PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:47 AM ET

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Mark Keller

Named as an officer, director or promoter on SEC Form D filings · MO · Apr 23, 2010 → Apr 2, 2015

1deal (issuers)
$36.3Mreported sold
450investors
7Form D filings
2010–2015years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Keller is listed as a director on 7 SEC Form D filings by 1 issuer between Apr 2010 and Apr 2015: BENJAMIN EDWARDS INC (Clayton, MO — investing — 2010–2015; $36.3M reported sold to 450 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Benjamin (Tad) Franklin Edwards IV (7 shared filings), Edgar Allen Cole (7 shared filings), John Michael Medart (7 shared filings), Pamela Edwards Bunn (7 shared filings), Thomas Hayden Martin Jr. (7 shared filings) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 46 bankruptcy cases matching the name listed in Key records below.

What this means 46 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for Mark Keller and found 11 differences: 7 bankruptcy cases name the subject or team members; 18% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Keller has not run yet — it is joining a line of 60,974 names; searches run around the clock at the hosts' allowed rate. Searched so far: 708 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Keller..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

46 cases: 4 open, 42 closed (disposition not in docket feed)

Mark R Keller and Maria J Keller open
United States Bankruptcy Court, D. New Jersey · No. 26-14627 · Filed Apr 27, 2026
Role of Mark R Keller and Maria J Keller: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
Mark Keller open
United States Bankruptcy Court, C.D. California · No. 6:25-bk-18829 · Filed Dec 9, 2025
Role of Mark Keller: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Mark Keller open
United States Bankruptcy Court, N.D. Illinois · No. 22-11873 · Filed Oct 13, 2022
Role of Mark Keller: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Mark A Keller and Charity Hope Keller open
United States Bankruptcy Court, S.D. Illinois · No. 22-30566 · Filed Sep 9, 2022
Role of Mark A Keller and Charity Hope Keller: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Mark D. Keller closed
United States Bankruptcy Court, N.D. Iowa · No. 22-00201 · Filed Apr 14, 2022 · Closed Jul 20, 2022
Role of Mark D. Keller: Debtor · Outcome: Case closed 2022-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in IA (not a filing state)
Mark T Keller and Amy C Keller closed
United States Bankruptcy Court, S.D. California · No. 21-02483 · Filed Jun 14, 2021 · Closed Sep 15, 2021
Role of Mark T Keller and Amy C Keller: Debtor · Outcome: Case closed 2021-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Mark A.C. Keller closed
United States Bankruptcy Court, D. Maryland · No. 21-12519 · Filed Apr 16, 2021 · Closed Jul 27, 2021
Role of Mark A.C. Keller: Debtor · Outcome: Case closed 2021-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in MD (not a filing state)
Mark A Keller and Elizabeth M Keller closed
United States Bankruptcy Court, E.D. Michigan · No. 16-51306 · Filed Aug 12, 2016 · Closed Nov 28, 2016
Role of Mark A Keller and Elizabeth M Keller: Debtor · Outcome: Case closed 2016-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)
Mark R. Keller closed
United States Bankruptcy Court, D. New Jersey · No. 16-15331 · Filed Mar 22, 2016 · Closed Aug 2, 2016
Role of Mark R. Keller: Debtor · Outcome: Case closed 2016-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
Mark A Keller and Jennifer L Keller closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:15-bk-00261 · Filed Jan 26, 2015 · Closed May 6, 2015
Role of Mark A Keller and Jennifer L Keller: Debtor · Outcome: Case closed 2015-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
Mark D Keller closed
United States Bankruptcy Court, D. Maryland · No. 11-23942 · Filed Jul 6, 2011 · Closed Mar 13, 2012
Role of Mark D Keller: Debtor · Outcome: Case closed 2012-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in MD (not a filing state)
Mark A. Keller closed
United States Bankruptcy Court, N.D. Ohio · No. 11-32076 · Filed Apr 14, 2011 · Closed Aug 22, 2011
Role of Mark A. Keller: Debtor · Outcome: Case closed 2011-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
Mark W. Keller closed
United States Bankruptcy Court, N.D. Ohio · No. 11-11169 · Filed Feb 16, 2011 · Closed Oct 8, 2015
