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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:43 AM ET

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Mark E. Brady

Named as an officer, director or promoter on SEC Form D filings · OH · Oct 20, 2009 → Feb 13, 2020

15deals (issuers)
$238.3Mreported sold
560investors
29Form D filings
2009–2020years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark E. Brady is listed as an executive officer on 29 SEC Form D filings by 15 issuers between Oct 2009 and Sep 2026. Largest by amount reported sold: EBS Muni TIF Bond Fund C, LLC (Miamisburg, OH — other banking and financial services — 2026; $53.7M reported sold to 2 investors), EBS Muni TIF Bond Fund B, LLC (Miamisburg, OH — other banking and financial services — 2026; $49.4M reported sold to 73 investors), EBS CONVERTIBLE FUND I LP (Dayton, OH — pooled investment fund — 2010–2013; $42.5M reported sold to 97 investors), Credit Facility Investment, LLC (Dayton, OH — pooled investment fund — 2013–2014; $34.3M reported sold to 90 investors), GS Mortgage Fund, LLC (Dayton, OH — other banking and financial services — 2018; $23.5M reported sold to 122 investors) and 10 more (all listed below).

What this means That is a lot of deals — 15 separate companies raised money with this person listed as executive officer, over about 17 years. Across those companies the filings report $238.3M sold in total.

Listed alongside Robert J. Suttman (18 shared filings), Ronald L. Eubel (18 shared filings), Eubel Brady & Suttman Asset Management, (11 shared filings, management entity), Aaron L. Jenkins (1 shared filing), David K. Ray (1 shared filing) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

All 15 issuers belong to the sponsor group Ebs (16 issuers, $276.4M reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Ebs has 16 companies on file and $276.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 15 bankruptcy cases matching the name listed in Key records below.

What this means 15 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 29 public filings for Mark E. Brady and found 10 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark E. Brady has not run yet — it is joining a line of 39,516 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark E. Brady..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

15 cases: 15 closed (disposition not in docket feed)

