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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 8:06 AM ET

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Mark Shamia

Named as an officer, director or promoter on SEC Form D filings · CA · Mar 9, 2009 → Nov 18, 2025

14deals (issuers)
$3.31Breported sold
1,065investors
38Form D filings
2009–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Shamia is listed as an executive officer, director, and promoter on 38 SEC Form D filings by 14 issuers between Mar 2009 and Nov 2025. Largest by amount reported sold: SQN Investors Fund LP (Menlo Park, CA — pooled investment fund — 2014–2015; $839.8M reported sold to 124 investors), Coastlands Capital Partners LP (San Francisco, CA — pooled investment fund — 2025; $606M reported sold to 20 investors), PALO ALTO HEALTHCARE FUND II L P (Palo Alto, CA — pooled investment fund — 2009–2012; $597.7M reported sold to 236 investors), PALO ALTO SMALL CAP FUND LP (Palo Alto, CA — pooled investment fund — 2010–2012; $375.3M reported sold to 257 investors), PALO ALTO HEALTHCARE FUND LP (Palo Alto, CA — pooled investment fund — 2009–2011; $330.9M reported sold to 97 investors) and 9 more (all listed below).

What this means That is a lot of deals — 14 separate companies raised money with this person listed as executive officer, director, and promoter, over about 16 years. Across those companies the filings report $3.31B sold in total.

Listed alongside Anthony Joon Yun (32 shared filings), Palo Alto Investors, LLC (32 shared filings, management entity), William L. Edwards (32 shared filings), Amish Mehta (3 shared filings), Joon Palo Alto Investors (3 shared filings, management entity) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

The issuers belong to 2 sponsor groups: Group linked by Anthony Joon Yun (17 issuers, $2.48B reported sold, 2009–2026) and Sqn (3 issuers, $839.8M reported sold, 2014–2024).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 2 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 38 public filings for Mark Shamia and found 8 differences, 3 worth asking the sponsor about: 16 bankruptcy cases name the subject or team members; Mark Shamia appears on 4 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Shamia has not run yet — it is joining a line of 29,942 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Shamia v. GeoVera Specialty Insurance Co closed
District Court, W.D. Louisiana · No. 2:21-cv-02703 · Filed Aug 23, 2021 · Closed Dec 6, 2021
Role of Shamia: Plaintiff · Outcome: Terminated 2021-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 3 federal dockets); surname only in the caption; court in LA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Shamia..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 1 open, 1 closed (disposition not in docket feed)

Joseph T Beatty and Shamia L Williams open
United States Bankruptcy Court, N.D. Illinois · No. 20-06612 · Filed Mar 9, 2020
Role of Joseph T Beatty and Shamia L Williams: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 3 federal dockets); surname only in the caption; court in IL (not a filing state)
Richard Lars Hardwick and Shamia Danai Hardwick closed
United States Bankruptcy Court, W.D. Oklahoma · No. 07-11756 · Filed May 29, 2007 · Closed Oct 20, 2007
Role of Richard Lars Hardwick and Shamia Danai Hardwick: Debtor · Outcome: Case closed 2007-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 3 federal dockets); surname only in the caption; court in OK (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Mark Shamia — 3 worth asking about (compared 38 filings on Oct 24, 2026)

Worth asking · Mar 25, 1993 – Apr 30, 2024

16 bankruptcy cases name the subject or team members

Bankruptcy case: Joseph T Beatty and Shamia L Williams — filed Mar 9, 2020 · Bankruptcy case: Richard Lars Hardwick and Shamia Danai Hardwick — filed May 29, 2007 · Bankruptcy case: Jeremy Rosenthal, as Liquidation Trustee of the WH v. Sutter Health d/b/a Palo Alto Medical Foundation — filed Nov 30, 2023 · Bankruptcy case: The Counter Palo Alto, LP — filed Jan 26, 2024 · Bankruptcy case: Palo Alto Limo, Inc. — filed Sep 5, 2023 · and 11 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗Docket · United States Bankruptcy Court, W.D. Oklahoma ↗Docket · United States Bankruptcy Court, N.D. California ↗Palo Alto Investors, LLC — PartnerFacts page ↗
Sources
Worth asking · Mar 24, 2010 – Apr 29, 2013

