PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:10 AM ET

Sponsor Check › Person

Mark M. Collins, Jr.

Related person on Form D filings · address state as listed: MD · listed Jun 11, 2009 → Aug 8, 2011

24issuers
35Form D filings
2009–2011years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 26 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $900,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jan 14, 2021 D
File 021-386261
$0$0$0None listed on this filing
EDGAR ↗Nov 28, 2018 D
File 021-326679
$0$0$0None listed on this filing
EDGAR ↗Jan 7, 2016 D
File 021-254723
$0$0$0None listed on this filing
EDGAR ↗Aug 27, 2014 D
File 021-223720
$0$0$0None listed on this filing
EDGAR ↗Aug 8, 2011 D/A
File 021-146134
$0$0$0None listed on this filing
EDGAR ↗Jun 16, 2011 D/A
File 021-146131
$0$0$0None listed on this filing
EDGAR ↗Apr 7, 2011 D/A
File 021-153452
$0$0$0None listed on this filing
EDGAR ↗Apr 7, 2011 D/A
File 021-153451
$0$0$0None listed on this filing
EDGAR ↗Feb 17, 2011 D
File 021-155544
$0$0$0None listed on this filing
EDGAR ↗Feb 17, 2011 D
File 021-155542
$0$0$0None listed on this filing
EDGAR ↗Dec 27, 2010 D/A
File 021-140012
$0$0$0None listed on this filing
EDGAR ↗May 18, 2010 D
File 021-142199
$0$0$0None listed on this filing
EDGAR ↗May 18, 2010 D
File 021-142197
$0$0$0None listed on this filing
EDGAR ↗May 3, 2010 D
File 021-141412
$0$0$900,000 (est.)
The amount above reflects the salaries of the executive officers for the 18 months following the date of this Form D.
None listed on this filing
EDGAR ↗Mar 1, 2010 D
File 021-139118
$0$0$0None listed on this filing
EDGAR ↗Mar 1, 2010 D
File 021-139120
$0$0$0None listed on this filing
EDGAR ↗Mar 1, 2010 D
File 021-139121
$0$0$0None listed on this filing
EDGAR ↗Feb 26, 2010 D
File 021-139107
$0$0$0None listed on this filing
EDGAR ↗Feb 26, 2010 D
File 021-139116
$0$0$0None listed on this filing
EDGAR ↗Feb 26, 2010 D
File 021-139101
$0$0$0None listed on this filing
EDGAR ↗Feb 26, 2010 D
File 021-139112
$0$0$0None listed on this filing
EDGAR ↗Feb 26, 2010 D
File 021-139098
$0$0$0None listed on this filing
EDGAR ↗Feb 26, 2010 D
File 021-139106
$0$0$0None listed on this filing
EDGAR ↗Feb 26, 2010 D
File 021-139105
$0$0$0None listed on this filing
EDGAR ↗Feb 22, 2010 D/A
File 021-124717
$0$0$0None listed on this filing
EDGAR ↗Feb 22, 2010 D/A
File 021-124716
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗ReGelTec, Inc.
group: Harpoon
Executive OfficerJan 14, 2021D$4,000,000
similar: $2,000,000–$19,999,994
$4,000,00030
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗ReGelTec, Inc.
group: Harpoon
Executive OfficerNov 28, 2018D$1,999,992
similar: $2,000,000–$19,999,994
$1,999,99217
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Harpoon Medical, Inc.
group: Harpoon
Executive OfficerJan 7, 2016D$4,000,000
similar: $2,000,000–$19,999,994
$3,901,12219
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Harpoon Medical, Inc.
group: Harpoon
Executive Officer, PromoterAug 27, 2014D$4,700,145
similar: $2,000,000–$19,999,994
$3,908,14713
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Brown Advisory Investors 2010 - SLCF, LLLPExecutive Officer, DirectorAug 8, 2011D/A$15,850,000
similar: $155,000–$5,250,000
$15,850,00044
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2010 - SLCF, LLLPExecutive Officer, DirectorJun 16, 2011D/A$14,850,000
similar: $155,000–$5,250,000
$14,850,00043
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2010 - SLCF (TE), LLLPExecutive Officer, DirectorJun 16, 2011D/A$3,810,000
similar: $155,000–$5,250,000
$3,810,00019
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2010 - EIG XV Exempt, LLLPDirectorApr 7, 2011D/AIndefinite
similar: $155,000–$5,250,000
$10,155,00043
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2010 - EIG XV, LLLPDirectorApr 7, 2011D/AIndefinite
similar: $155,000–$5,250,000
$11,260,00050
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2010 - EnCap VIII (TE), LLLPExecutive Officer, DirectorFeb 17, 2011D$2,049,071
similar: $155,000–$5,250,000
$2,049,0718
similar: 4–27
$79,576
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2010 - EnCap VIII, LLLPExecutive Officer, DirectorFeb 17, 2011D$5,450,929
similar: $155,000–$5,250,000
$5,450,92929
similar: 4–27
$79,576
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2010 - SLCF, LLLPExecutive Officer, DirectorFeb 10, 2011D/A$11,950,000