Role of Mark W. Keller: Debtor · Outcome: Case closed 2015-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
Mark E Keller and Shelley L Keller closed
United States Bankruptcy Court, S.D. Ohio · No. 1:10-bk-13961 · Filed Jun 10, 2010 · Closed Oct 13, 2010
Role of Mark E Keller and Shelley L Keller: Debtor · Outcome: Case closed 2010-10-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
MARK A KELLER and CHRISTINE S KELLER closed
United States Bankruptcy Court, D. Nevada · No. 09-21307 · Filed Jun 28, 2009 · Closed Aug 12, 2013
Role of MARK A KELLER and CHRISTINE S KELLER: Debtor · Outcome: Case closed 2013-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in NV (not a filing state)
Mark Keller closed
United States Bankruptcy Court, N.D. Illinois · No. 09-07958 · Filed Mar 10, 2009 · Closed Jun 22, 2009
Role of Mark Keller: Debtor · Outcome: Case closed 2009-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Mark J. Keller and Ginger A. Keller closed
United States Bankruptcy Court, M.D. Florida · No. 8:09-bk-01408 · Filed Jan 28, 2009 · Closed Jun 24, 2009
Role of Mark J. Keller and Ginger A. Keller: Debtor · Outcome: Case closed 2009-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
Mark D Keller and Barbara K Keller closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:08-bk-00264 · Filed Jan 29, 2008 · Closed Jun 12, 2012
Role of Mark D Keller and Barbara K Keller: Debtor · Outcome: Case closed 2012-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
Mark P. Keller closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-07-14120 · Filed Oct 19, 2007 · Closed Mar 4, 2008
Role of Mark P. Keller: Debtor · Outcome: Case closed 2008-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in WI (not a filing state)
Mark W Keller and NaManet Keller closed
United States Bankruptcy Court, D. Nebraska · No. 07-41789 · Filed Sep 24, 2007 · Closed Apr 7, 2008
Role of Mark W Keller and NaManet Keller: Debtor · Outcome: Case closed 2008-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings
Mark G Keller and Michele L Keller closed
United States Bankruptcy Court, W.D. Washington · No. 05-50305 · Filed Oct 7, 2005 · Closed Jan 24, 2006
Role of Mark G Keller and Michele L Keller: Debtor · Outcome: Case closed 2006-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in WA (not a filing state)
Mark R Keller closed
United States Bankruptcy Court, W.D. Kentucky · No. 05-37391 · Filed Sep 29, 2005 · Closed Jan 18, 2006
Role of Mark R Keller: Debtor · Outcome: Case closed 2006-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in KY (not a filing state)
Mark Keller closed
United States Bankruptcy Court, W.D. Michigan · No. 05-12477 · Filed Sep 7, 2005 · Closed Feb 1, 2006
Role of Mark Keller: Debtor · Outcome: Case closed 2006-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)
Mark A. Keller closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 05-71516 · Filed Jul 7, 2005 · Closed Dec 23, 2005
Role of Mark A. Keller: Debtor · Outcome: Case closed 2005-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
Mark D Keller closed
United States Bankruptcy Court, S.D. California · No. 05-02493 · Filed Mar 27, 2005 · Closed Jul 9, 2010
Role of Mark D Keller: Debtor · Outcome: Case closed 2010-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Mark Keller and Susan Han Keller closed
United States Bankruptcy Court, N.D. Alabama · No. 05-01307 · Filed Feb 9, 2005 · Closed Sep 13, 2005
Role of Mark Keller and Susan Han Keller: Debtor · Outcome: Case closed 2005-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in AL (not a filing state)
Mark Keller, and Patricia Ellen Keller closed
United States Bankruptcy Court, E.D. New York · No. 8-03-84690 · Filed Jul 14, 2003 · Closed Nov 20, 2003
Role of Mark Keller: Debtor · Outcome: Case closed 2003-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
Mark J Keller closed
United States Bankruptcy Court, S.D. Ohio · No. 3:03-bk-31816 · Filed Mar 10, 2003 · Closed Jul 30, 2003
Role of Mark J Keller: Debtor · Outcome: Case closed 2003-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
MARK D KELLER closed
United States Bankruptcy Court, D. Minnesota · No. 02-55333 · Filed Jul 27, 2002 · Closed Nov 25, 2002
Role of MARK D KELLER: Debtor · Outcome: Case closed 2002-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in MN (not a filing state)
Mark A Keller and Jennifer L Keller closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:02-bk-02275 · Filed Apr 25, 2002 · Closed Aug 14, 2002