Mark Shamia appears on 4 deals that stopped filing before reaching their target

PALO ALTO SPV I LP (last filing Apr 29, 2013; $40,650,000 sold of $500,000,000); PALO ALTO ENERGY FUND, L.P. (last filing Dec 14, 2011; $166,560,130 sold of $500,000,000); UBTI FREE LP (last filing Apr 18, 2011; $4,000,000 sold of $200,000,000); Palo Alto Technology Fund L P (last filing Mar 24, 2010; $27,305,000 sold of $500,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

PALO ALTO SPV I LP — PartnerFacts page ↗PALO ALTO ENERGY FUND, L.P. — PartnerFacts page ↗UBTI FREE LP — PartnerFacts page ↗Palo Alto Technology Fund L P — PartnerFacts page ↗
Sources
Note · Oct 1, 2001 – Apr 17, 2012

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — PALO ALTO SMALL CAP FUND LP (latest filing Apr 17, 2012) · No amendment in the last 12 months on an offering that may still be open — PALO ALTO ENERGY FUND, L.P. (latest filing Dec 14, 2011) · No amendment in the last 12 months on an offering that may still be open — UBTI FREE LP (latest filing Apr 18, 2011) · No amendment in the last 12 months on an offering that may still be open — Palo Alto Technology Fund L P (latest filing Mar 24, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Apr 17, 2012 ↗PALO ALTO SMALL CAP FUND LP — PartnerFacts page ↗Form D/A · Dec 14, 2011 ↗PALO ALTO ENERGY FUND, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jul 25, 2011 – Sep 19, 2017

7 people are no longer listed on a later amendment

Mark Shamia is no longer listed on the Sep 19, 2017 amendment — SQN Investors Fund LP · Mark Shamia is no longer listed on the Aug 14, 2013 amendment — Palo Alto Advanced Life Sciences Fund, L.P. · Mark Shamia is no longer listed on the Apr 29, 2013 amendment — PALO ALTO HEALTHCARE FUND II L P · Mark Shamia is no longer listed on the Apr 29, 2013 amendment — Palo Alto Korea Fund, L.P. · Mark Shamia is no longer listed on the Apr 29, 2013 amendment — MICRO CAP PARTNERS L P · and 2 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Nov 17, 2015 ↗Form D/A · Sep 19, 2017 ↗Mark Shamia — PartnerFacts page ↗SQN Investors Fund LP — PartnerFacts page ↗
Sources
Note · Mar 9, 2009 – Apr 17, 2012

4 role changes for the same people across filings

Mark Shamia's role changed at PALO ALTO HEALTHCARE FUND II L P: executive officer, promoter → executive officer · Mark Shamia's role changed at Palo Alto Technology Fund L P: executive officer → executive officer, promoter · Mark Shamia's role changed at PALO ALTO ENERGY FUND, L.P.: executive officer → executive officer, promoter · Mark Shamia's role changed at PALO ALTO HEALTHCARE FUND II L P: executive officer → executive officer, promoter

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D/A · Apr 14, 2011 ↗Form D/A · Apr 17, 2012 ↗Mark Shamia — PartnerFacts page ↗PALO ALTO HEALTHCARE FUND II L P — PartnerFacts page ↗
Sources
Note · Sep 29, 2011 – Aug 14, 2013

Minimum investment changed between filings — Palo Alto Advanced Life Sciences Fund, L.P.

The Sep 29, 2011 filing lists a minimum of $1,000,000; the Aug 14, 2013 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Sep 29, 2011 ↗Form D/A (later) · Aug 14, 2013 ↗Palo Alto Advanced Life Sciences Fund, L.P. — PartnerFacts page ↗
Sources
Note · Aug 1, 2023 – Apr 10, 2024

Address moved from Redwood City, CA to Menlo Park, CA — SQN Investors Fund LP

The people listed on the Aug 1, 2023 filing give Redwood City, CA; on the Apr 10, 2024 filing they give Menlo Park, CA. The address now on file (1300 El Camino Real, Suite 100, Menlo Park, CA) is a registered-agent or shared-office address used by 232 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D/A · Aug 1, 2023 ↗Form D/A · Apr 10, 2024 ↗SQN Investors Fund LP — PartnerFacts page ↗
Sources
Note · May 9, 2014 – Sep 26, 2014