Mark Brady closed
United States Bankruptcy Court, E.D. California · No. 17-20245 · Filed Jan 16, 2017 · Closed Aug 29, 2017
Role of Mark Brady: Debtor · Outcome: Case closed 2017-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 102 federal dockets); court in CA (not a filing state)
Mark Brady closed
United States Bankruptcy Court, E.D. Texas · No. 14-50061 · Filed Apr 8, 2014 · Closed Aug 27, 2014
Role of Mark Brady: Debtor · Outcome: Case closed 2014-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 102 federal dockets); court in TX (not a filing state)
Mark P. Brady and Carol J. Brady closed
United States Bankruptcy Court, N.D. Ohio · No. 10-63395 · Filed Aug 5, 2010 · Closed Dec 10, 2010
Role of Mark P. Brady and Carol J. Brady: Debtor · Outcome: Case closed 2010-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 102 federal dockets); court in the person's filing state (OH); middle initial differs
Mark Brady closed
United States Bankruptcy Court, N.D. Texas · No. 10-41617 · Filed Mar 5, 2010 · Closed Jun 9, 2010
Role of Mark Brady: Debtor · Outcome: Case closed 2010-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 102 federal dockets); court in TX (not a filing state)
Mark Brady closed
United States Bankruptcy Court, E.D. Michigan · No. 09-46568 · Filed Mar 6, 2009 · Closed Jun 19, 2009
Role of Mark Brady: Debtor · Outcome: Case closed 2009-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 102 federal dockets); court in MI (not a filing state)
Mark A. Brady, Jr. and Michelle L Brady closed
United States Bankruptcy Court, S.D. Ohio · No. 1:08-bk-12729 · Filed May 21, 2008 · Closed Oct 14, 2008
Role of Mark A. Brady, Jr.: Debtor · Outcome: Case closed 2008-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 102 federal dockets); court in the person's filing state (OH); middle initial differs
Mark E Brady and Nicole L Brady closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:05-bk-57751 · Filed Oct 13, 2005 · Closed Apr 12, 2006
Role of Mark E Brady and Nicole L Brady: Debtor · Outcome: Case closed 2006-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 102 federal dockets); court in PA (not a filing state)
Mark Brady closed
United States Bankruptcy Court, S.D. Georgia · No. 03-40626 · Filed Feb 26, 2003 · Closed May 21, 2010
Role of Mark Brady: Debtor · Outcome: Case closed 2010-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 102 federal dockets); court in GA (not a filing state)
Mark E Brady and Doris E Brady closed
United States Bankruptcy Court, N.D. Indiana · No. 03-10420 · Filed Feb 10, 2003 · Closed Jun 9, 2003
Role of Mark E Brady and Doris E Brady: Debtor · Outcome: Case closed 2003-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 102 federal dockets); court in IN (not a filing state)
Mark Brady closed
United States Bankruptcy Court, D. New Jersey · No. 03-10128 · Filed Jan 3, 2003 · Closed Feb 18, 2005
Role of Mark Brady: Debtor · Outcome: Case closed 2005-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 102 federal dockets); court in NJ (not a filing state)
Mark Brady closed
United States Bankruptcy Court, N.D. California · No. 02-51742 · Filed Mar 29, 2002 · Closed Jun 25, 2002
Role of Mark Brady: Debtor · Outcome: Case closed 2002-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 102 federal dockets); court in CA (not a filing state)
Mark Brady closed
United States Bankruptcy Court, D. New Jersey · No. 01-57563 · Filed Jun 22, 2001 · Closed Feb 27, 2003
Role of Mark Brady: Debtor · Outcome: Case closed 2003-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 102 federal dockets); court in NJ (not a filing state)
Donna Brady and Mark Brady closed
United States Bankruptcy Court, D. Massachusetts · No. 00-16872 · Filed Oct 16, 2000 · Closed Jan 31, 2001
Role of Mark Brady: Debtor · Outcome: Case closed 2001-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 102 federal dockets); court in MA (not a filing state)
Mark Brady closed
United States Bankruptcy Court, D. New Jersey · No. 97-39795 · Filed Aug 29, 1997 · Closed Apr 12, 2001
Role of Mark Brady: Debtor · Outcome: Case closed 2001-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 102 federal dockets); court in NJ (not a filing state)
MARK E. BRADY and JEANNE T. BRADY closed
United States Bankruptcy Court, W.D. Oklahoma · No. 91-01888 · Filed Mar 18, 1991 · Closed Sep 23, 1991
Role of MARK E. BRADY and JEANNE T. BRADY: Debtor · Outcome: Case closed 1991-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 102 federal dockets); court in OK (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Mark E. Brady — 3 worth asking about (compared 29 filings on Oct 24, 2026)

Worth asking · Sep 10, 2026 – Sep 22, 2026

Amount sold went down between filings — EBS Muni TIF Bond Fund A, LLC

The Sep 10, 2026 filing says $16,470,000 sold; the Sep 22, 2026 Form D/A says $4,320,000 sold — $12,150,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Oct 20, 2009 – Jan 10, 2012

Investor count went down between filings — EBS Opportunity Fund, L.P.

The Oct 20, 2009 filing reports 82 investors; the Jan 10, 2012 Form D/A reports 79 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · May 11, 2010 – Oct 20, 2021

Mark E. Brady appears on 10 deals that stopped filing before reaching their target

EBS Residential Development Fund IV, LLC (last filing Oct 20, 2021; $2,950,000 sold of $100,000,000); EBS Residential Development Fund III, LLC (last filing Feb 13, 2020; $1,550,000 sold of $100,000,000); EBS Residential Development Fund II, LLC (last filing Aug 5, 2016; $0 sold of $100,000,000); EBS Senior Living Fund, LLC (last filing Mar 27, 2015; $0 sold of $50,000,000); EBS CONVERTIBLE FUND I LP (last filing Sep 10, 2013; $42,475,105 sold of $125,000,000); EBS Austin Landing Fund, LLC (last filing Aug 8, 2012; $0 sold of $64,000,000); and 4 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Jan 27, 2020 – Feb 13, 2020

Form D filed 17 days after the first sale — EBS Residential Development Fund III, LLC

The filing says the first sale was Jan 27, 2020. The Form D was filed Feb 13, 2020 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Dec 10, 2018 – Dec 31, 2018

Form D filed 21 days after the first sale — GS Mortgage Fund, LLC

The filing says the first sale was Dec 10, 2018. The Form D was filed Dec 31, 2018 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Dec 31, 2008 – Oct 20, 2021