Role of Mark A Keller and Jennifer L Keller: Debtor · Outcome: Case closed 2002-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
Mark J Keller closed
United States Bankruptcy Court, S.D. Ohio · No. 3:02-bk-30299 · Filed Jan 16, 2002 · Closed Mar 20, 2003
Role of Mark J Keller: Debtor · Outcome: Case closed 2003-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
Mark A Keller and Sally M Keller closed
United States Bankruptcy Court, S.D. Ohio · No. 3:01-bk-36574 · Filed Sep 14, 2001 · Closed Jan 24, 2005
Role of Mark A Keller and Sally M Keller: Debtor · Outcome: Case closed 2005-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
Mark A. Keller and Patricia M. Keller closed
United States Bankruptcy Court, D. Maryland · No. 00-23001 · Filed Dec 7, 2000 · Closed Feb 6, 2003
Role of Mark A. Keller and Patricia M. Keller: Debtor · Outcome: Case closed 2003-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in MD (not a filing state)
Mark K. Keller closed
United States Bankruptcy Court, W.D. New York · No. 1-00-14787 · Filed Sep 18, 2000 · Closed Feb 26, 2001
Role of Mark K. Keller: Debtor · Outcome: Case closed 2001-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
Mark A. Keller and Brandi L. Keller closed
United States Bankruptcy Court, N.D. Indiana · No. 00-40146 · Filed Mar 8, 2000 · Closed Jun 28, 2000
Role of Mark A. Keller and Brandi L. Keller: Debtor · Outcome: Case closed 2000-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in IN (not a filing state)
Mark Keller closed
United States Bankruptcy Court, W.D. New York · No. 1-99-14664 · Filed Aug 20, 1999 · Closed Dec 13, 1999
Role of Mark Keller: Debtor · Outcome: Case closed 1999-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
Mark A Keller and Heather M Keller closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:99-bk-03131 · Filed Jul 16, 1999 · Closed May 11, 2001
Role of Mark A Keller and Heather M Keller: Debtor · Outcome: Case closed 2001-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
Mark Keller and Karen Keller closed
United States Bankruptcy Court, D. Maryland · No. 98-18177 · Filed Jun 19, 1998 · Closed Mar 2, 1999
Role of Mark Keller and Karen Keller: Debtor · Outcome: Case closed 1999-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in MD (not a filing state)
Mark W Keller closed
United States Bankruptcy Court, S.D. Ohio · No. 3:98-bk-32403 · Filed Apr 20, 1998 · Closed Dec 2, 1999
Role of Mark W Keller: Debtor · Outcome: Case closed 1999-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
Mark F. Keller and Kimberly C. Keller closed
United States Bankruptcy Court, N.D. Ohio · No. 97-51440 · Filed May 21, 1997 · Closed Sep 23, 1997
Role of Mark F. Keller and Kimberly C. Keller: Debtor · Outcome: Case closed 1997-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
Mark E Keller and Shelley L Keller closed
United States Bankruptcy Court, S.D. Ohio · No. 1:97-bk-12061 · Filed Apr 4, 1997 · Closed Aug 6, 1997
Role of Mark E Keller and Shelley L Keller: Debtor · Outcome: Case closed 1997-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
Mark W. Keller closed
United States Bankruptcy Court, N.D. California · No. 96-48948 · Filed Oct 22, 1996 · Closed Mar 24, 1997
Role of Mark W. Keller: Debtor · Outcome: Case closed 1997-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
Mark J. Keller closed
United States Bankruptcy Court, D. Nebraska · No. 96-80572 · Filed Mar 20, 1996 · Closed Jul 19, 1996
Role of Mark J. Keller: Debtor · Outcome: Case closed 1996-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings
Mark A Keller closed
United States Bankruptcy Court, N.D. Illinois · No. 95-26746 · Filed Dec 13, 1995 · Closed Apr 12, 1996
Role of Mark A Keller: Debtor · Outcome: Case closed 1996-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Mark G. Keller closed
United States Bankruptcy Court, D. Oregon · No. 95-32423 · Filed Apr 18, 1995 · Closed Mar 5, 1999
Role of Mark G. Keller: Debtor · Outcome: Case closed 1999-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in OR (not a filing state)
Mark A. Keller closed
United States Bankruptcy Court, D. Maryland · No. 94-12169 · Filed Apr 26, 1994 · Closed Nov 20, 1994
Role of Mark A. Keller: Debtor · Outcome: Case closed 1994-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 90 federal dockets); 5 people with this name in Form D filings; court in MD (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Mark Keller (compared 7 filings on Oct 24, 2026)