Address moved from Menlo Park, CA to Redwood City, CA — SQN Investors Fund LP

The people listed on the May 9, 2014 filing give Menlo Park, CA; on the Sep 26, 2014 filing they give Redwood City, CA. The address now on file (1300 El Camino Real, Suite 100, Menlo Park, CA) is a registered-agent or shared-office address used by 232 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · May 9, 2014 ↗Form D/A · Sep 26, 2014 ↗SQN Investors Fund LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 14 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 18, 2025 D/A
Coastlands Capital Partners LP
File 021-541588
$0 (est.)$0 (est.)$0 (est.)
None, although the investment adviser to the issuer receives investment management fees and the general partner of the issuer receives a performance allocation.
None listed on this filingEDGAR ↗
Nov 17, 2015 D/A
SQN Investors Fund LP
File 021-217126
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Apr 17, 2012 D/A
PALO ALTO HEALTHCARE FUND II L P
File 021-91122
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗		EDGAR ↗
Apr 17, 2012 D/A
PALO ALTO SPV I LP
File 021-119290
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Apr 17, 2012 D/A
PALO ALTO SMALL CAP FUND LP
File 021-62135
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗		EDGAR ↗
Apr 17, 2012 D/A
MICRO CAP PARTNERS L P
File 021-94171-2L
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Apr 17, 2012 D/A
Palo Alto Korea Fund, L.P.
File 021-140086
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Dec 14, 2011 D/A
PALO ALTO ENERGY FUND, L.P.
File 021-60630
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗		EDGAR ↗
Sep 29, 2011 D/A
Palo Alto Advanced Life Sciences Fund, L.P.
File 021-148979
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jul 25, 2011 D/A
PALO ALTO HEALTHCARE FUND LP
File 021-119293
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗		EDGAR ↗
Apr 18, 2011 D/A
UBTI FREE LP
File 021-128130
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jun 11, 2010 D
Palo Alto Global Energy Offshore Liquidating Fund, Ltd.
File 021-143314
$0 (est.)$0 (est.)$0 (est.)
None, although the investment adviser of the issuer receives investment management fees and performance fees.
None listed on this filingEDGAR ↗
May 10, 2010 D
Palo Alto Global Energy Liquidating Fund, L.P.
File 021-141753
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Mar 24, 2010 D/A
Palo Alto Technology Fund L P
File 021-96573
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 14

Every issuer that named Mark Shamia on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CC
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

Coastlands Capital Partners LP

San Francisco, CA · May 5, 2025 → Nov 18, 2025 · 2 filings
  • Nov 18, 2025 · D/A · $606,005,000 sold of Indefinite · 20 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of Coastlands Capital GP LLC, General Partner) EDGAR ↗
  • May 5, 2025 · D/A · $392,750,000 sold of Indefinite · 10 investors · min. $5,000,000 · role: Executive Officer (Chief Operating Officer of Coastlands Capital GP LLC, General Partner) EDGAR ↗

Raised $606M from 20 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SI
Pooled Investment Fund · group: Sqn

SQN Investors Fund LP

Menlo Park, CA · May 9, 2014 → Nov 17, 2015 · 3 filings
  • Nov 17, 2015 · D/A · $68,581,775 sold of Indefinite · 42 investors · min. $100,000 · role: Executive Officer (Executive Officer of SQN Partners (GP) LLC, the General Partner) EDGAR ↗
  • Sep 26, 2014 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer of SQN Partners (GP) LLC, the General Partner) EDGAR ↗
  • May 9, 2014 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Executive Officer of SQN Partners (GP) LLC, the General Partner) EDGAR ↗

Raised $839.8M from 124 investors as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