similar: $155,000–$5,250,000
$11,950,00035
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2010 - SLCF (TE), LLLPExecutive Officer, DirectorFeb 10, 2011D/A$3,235,000
similar: $155,000–$5,250,000
$3,235,00015
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2010 - EIG XV Exempt, LLLPDirectorJan 11, 2011D$8,780,000
similar: $155,000–$5,250,000
$8,780,00037
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2010 - EIG XV, LLLPDirectorJan 11, 2011D$7,500,000
similar: $155,000–$5,250,000
$7,500,00035
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2010 - Black Oak III, LLLPExecutive OfficerDec 27, 2010D/A$4,100,000
similar: $155,000–$5,250,000
$4,100,00024
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2010 - SLCF (TE), LLLPExecutive OfficerAug 10, 2010D$2,100,000
similar: $155,000–$5,250,000
$2,100,0007
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2010 - SLCF, LLLPExecutive OfficerAug 10, 2010D$6,100,000
similar: $155,000–$5,250,000
$6,100,00013
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2010 - CRTI Exempt II, LLLPDirectorMay 18, 2010D$6,500,000
similar: $155,000–$5,250,000
$6,500,00027
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2010 - CRTI II, LLLPDirectorMay 18, 2010D$13,500,000
similar: $155,000–$5,250,000
$13,500,00055
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PINNACLE CARE INTERNATIONAL INCDirectorMay 3, 2010D$8,500,000
similar: $829,831–$9,999,998
$8,176,28016
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗Brown Advisory Investors 2010 - Black Oak III, LLLPExecutive OfficerMar 29, 2010D$2,800,000
similar: $155,000–$5,250,000
$2,800,00015
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2010-GCMP, LLLPExecutive OfficerMar 1, 2010D$18,470,000
similar: $155,000–$5,250,000
$18,470,00079
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2009-Black Rock PPIF, LLLPExecutive OfficerMar 1, 2010D$7,500,000
similar: $155,000–$5,250,000
$7,500,00027
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2009-CRTI Exempt I, LLLPExecutive OfficerMar 1, 2010D$3,800,000
similar: $155,000–$5,250,000
$3,800,0007
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2009-CRTI, LLLPExecutive OfficerFeb 26, 2010D$6,600,000
similar: $155,000–$5,250,000
$6,600,00024
similar: 4–27
$86,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2009 BSMC-TLW, LLCPromoter
Managing Member of the Issuer
Feb 26, 2010D$4,025,000
similar: $155,000–$5,250,000
$4,025,0009
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2009-Black Rock PPIF (TE), LLLPExecutive OfficerFeb 26, 2010D$6,760,000
similar: $155,000–$5,250,000
$6,760,00029
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2009-EEIF (TE), LLLPExecutive OfficerFeb 26, 2010D$3,600,000
similar: $155,000–$5,250,000
$3,600,0009
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2008-NEA 13, LLLPExecutive OfficerFeb 26, 2010D$5,875,000
similar: $155,000–$5,250,000
$5,875,0007
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2009-CEF VII, LLLPExecutive OfficerFeb 26, 2010D$10,050,000
similar: $155,000–$5,250,000
$10,050,00046
similar: 4–27
$25,000
similar: $1,000–$100,000
EDGAR ↗Brown Advisory Investors 2009-EEIF, LLLPExecutive OfficerFeb 26, 2010D$10,420,000
similar: $155,000–$5,250,000
$10,420,00047
similar: 4–27
$75,000
similar: $1,000–$100,000
EDGAR ↗BROWN ADVISORY INVESTORS 2008 - JBG INVESTMENT FUND V11(A) LLLPExecutive OfficerFeb 22, 2010D/A$1,900,000
similar: $155,000–$5,250,000
$1,900,00013
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗BROWN ADVISORY INVESTORS 2008 - JBG INVESTMENT FUND VII LLLPExecutive OfficerFeb 22, 2010D/A$27,460,000
similar: $155,000–$5,250,000
$27,460,000146
similar: 4–27
$50,000
similar: $1,000–$100,000
EDGAR ↗BROWN ADVISORY INVESTORS 2008 - JBG INVESTMENT FUND VII LLLPExecutive OfficerJun 11, 2009D/A$21,700,000
similar: $155,000–$5,250,000
$21,700,000114
similar: 4–27
$50,000
similar: $1,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); Pooled Investment Fund / 506(b) (83,801 filings); Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • Mark Jeremy Collins — address state Y9, 7 issuers, Jul 7, 2025 → Apr 20, 2026
  • Mark Collins — address state MA, 2 issuers, Jul 14, 2009 → May 5, 2023
  • Mark Collins — address state TX, 2 issuers, Aug 25, 2015 → Aug 25, 2015