Note · Nov 17, 1994 – Dec 19, 2016

7 bankruptcy cases name the subject or team members

Bankruptcy case: Benjamin Edwards — filed Nov 30, 2011 · Bankruptcy case: Benjamin Edwards and Andrea Nicole Edwards — filed Oct 4, 2010 · Bankruptcy case: Benjamin Edwards — filed Feb 10, 2012 · Bankruptcy case: Benjamin Edwards — filed Jan 5, 2010 · Bankruptcy case: Benjamin Edwards and Lillie Belle Edwards — filed Jun 20, 2000 · and 2 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, M.D. Alabama ↗BENJAMIN EDWARDS INC — PartnerFacts page ↗Docket · United States Bankruptcy Court, N.D. Texas ↗Docket · United States Bankruptcy Court, E.D. Missouri ↗
Sources
Note · Jun 22, 2012

18% of the money raised went to insiders — BENJAMIN EDWARDS INC

The Jun 22, 2012 Form D/A reports $7,932,128 sold and $1,397,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Salaries Payable to Executive Officers and Directors' compensation for position held on board.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Jun 22, 2012 ↗BENJAMIN EDWARDS INC — PartnerFacts page ↗
Sources
Note · May 14, 2012

18% of the money raised went to insiders — BENJAMIN EDWARDS INC

The May 14, 2012 Form D/A reports $7,048,128 sold and $1,262,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Salaries Payable to Executive Officers and Directors' compensation for position held on board.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · May 14, 2012 ↗BENJAMIN EDWARDS INC — PartnerFacts page ↗
Sources
Note · Mar 21, 2014 – Apr 2, 2015

Offering amount changed between filings — BENJAMIN EDWARDS INC

The Mar 21, 2014 filing says $35,000,000 offered; the Apr 2, 2015 Form D/A says $36,284,416.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Mar 21, 2014 ↗Form D/A (later) · Apr 2, 2015 ↗BENJAMIN EDWARDS INC — PartnerFacts page ↗
Sources
Note · May 10, 2013 – Mar 21, 2014

Offering amount changed between filings — BENJAMIN EDWARDS INC

The May 10, 2013 filing says $25,000,000 offered; the Mar 21, 2014 Form D/A says $35,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · May 10, 2013 ↗Form D/A (later) · Mar 21, 2014 ↗BENJAMIN EDWARDS INC — PartnerFacts page ↗
Sources
Note · Jun 22, 2012 – May 10, 2013

Offering amount changed between filings — BENJAMIN EDWARDS INC

The Jun 22, 2012 filing says $20,000,000 offered; the May 10, 2013 Form D/A says $25,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Jun 22, 2012 ↗Form D/A (later) · May 10, 2013 ↗BENJAMIN EDWARDS INC — PartnerFacts page ↗
Sources
Note · Apr 23, 2010 – May 10, 2013

Reported revenue range changed between filings — BENJAMIN EDWARDS INC

"$1 - $1,000,000" (Apr 23, 2010); then "$5,000,001 - $25,000,000" (May 13, 2011); then "$25,000,001 - $100,000,000" (May 10, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Apr 23, 2010 ↗Form D · May 13, 2011 ↗Form D/A · May 10, 2013 ↗BENJAMIN EDWARDS INC — PartnerFacts page ↗
Sources
Note · Nov 10, 2022 – Jun 29, 2026

Same name, different state: "Mark Keller" (FL) is a separate record

This page covers filings where the address state is MO. A separate record, "Mark Keller" with address state FL, is listed on 4 filings — most recently by ARK Venture Fund Holdings LLC (Jun 29, 2026). The two records do not overlap in time: this page runs Apr 23, 2010 to Apr 2, 2015; the other runs Nov 10, 2022 to Jun 29, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Keller (FL) — PartnerFacts page ↗Form D/A · Jun 29, 2026 ↗ARK Venture Fund Holdings LLC — PartnerFacts page ↗Mark Keller (MO) — this page ↗
Sources
Note · Oct 19, 2023

Same name, different state: "Mark Keller" (WA) is a separate record

This page covers filings where the address state is MO. A separate record, "Mark Keller" with address state WA, is listed on 1 filing — most recently by Tendrel, Inc. (Oct 19, 2023). The two records do not overlap in time: this page runs Apr 23, 2010 to Apr 2, 2015; the other has one filing dated Oct 19, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Keller (WA) — PartnerFacts page ↗Form D · Oct 19, 2023 ↗Tendrel, Inc. — PartnerFacts page ↗Mark Keller (MO) — this page ↗
Sources
Note · Dec 16, 2020

Same name, different state: "Mark Keller" (IN) is a separate record

This page covers filings where the address state is MO. A separate record, "Mark Keller" with address state IN, is listed on 1 filing — most recently by Valley Rural Utility Co (Dec 16, 2020). The two records do not overlap in time: this page runs Apr 23, 2010 to Apr 2, 2015; the other has one filing dated Dec 16, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Keller (IN) — PartnerFacts page ↗Form D · Dec 16, 2020 ↗Valley Rural Utility Co — PartnerFacts page ↗Mark Keller (MO) — this page ↗
Sources
Note · Jan 3, 2019