PALO ALTO HEALTHCARE FUND II L P

Palo Alto, CA · Mar 9, 2009 → Apr 17, 2012 · 4 filings
  • Apr 17, 2012 · D/A · $248,167,701 sold of $500,000,000 · 147 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Apr 14, 2011 · D/A · $180,390,885 sold of $500,000,000 · 117 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Mar 24, 2010 · D/A · $136,014,393 sold of $500,000,000 · 88 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Mar 9, 2009 · D/A · $117,379,393 sold of $500,000,000 · 81 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗

Raised $597.7M from 236 investors (100% of the $500M target) as of the latest filing. Mark is listed as executive officer, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PA
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

PALO ALTO SMALL CAP FUND LP

Palo Alto, CA · Mar 24, 2010 → Apr 17, 2012 · 3 filings
  • Apr 17, 2012 · D/A · $375,336,143 sold of $500,000,000 · 257 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Apr 15, 2011 · D/A · $374,036,143 sold of $500,000,000 · 256 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Mar 24, 2010 · D/A · $370,991,442 sold of $500,000,000 · 256 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗

Raised $375.3M from 257 investors (75% of the $500M target) as of the latest filing. Mark is listed as executive officer, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PA
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

Palo Alto Korea Fund, L.P.

Palo Alto, CA · Mar 31, 2010 → Apr 17, 2012 · 4 filings
  • Apr 17, 2012 · D/A · $3,000,000 sold of Indefinite · 5 investors · min. $500,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Apr 18, 2011 · D/A · $3,000,000 sold of Indefinite · 5 investors · min. $500,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Apr 23, 2010 · D/A · $2,500,000 sold of Indefinite · 4 investors · min. $500,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Mar 31, 2010 · D · $0 sold of Indefinite · 0 investors · min. $500,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗

Raised $10.4M from 11 investors as of the latest filing. Mark is listed as executive officer, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MC
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

MICRO CAP PARTNERS L P

Palo Alto, CA · Mar 26, 2010 → Apr 17, 2012 · 3 filings
  • Apr 17, 2012 · D/A · $123,738,881 sold of $500,000,000 · 101 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Apr 14, 2011 · D/A · $123,738,881 sold of $500,000,000 · 101 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Mar 26, 2010 · D/A · $118,886,425 sold of $500,000,000 · 99 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗

Raised $139.9M from 116 investors (28% of the $500M target) as of the latest filing. Mark is listed as executive officer, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PA
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

PALO ALTO SPV I LP

Palo Alto, CA · Jun 8, 2009 → Apr 17, 2012 · 4 filings
  • Apr 17, 2012 · D/A · $40,650,000 sold of $500,000,000 · 5 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Apr 18, 2011 · D/A · $40,650,000 sold of $500,000,000 · 5 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Mar 26, 2010 · D/A · $40,650,000 sold of $500,000,000 · 5 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Jun 8, 2009 · D/A · $20,650,000 sold of $500,000,000 · 4 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗

Raised $40.6M from 5 investors (8% of the $500M target) as of the latest filing. Mark is listed as executive officer, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PA
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

PALO ALTO ENERGY FUND, L.P.

Palo Alto, CA · Mar 9, 2009 → Dec 14, 2011 · 4 filings
  • Dec 14, 2011 · D/A · $166,560,130 sold of $500,000,000 · 85 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Apr 14, 2011 · D/A · $166,560,130 sold of $500,000,000 · 85 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Mar 24, 2010 · D/A · $166,484,157 sold of $500,000,000 · 85 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Mar 9, 2009 · D/A · $166,344,157 sold of $500,000,000 · 85 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗

Raised $166.6M from 85 investors (33% of the $500M target) as of the latest filing. Mark is listed as executive officer, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PA
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

Palo Alto Advanced Life Sciences Fund, L.P.