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 33 names on the same filings (7 management entities, 26 people)

People and management entities the issuers listed as related persons on the same Form D filings as Mark M. Collins, Jr.. Source: the EDGAR rows in the table above.

  • BAT Commingled Fund Manager, Inc. entity — 26 shared filings (19 issuers) · roles as listed: Executive Officer, Promoter, Director · also listed on 8 other issuers
  • T. Brown Investment Advisory & Trust Company entity — 15 shared filings (14 issuers) · role as listed: Promoter
  • H. Brown Investment Advisory & Trust Company entity — 7 shared filings (4 issuers) · role as listed: Promoter
  • H. BAT Commingled Fund Manager, Inc. entity — 2 shared filings (1 issuer) · role as listed: Promoter
  • Brown Investment Advisory & Trust Company entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • M. Brown Investment Advisory & Trust Company entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • T. BAT Commingled Fund Manager, Inc. entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • Michael D. Hankin — 30 shared filings (21 issuers) · roles as listed: Executive Officer, Director, Promoter · also listed on 388 other issuers
  • David M. Churchill — 30 shared filings (21 issuers) · roles as listed: Executive Officer, Director, Promoter · also listed on 315 other issuers
  • Stanard T. Klinefelter — 21 shared filings (19 issuers) · roles as listed: Director, Promoter
  • Nancy Denney — 14 shared filings (13 issuers) · roles as listed: Executive Officer, Promoter · also listed on 1 other issuer
  • Anne H. Bartlett — 7 shared filings (4 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Jacob P. Hodes — 7 shared filings (4 issuers) · roles as listed: Executive Officer, Director
  • William Niland — 4 shared filings (2 issuers) · roles as listed: Executive Officer, Director, Promoter · also listed on 2 other issuers
  • Brett D. Rogers — 2 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 74 other issuers
  • James Cox — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Peter Boyd — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Promoter · also listed on 1 other issuer
  • Kyparissia Sirinakis — 2 shared filings (1 issuer) · role as listed: Director
  • James Gammie — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Anthony Lowman — 2 shared filings (1 issuer) · role as listed: Director
  • Miles Varn — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Bruce Spector — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • William Kiser — 1 shared filing (1 issuer) · role as listed: Director
  • Robert Schuler — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Josephine Linden — 1 shared filing (1 issuer) · role as listed: Director
  • Leslie Bider — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Barry Bloom — 1 shared filing (1 issuer) · role as listed: Director
  • Richard Rossi — 1 shared filing (1 issuer) · role as listed: Director
  • John Snyder — 1 shared filing (1 issuer) · role as listed: Director
  • Joseph Gorman — 1 shared filing (1 issuer) · role as listed: Director
  • John Hutchins — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Brett Rodgers — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Moss Amer — 1 shared filing (1 issuer) · role as listed: Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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