Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · MA · Jun 10, 2015 → Jul 22, 2022
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:25 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Mark Sullivan is listed as an executive officer and director on 9 SEC Form D filings by 4 issuers between Mar 2012 and Jul 2022: Lineage Capital II, L.P. (Boston, MA — pooled investment fund — 2015; $94.4M reported sold to 24 investors), Lineage Capital III, L.P. (Boston, MA — pooled investment fund — 2022; $83.1M reported sold to 33 investors), Evolv Technologies, Inc. (Waltham, MA — other technology — 2016–2021; $24.1M reported sold to 25 investors) and Lineage Investors, LLC (Boston, MA — business services — 2012; $6.01M reported sold to 26 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 10 years. Across those companies the filings report $207.7M sold in total.
Listed alongside Bilal Zuberi (6 shared filings), Michael Ellenbogen (6 shared filings), Anil Chitkara (5 shared filings), Alan Cohen (4 shared filings), David Orfao (4 shared filings) and 13 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.
3 of the issuers belong to the sponsor group Lineage (3 issuers, $183.6M reported sold, 2012–2022).
What this means A sponsor group is one team that sets up a new company for each deal. Lineage has 3 companies on file and $183.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 SEC releases, 16 bankruptcy cases matching the name listed in Key records below.
What this means 19 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 9 public filings for Mark Sullivan and found 15 differences, 5 worth asking the sponsor about: Regulator action: Alan C. Goldsworthy, Walter T. Hilger, and Mark E. Sullivan (Mar 3, 2008); Regulator action: Mark E. Sullivan (Jan 17, 2008); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Mark Sullivan has not run yet — it is joining a line of 24,449 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:25 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
3 SEC releases
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Sullivan..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
16 cases: 1 open, 15 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:25 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
15 differences found between the filings for Mark Sullivan — 5 worth asking about (compared 9 filings on Oct 24, 2026)
An SEC litigation release dated Mar 3, 2008 names Mark Sullivan. Our match estimate: 44%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
A ap release dated Jan 17, 2008 names Mark Sullivan. Our match estimate: 44%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
An SEC litigation release dated Jan 4, 2006 names Mark Sullivan. Our match estimate: 44%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
The Jun 10, 2015 Form D reports $94,444,444 sold and $14,167,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
Lineage Investors, LLC is listed as receiving sales compensation on 1 filing (Mar 22, 2012) with no FINRA CRD number given.
What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.
The filing says the first sale was Dec 15, 2004. The Form D was filed Mar 22, 2012 — 2,654 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2,639 days past that.
What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — Lineage Capital III, L.P. (latest filing Jul 22, 2022) · No amendment in the last 12 months on an offering that may still be open — Evolv Technologies, Inc. (latest filing Feb 1, 2021) · No amendment in the last 12 months on an offering that may still be open — Evolv Technologies, Inc. (latest filing Oct 31, 2019) · No amendment in the last 12 months on an offering that may still be open — Evolv Technologies, Inc. (latest filing Sep 25, 2019) · No amendment in the last 12 months on an offering that may still be open — Evolv Technologies, Inc. (latest filing Jul 23, 2018) · and 1 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
The Jun 17, 2019 filing says $3,500,000 offered; the Sep 25, 2019 Form D/A says $5,500,000.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
listed as "Mark E Sullivan" on the Mar 22, 2012 filing, and "Mark Sullivan" on 8 filings (from Jun 10, 2015).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
"Other" (Aug 30, 2016); then "Other Technology" (Jul 23, 2018 to Feb 1, 2021).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
This page covers filings where the address state is MA. A separate record, "Mark L. Sullivan" with address state PA, is listed on 4 filings — most recently by TriState Capital Holdings, Inc. (Jun 20, 2014). The two records do not overlap in time: this page runs Jun 10, 2015 to Jul 22, 2022; the other runs Jun 17, 2010 to Jun 20, 2014.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MA. A separate record, "Mark Sullivan" with address state OH, is listed on 1 filing — most recently by LMG Holdings, Inc. (Dec 31, 2012). The two records do not overlap in time: this page runs Jun 10, 2015 to Jul 22, 2022; the other has one filing dated Dec 31, 2012.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MA. A separate record, "Mark R. Sullivan" with address state TN, is listed on 1 filing — most recently by MedQuist Holdings Inc. (Aug 30, 2011). The two records do not overlap in time: this page runs Jun 10, 2015 to Jul 22, 2022; the other has one filing dated Aug 30, 2011.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MA. A separate record, "Mark Sullivan" with address state TX, is listed on 1 filing — most recently by CapTech Development Corp (Aug 17, 2010). The two records do not overlap in time: this page runs Jun 10, 2015 to Jul 22, 2022; the other has one filing dated Aug 17, 2010.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is MA. A separate record, "Mark D. Sullivan" with address state CO, is listed on 2 filings — most recently by Front Range Resources, LLC (Aug 3, 2010). The two records do not overlap in time: this page runs Jun 10, 2015 to Jul 22, 2022; the other runs Jul 27, 2010 to Aug 3, 2010.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 8 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $14,167,000. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Jul 22, 2022 D Lineage Capital III, L.P. File 021-453370 | $0 (est.) | $0 (est.) | $0 (est.) The management company will receive management fees in an amount based off of the amount of securities sold. | None listed on this filing | EDGAR ↗ |
| Feb 1, 2021 D Evolv Technologies, Inc. File 021-388029 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 31, 2019 D Evolv Technologies, Inc. File 021-352274 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 25, 2019 D/A Evolv Technologies, Inc. File 021-342112 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 23, 2018 D Evolv Technologies, Inc. File 021-317544 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 30, 2016 D Evolv Technologies, Inc. File 021-269797 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 10, 2015 D Lineage Capital II, L.P. File 021-241431 | $0 | $0 | $14,167,000 (est.) | None listed on this filing | EDGAR ↗ |
| Mar 22, 2012 D Lineage Investors, LLC File 021-175366 | $0 | $0 | $0 None | Lineage Investors, LLC no CRD number reported | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Mark Sullivan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $83.1M from 33 investors as of the latest filing. Mark is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $24.1M from 25 investors (80% of the $30M target) as of the latest filing. Mark is listed as director on 6 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $94.4M from 24 investors (100% of the $94.4M target) as of the latest filing. Mark is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $6.01M from 26 investors (100% of the $6.01M target) as of the latest filing. Mark is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as Mark Sullivan. Their page shows their other deals.
Listed on the same filings as Mark Sullivan. Their page shows their other deals.
Listed on the same filings as Mark Sullivan. Their page shows their other deals.
Listed on the same filings as Mark Sullivan. Their page shows their other deals.
David Orfao is on 13 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Mark Sullivan. Their page shows their other deals.
Listed on the same filings as Mark Sullivan. Their page shows their other deals.
Joel Cutler is on 18 issuers in total — a repeat sponsor. Their page lists every one.
KEVIN O'BRIEN is on 28 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Mark Sullivan. Their page shows their other deals.
One team, 3 deal companies. Mark Sullivan is listed on 3 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Sullivan.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
A person is never an adviser firm. 1 of the 4 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Lineage Capital III, L.P..
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Mark Sullivan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — 1 issuer has property records: Evolv Technologies, Inc. (6).
Websites and social links of the issuers Mark Sullivan is listed on: none on file. No website or social profile named in Lineage Capital II, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #301,638 of 374,652 in line (1,218 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Mark Sullivan appears on a new Form D, or when a court case or SEC action is matched to them. See plans →