Same name, different state: "Mark K Keller" (PA) is a separate record

This page covers filings where the address state is MO. A separate record, "Mark K Keller" with address state PA, is listed on 1 filing — most recently by ORRSTOWN FINANCIAL SERVICES INC (Jan 3, 2019). The two records do not overlap in time: this page runs Apr 23, 2010 to Apr 2, 2015; the other has one filing dated Jan 3, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark K Keller (PA) — PartnerFacts page ↗Form D · Jan 3, 2019 ↗ORRSTOWN FINANCIAL SERVICES INC — PartnerFacts page ↗Mark Keller (MO) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 2 offerings reports sales commissions totalling $234,000; 0 report finder's fees; 2 report proceeds to related persons totalling $2,256,500. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 2, 2015 D/A
BENJAMIN EDWARDS INC
File 021-159814
$234,000 (est.)$0$1,411,500 (est.)
Ordinary salary/bonus for 2014 compensation for Executive Officers; compensation to outside Directors for service on Benjamin Edwards Inc. board.
Douglas Rubenstein BrokerCheck CRD 1138380 ↗
via Benjamin F. Edwards & Co., inc. (CRD 146936 ↗)
EDGAR ↗
Apr 23, 2010 D
BENJAMIN EDWARDS INC
File 021-141021
$0$0$845,000 (est.)
Slaries Payable to Executive Officers
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Mark Keller on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BE
Investing

BENJAMIN EDWARDS INC

Clayton, MO · Apr 23, 2010 → Apr 2, 2015 · 7 filings
  • Apr 2, 2015 · D/A · $36,284,416 sold of $36,284,416 · 450 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 21, 2014 · D/A · $26,595,584 sold of $35,000,000 · 345 investors · min. $50,000 · role: Director EDGAR ↗
  • May 10, 2013 · D/A · $19,908,078 sold of $25,000,000 · 225 investors · min. $50,000 · role: Director EDGAR ↗
  • Jun 22, 2012 · D/A · $7,932,128 sold of $20,000,000 · 45 investors · min. $50,000 · role: Director EDGAR ↗
  • May 14, 2012 · D/A · $7,048,128 sold of $20,000,000 · 40 investors · min. $50,000 · role: Director EDGAR ↗
  • May 13, 2011 · D · $0 sold of $20,000,000 · 0 investors · min. $50,000 · role: Director EDGAR ↗
  • Apr 23, 2010 · D · $0 sold of $15,000,000 · 0 investors · min. $50,000 · role: Director EDGAR ↗

Raised $36.3M from 450 investors (100% of the $36.3M target) as of the latest filing. Mark is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark Keller — FL, 2 issuers, Nov 10, 2022 → Jun 29, 2026 · no shared issuer
  • Mark K Keller — PA, 1 issuer, Jan 3, 2019 → Jan 3, 2019 · no shared issuer
  • Mark Keller — IN, 1 issuer, Dec 16, 2020 → Dec 16, 2020 · no shared issuer
  • Mark Keller — WA, 1 issuer, Oct 19, 2023 → Oct 19, 2023 · no shared issuer

People around Mark 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BE
No photo found yet (own website and image search run after this page is viewed)
Person

Benjamin (Tad) Franklin Edwards IV

Executive Officer, Director · 7 shared filings (1 issuer)

Listed on the same filings as Mark Keller. Their page shows their other deals.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

Wayne Grace

Director · 7 shared filings (1 issuer)

Listed on the same filings as Mark Keller. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Pamela Edwards Bunn

Director · 7 shared filings (1 issuer)

Listed on the same filings as Mark Keller. Their page shows their other deals.

EC
No photo found yet (own website and image search run after this page is viewed)
Person

Edgar Allen Cole

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as Mark Keller. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Hayden Martin Jr.

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as Mark Keller. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John Michael Medart

Director · 7 shared filings (1 issuer)

Listed on the same filings as Mark Keller. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Cynthia Lyn Becker

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Mark Keller. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kurt Dehol Longworth

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark Keller. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Cynthia Lyn Bohme

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark Keller. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Keller by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Keller is listed on: none on file. No website or social profile named in BENJAMIN EDWARDS INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #304,449 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Clayton, MO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Missouri Case.net ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Missouri Secretary of State business search ↗OpenCorporates ↗

Change history

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