in the caption; court in VI (not a filing state)
Dockser v. Folio Collection, LLC judgment
District Court, E.D. Virginia · No. 4:07-cv-00101 · Filed Oct 3, 2007 · Closed Jan 31, 2008 · Nature of suit: 140 Negotiable instruments
Role of Dockser: Plaintiff · Outcome: Terminated 2008-01-31 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 6 federal dockets); surname only in the caption; court in VA (not a filing state)
Dockser v. SSC Partners, LLC dismissed
District Court, D. Maryland · No. 8:05-cv-01943 · Filed Jul 18, 2005 · Closed May 16, 2007 · Nature of suit: 190 Other contract actions
Role of Dockser: Plaintiff · Outcome: Terminated 2007-05-16 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 6 federal dockets); surname only in the caption; court in MD (not a filing state)
Vierme, Inc. v. Dockser closed
District Court, D. Maryland · No. 8:98-cv-03393 · Filed Oct 8, 1998 · Closed Sep 14, 1999 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Dockser: Defendant · Outcome: Terminated 1999-09-14 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 6 federal dockets); surname only in the caption; court in MD (not a filing state)
Edge Partners, L.P. v. Dockser closed
District Court, D. Massachusetts · No. 1:97-mc-10323 · Filed Jun 6, 1997 · Closed Jul 11, 1997
Role of Dockser: Defendant · Outcome: Terminated 1997-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 6 federal dockets); surname only in the caption; court in the person's filing state (MA)
Edge Partners, L.P. v. Dockser dismissed
District Court, D. Maryland · No. 8:95-cv-01818 · Filed Jun 19, 1995 · Closed May 14, 1998 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Dockser: Defendant · Outcome: Terminated 1998-05-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 6 federal dockets); surname only in the caption; court in MD (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched MARK DOCKSER..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for MARK DOCKSER — 2 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Jun 19, 1995 – Nov 12, 2008

6 court cases name MARK DOCKSER — 3 as defendant

By role: plaintiff in 3, defendant in 3. Newest: "Dockser v. Folio Collection, LLC" (District Court, Virgin Islands, Nov 12, 2008); "Dockser v. Folio Collection, LLC" (District Court, E.D. Virginia, Oct 3, 2007); "Dockser v. SSC Partners, LLC" (District Court, D. Maryland, Jul 18, 2005). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · Dockser v. Folio Collection, LLC ↗Docket · Dockser v. Folio Collection, LLC ↗Docket · Dockser v. SSC Partners, LLC ↗Docket · Vierme, Inc. v. Dockser ↗
Sources
Worth asking · Jun 5, 2017 – Sep 27, 2017

Form D filed 114 days after the first sale — LUMINOPIA, INC.

The filing says the first sale was Jun 5, 2017. The Form D was filed Sep 27, 2017 — 114 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 99 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 27, 2017 ↗LUMINOPIA, INC. — PartnerFacts page ↗
Sources
Note · Sep 13, 2017 – Sep 27, 2017

No amendment in the last 12 months on an offering that may still be open — LUMINOPIA, INC. (latest filing Sep 27, 2017)

The latest filing for this offering is dated Sep 27, 2017 (first sale Sep 13, 2017). It reports $1,250,000 sold of $2,050,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 27, 2017 ↗LUMINOPIA, INC. — PartnerFacts page ↗
Sources
Note · Jun 5, 2017 – Sep 27, 2017

No amendment in the last 12 months on an offering that may still be open — LUMINOPIA, INC. (latest filing Sep 27, 2017)

The latest filing for this offering is dated Sep 27, 2017 (first sale Jun 5, 2017). It reports $3,625,000 sold of $5,125,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 27, 2017 ↗LUMINOPIA, INC. — PartnerFacts page ↗
Sources
Note · Nov 18, 2011 – Dec 2, 2011

No amendment in the last 12 months on an offering that may still be open — Coravin, Inc. (latest filing Dec 2, 2011)

The latest filing for this offering is dated Dec 2, 2011 (first sale Nov 18, 2011). It reports $2,140,000 sold of $3,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 2, 2011 ↗Coravin, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 27, 2017 D
LUMINOPIA, INC.
File 021-295511
$0$0$0None listed on this filingEDGAR ↗
Sep 27, 2017 D
LUMINOPIA, INC.
File 021-295512
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2011 D
Coravin, Inc.
File 021-169523
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Mark Dockser on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

L
Other Health Care

LUMINOPIA, INC.

Cambridge, MA · Sep 27, 2017 → Sep 27, 2017 · 2 filings
  • Sep 27, 2017 · D · $1,250,000 sold of $2,050,000 · 3 investors · min. $25,000 · role: Executive Officer (Mr. Dockser is the President and Chief Operating Officer of the Issuer.) EDGAR ↗
  • Sep 27, 2017 · D · $3,625,000 sold of $5,125,000 · 8 investors · min. $10,000 · role: Executive Officer (Mr. Dockser is the President and Chief Operating Officer of the Issuer.) EDGAR ↗

Raised $15.8M from 29 investors (100% of the $2.05M target) as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C
Retailing

Coravin, Inc.

Bedford, MA · Dec 2, 2011
  • Dec 2, 2011 · D · $2,140,000 sold of $3,000,000 · 36 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $22.5M from 106 investors (100% of the $3M target) as of the latest filing. Mark is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Mark 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

ALEXANDER WENDLAND

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Dockser. Their page shows their other deals.

SX
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Xiao

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark Dockser. Their page shows their other deals.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

Dean Travers

Executive Officer, Director, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Mark Dockser. Their page shows their other deals.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Lambrecht

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark Dockser. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Josh Makower

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Dockser. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Arnold

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Mark Dockser. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to MARK DOCKSER by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Dockser is listed on: none on file. No website or social profile named in LUMINOPIA, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #122,193 of 374,652 in line (1,341 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cambridge, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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