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — EBS Residential Development Fund IV, LLC (latest filing Oct 20, 2021) · No amendment in the last 12 months on an offering that may still be open — EBS Residential Development Fund III, LLC (latest filing Feb 13, 2020) · No amendment in the last 12 months on an offering that may still be open — Credit Facility Investment, LLC (latest filing Sep 10, 2014) · No amendment in the last 12 months on an offering that may still be open — EBS CONVERTIBLE FUND I LP (latest filing Sep 10, 2013) · No amendment in the last 12 months on an offering that may still be open — EBS Opportunity Fund II, L.P. (latest filing Jan 10, 2012) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Sep 11, 2013 – Sep 10, 2014

Offering amount changed between filings — Credit Facility Investment, LLC

The Sep 11, 2013 filing says $40,000,000 offered; the Sep 10, 2014 Form D/A says $50,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Apr 24, 2026 – Sep 10, 2026

Minimum investment changed between filings — EBS Muni TIF Bond Fund A, LLC

The Apr 24, 2026 filing lists a minimum of $250,000; the Sep 10, 2026 Form D/A lists $20,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Apr 24, 2026 – Sep 10, 2026

Minimum investment changed between filings — EBS Muni TIF Bond Fund B, LLC

The Apr 24, 2026 filing lists a minimum of $250,000; the Sep 10, 2026 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Oct 20, 2009 – Oct 20, 2021

Mark E. Brady is written 2 different ways on the filings

listed as "Mark E. Brady" on 17 filings (from Oct 20, 2009), and "Mark Brady" on 12 filings (from Oct 20, 2021).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 15 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 22, 2026 D/A
EBS Muni TIF Bond Fund B, LLC
File 021-578044
$0$0$0None listed on this filingEDGAR ↗
Sep 22, 2026 D/A
EBS Muni TIF Bond Fund A, LLC
File 021-578043
$0$0$0None listed on this filingEDGAR ↗
Sep 10, 2026 D/A
EBS Muni TIF Bond Fund C, LLC
File 021-578046
$0$0$0None listed on this filingEDGAR ↗
Oct 20, 2021 D
EBS Residential Development Fund IV, LLC
File 021-417678
$0$0$0None listed on this filingEDGAR ↗
Feb 13, 2020 D
EBS Residential Development Fund III, LLC
File 021-360439
$0$0$0None listed on this filingEDGAR ↗
Dec 31, 2018 D
GS Mortgage Fund, LLC
File 021-329239
$0$0$0None listed on this filingEDGAR ↗
Aug 5, 2016 D
EBS Residential Development Fund II, LLC
File 021-268411
$0$0$0None listed on this filingEDGAR ↗
Mar 27, 2015 D
EBS Senior Living Fund, LLC
File 021-236758
$0 (est.)$0$0Various no CRD number reported
via Brady Ware Corporate Finance, LLC (CRD 135111 ↗)
EDGAR ↗
Sep 10, 2014 D/A
Credit Facility Investment, LLC
File 021-202681
$0$0$0None listed on this filingEDGAR ↗
Sep 10, 2013 D/A
EBS CONVERTIBLE FUND I LP
File 021-125420
$0$0$0None listed on this filingEDGAR ↗
Aug 8, 2012 D
EBS Austin Landing Fund, LLC
File 021-182359
$0$0$0None listed on this filingEDGAR ↗
Jan 10, 2012 D/A
EBS Opportunity Fund, L.P.
File 021-135443
$0$0$0None listed on this filingEDGAR ↗
Jan 10, 2012 D/A
EBS Opportunity Fund II, L.P.
File 021-136773
$0$0$0None listed on this filingEDGAR ↗
Aug 24, 2011 D
EBS Residential Development Fund, LLC
File 021-164865
$0$0$0None listed on this filingEDGAR ↗
May 11, 2010 D
EBS First Lien Fund, LLC
File 021-141865
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 15

Every issuer that named Mark E. Brady on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Banking and Financial Services · group: Ebs

EBS Muni TIF Bond Fund B, LLC

Miamisburg, OH · Mar 27, 2026 → Sep 22, 2026 · 4 filings
  • Sep 22, 2026 · D/A · $49,425,000 sold of $100,000,000 · 73 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Sep 10, 2026 · D/A · $37,275,000 sold of $100,000,000 · 73 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 24, 2026 · D/A · $0 sold of $100,000,000 · 0 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Mar 27, 2026 · D · $0 sold of $100,000,000 · 0 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $49.4M from 73 investors (49% of the $100M target) as of the latest filing. Mark is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(c) (675 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Banking and Financial Services · group: Ebs

