Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:50 AM ET

Sponsor Check › Person

Mark C Wagner

Named as an officer, director or promoter on SEC Form D filings · PA · Jan 7, 2021 → Jul 25, 2022

2deals (issuers)

$57.5Mreported sold

85investors

4Form D filings

2021–2022years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: Oct 24, 2026, 2:26 AM ET

The short version

Mark C Wagner is listed as a director on 4 SEC Form D filings by 2 issuers between Mar 2017 and Dec 2025: ENB Financial Corp (Ephrata, PA — commercial banking — 2021–2025; $42.5M reported sold to 42 investors) and Alliqua BioMedical, Inc. (Yardley, PA — biotechnology — 2017; $15M reported sold to 43 investors).

What this means 2 separate companies raised money with this person listed as director, over about 8 years. Across those companies the filings report $57.5M sold in total.

Listed alongside Jay Martin (3 shared filings), Jeffrey S Stauffer (3 shared filings), Joshua Hoffman (3 shared filings), Judith Weaver (3 shared filings), Susan Young Nicholas (3 shared filings) and 29 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 7 bankruptcy cases matching the name listed in Key records below.

What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched

What was searched

SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 24, 2026, 2:26 AM ET.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

3. Bankruptcies

7 cases: 1 open, 6 closed (disposition not in docket feed)

Mark A Wagner open

United States Bankruptcy Court, E.D. Pennsylvania · No. 25-13895 · Filed Sep 25, 2025

Role of Mark A Wagner: Debtor · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 180 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs

Mark A Wagner closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 22-13091 · Filed Nov 17, 2022 · Closed Jan 19, 2024

Role of Mark A Wagner: Debtor · Outcome: Case closed 2024-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 180 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs

Mark W Wagner closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 10-25707 · Filed Aug 9, 2010 · Closed Dec 9, 2010

Role of Mark W Wagner: Debtor · Outcome: Case closed 2010-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 180 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs

Laura E. Wagner and Mark C. Wagner closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 04-25913 · Filed Nov 10, 2004 · Closed Mar 8, 2005

Role of Mark C. Wagner: Debtor · Outcome: Case closed 2005-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 180 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (PA)

Mark Wagner and Geraldine R. Wagner closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 04-24553 · Filed Apr 6, 2004 · Closed Dec 13, 2004

Role of Mark Wagner and Geraldine R. Wagner: Debtor · Outcome: Case closed 2004-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 180 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs

Mark A Wagner closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 03-26477 · Filed Dec 8, 2003 · Closed Jun 30, 2005

Role of Mark A Wagner: Debtor · Outcome: Case closed 2005-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 180 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs

Mark S. Wagner closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:93-bk-01932 · Filed Nov 10, 1993 · Closed Apr 19, 1994

Role of Mark S. Wagner: Debtor · Outcome: Case closed 1994-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 180 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (PA); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

4 of 4 offerings report sales commissions totalling $1,846,180; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Dec 22, 2025 D ENB Financial Corp File 021-567781	$850,000	$0	$0	Performance Trust Capital Partners BrokerCheck CRD 000036155 ↗ via Performance Trust Capital Partners (CRD 000036155 ↗)	EDGAR ↗
Jul 25, 2022 D ENB Financial Corp File 021-453575	$400,000	$0	$0	Performance Trust Capital Partners BrokerCheck CRD 36155 ↗ via Performance Trust Capital Partners (CRD 36155 ↗)	EDGAR ↗
Jan 7, 2021 D ENB Financial Corp File 021-385526	$400,000	$0	$0	Performance Trust Capital Partners BrokerCheck CRD 36155 ↗ via Performance Trust Capital Partners (CRD 36155 ↗)	EDGAR ↗
Mar 13, 2017 D Alliqua BioMedical, Inc. File 021-282404	$196,180	$0	$0	Rodman & Renshaw, LLC BrokerCheck CRD 281264 ↗ via H.C. Wainwright & Co., LLC (CRD 375 ↗) Cova Capital Partners, LLC BrokerCheck CRD 109761 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Mark C Wagner on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Commercial Banking

ENB Financial Corp

Ephrata, PA · Jan 7, 2021 → Dec 22, 2025 · 3 filings

Dec 22, 2025 · D · $42,500,000 sold of $42,500,000 · 42 investors · min. $100,000 · role: Director EDGAR ↗
Jul 25, 2022 · D · $20,000,000 sold of $20,000,000 · 22 investors · min. $250,000 · role: Director EDGAR ↗
Jan 7, 2021 · D · $20,000,000 sold of $20,000,000 · 29 investors · min. $250,000 · role: Director EDGAR ↗

Raised $42.5M from 42 investors (100% of the $42.5M target) as of the latest filing. Mark is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial Banking / 506(b) (624 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

Alliqua BioMedical, Inc.

Yardley, PA · Mar 13, 2017

Mar 13, 2017 · D · $2,770,000 sold of $2,900,000 · 8 investors · min. No minimum reported · role: Director (Director) EDGAR ↗

Raised $15M from 43 investors (100% of the $2.9M target) as of the latest filing. Mark is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Mark Wagner — MN, 7 issuers, Apr 28, 2009 → May 31, 2023 · no shared issuer
Mark Wagner — CA, 5 issuers, Jan 26, 2018 → Oct 27, 2025 · no shared issuer
Mark Wagner — KY, 1 issuer, Nov 29, 2018 → Jul 21, 2022 · no shared issuer
Mark Wagner — OR, 1 issuer, Aug 7, 2023 → Aug 7, 2023 · no shared issuer
Mark A Wagner — United Kingdom (as filed: X0), 1 issuer, Nov 3, 2023 → Nov 3, 2023 · no shared issuer

People around Mark 34

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Person

Susan Young Nicholas

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Willis Lefever

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Jeffrey S Stauffer

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Judith Weaver

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Joshua Hoffman

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Jay Martin

Director · 3 shared filings (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Roger Zimmerman

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Brian Reed

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Adrienne Miller

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

J Daniel Stoltzfus

Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Nick Klein

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Cindy L Hoffman

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Matthew T Long

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Rachel Bitner

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Joselyn Strohm

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Jose Lopez

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Douglas P Barton

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

David Johnson

Executive Officer, Director · 1 shared filing (1 issuer) · also on 4 other issuers

David Johnson is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Person

Jeffrey Sklar

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Joseph Leone

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Jerome Zeldis

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Jerome Zeldis is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Person

Brian Posner

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Pellegrino Pionati

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Gary Restani

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Brad Barton

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Winston Kung

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Aaron L Groff, Jr.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Brian K Reed, Dr.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

James B Dull

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Barry W Harting

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Scott E Lied

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Eric S Williams

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

William Kitsch

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Person

Chad Neiss

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark C Wagner. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Ephrata, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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Mark C Wagner

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

5. Money to insiders

Deals 2

People around Mark 34

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person