Palo Alto, CA · Oct 13, 2010 → Sep 29, 2011 · 2 filings
  • Sep 29, 2011 · D/A · $500,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Oct 13, 2010 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗

Raised $167.3M from 95 investors as of the latest filing. Mark is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PA
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

PALO ALTO HEALTHCARE FUND LP

Palo Alto, CA · Jun 9, 2009 → Jul 25, 2011 · 3 filings
  • Jul 25, 2011 · D/A · $227,482,997 sold of $500,000,000 · 91 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • May 28, 2010 · D/A · $219,701,617 sold of $500,000,000 · 91 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Jun 9, 2009 · D/A · $213,244,797 sold of $500,000,000 · 91 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗

Raised $330.9M from 97 investors (66% of the $500M target) as of the latest filing. Mark is listed as executive officer, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

UF
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

UBTI FREE LP

Palo Alto, CA · Mar 24, 2010 → Apr 18, 2011 · 2 filings
  • Apr 18, 2011 · D/A · $4,000,000 sold of $200,000,000 · 1 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Mar 24, 2010 · D/A · $4,000,000 sold of $200,000,000 · 1 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗

Raised $4M from 1 investor (2% of the $200M target) as of the latest filing. Mark is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PA
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

Palo Alto Global Energy Offshore Liquidating Fund, Ltd.

Hamilton, Bermuda (as filed: D0) · Jun 11, 2010
  • Jun 11, 2010 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PA
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

Palo Alto Global Energy Liquidating Fund, L.P.

Palo Alto, CA · May 10, 2010
  • May 10, 2010 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PA
Pooled Investment Fund · group: Group linked by Anthony Joon Yun

Palo Alto Technology Fund L P

Palo Alto, CA · Mar 9, 2009 → Mar 24, 2010 · 2 filings
  • Mar 24, 2010 · D/A · $27,305,000 sold of $500,000,000 · 18 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗
  • Mar 9, 2009 · D/A · $27,205,000 sold of $500,000,000 · 17 investors · min. $1,000,000 · role: Executive Officer (Executive Officer of Palo Alto Investors, LLC, General Partner) EDGAR ↗

Raised $27.3M from 18 investors (5% of the $500M target) as of the latest filing. Mark is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Mark 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PA
Management entity

Palo Alto Investors, LLC

Executive Officer, Promoter · 32 shared filings (11 issuers) · also on 6 other issuers

Palo Alto Investors, LLC is on 17 issuers in total — a repeat sponsor. Their page lists every one.

JP
Management entity

Joon Palo Alto Investors

Executive Officer, Promoter · 3 shared filings (2 issuers)

Listed on the same filings as Mark Shamia. Their page shows their other deals.

SP
Management entity

SQN Partners (GP) LLC

Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Mark Shamia. Their page shows their other deals.

CC
Management entity

Coastlands Capital GP LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark Shamia. Their page shows their other deals.

WE
No photo found yet (own website and image search run after this page is viewed)
Person

William L. Edwards

Executive Officer, Promoter · 32 shared filings (11 issuers) · also on 1 other issuer

William L. Edwards is on 12 issuers in total — a repeat sponsor. Their page lists every one.

AY
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Joon Yun

Executive Officer, Promoter · 32 shared filings (11 issuers) · also on 5 other issuers

Anthony Joon Yun is on 16 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Amish Mehta

Executive Officer · 3 shared filings (1 issuer) · also on 4 other issuers

Amish Mehta is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew D. Perry

Executive Officer · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Mark Shamia. Their page shows their other deals.

The team behind the deals

GL
Sponsor group

Group linked by Anthony Joon Yun

17 issuers · 135 filings · $2.48B reported sold · 2009–2026

One team, 17 deal companies. Mark Shamia is listed on 13 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Shamia.

S
Sponsor group

Sqn

3 issuers · 14 filings · $839.8M reported sold · 2014–2024

One team, 3 deal companies. Mark Shamia is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Shamia.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 11 of the 14 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): PALO ALTO HEALTHCARE FUND II L P, PALO ALTO HEALTHCARE FUND LP, Palo Alto Korea Fund, L.P., MICRO CAP PARTNERS L P, Palo Alto Advanced Life Sciences Fund, L.P., PALO ALTO SPV I LP, PALO ALTO SMALL CAP FUND LP, PALO ALTO ENERGY FUND, L.P., UBTI FREE LP, Palo Alto Global Energy Liquidating Fund, L.P., Palo Alto Technology Fund L P.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Shamia by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 14 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Shamia is listed on: none on file. No website or social profile named in Coastlands Capital Partners LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #53,131 of 374,652 in line (1,383 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

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