EBS Muni TIF Bond Fund A, LLC

Miamisburg, OH · Mar 27, 2026 → Sep 22, 2026 · 4 filings
  • Sep 22, 2026 · D/A · $4,320,000 sold of $100,000,000 · 18 investors · min. $20,000 · role: Executive Officer EDGAR ↗
  • Sep 10, 2026 · D/A · $16,470,000 sold of $100,000,000 · 18 investors · min. $20,000 · role: Executive Officer EDGAR ↗
  • Apr 24, 2026 · D/A · $0 sold of $100,000,000 · 0 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Mar 27, 2026 · D · $0 sold of $100,000,000 · 0 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $16.5M from 18 investors (16% of the $100M target) as of the latest filing. Mark is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(c) (675 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Banking and Financial Services · group: Ebs

EBS Muni TIF Bond Fund C, LLC

Miamisburg, OH · Mar 27, 2026 → Sep 10, 2026 · 3 filings
  • Sep 10, 2026 · D/A · $53,745,000 sold of $100,000,000 · 2 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Apr 24, 2026 · D/A · $0 sold of $100,000,000 · 0 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Mar 27, 2026 · D · $0 sold of $100,000,000 · 0 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $53.7M from 2 investors (54% of the $100M target) as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(c) (675 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Residential · group: Ebs

EBS Residential Development Fund IV, LLC

Dayton, OH · Oct 20, 2021
  • Oct 20, 2021 · D · $2,950,000 sold of $100,000,000 · 14 investors · min. $1 · role: Executive Officer (Co-Chief Investment Officer of Eubel Brady & Suttman Asset Management, Inc., Manager) EDGAR ↗

Raised $2.95M from 14 investors (3% of the $100M target) as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Residential · group: Ebs

EBS Residential Development Fund III, LLC

Miamisburg, OH · Feb 13, 2020
  • Feb 13, 2020 · D · $1,550,000 sold of $100,000,000 · 5 investors · min. $250,000 · role: Executive Officer (Co-Chief Investment Officer of Eubel Brady & Suttman Asset Management, Inc., Manager) EDGAR ↗

Raised $1.55M from 5 investors (2% of the $100M target) as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Banking and Financial Services · group: Ebs

GS Mortgage Fund, LLC

Dayton, OH · Dec 31, 2018
  • Dec 31, 2018 · D · $23,500,000 sold of $23,500,000 · 122 investors · min. $250,000 · role: Executive Officer (Executive Officer of Manager of Issuer) EDGAR ↗

Raised $23.5M from 122 investors (100% of the $23.5M target) as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Residential · group: Ebs

EBS Residential Development Fund II, LLC

Dayton, OH · Aug 5, 2016
  • Aug 5, 2016 · D · $0 sold of $100,000,000 · 0 investors · min. $250,000 · role: Executive Officer (Co-Chief Investment Officer of Eubel Brady & Suttman Asset Management Inc., Manager of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Real Estate · group: Ebs

EBS Senior Living Fund, LLC

Dayton, OH · Mar 27, 2015
  • Mar 27, 2015 · D · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Co-Chief Investment Officer of Eubel Brady & Suttman Asset Management Inc., Manager of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ebs

Credit Facility Investment, LLC

Dayton, OH · Sep 11, 2013 → Sep 10, 2014 · 2 filings
  • Sep 10, 2014 · D/A · $34,300,000 sold of $50,000,000 · 90 investors · min. $250,000 · role: Executive Officer (Co-Chief Investment Officer of Eubel Brady & Suttman Asset Management Inc., Manager of Issuer) EDGAR ↗
  • Sep 11, 2013 · D · $0 sold of $40,000,000 · 0 investors · min. $250,000 · role: Executive Officer (Co-Chief Investment Officer of Eubel Brady & Suttman Asset Management Inc., Manager of Issuer) EDGAR ↗

Raised $34.3M from 90 investors (69% of the $50M target) as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Ebs

EBS CONVERTIBLE FUND I LP

Dayton, OH · Sep 23, 2010 → Sep 10, 2013 · 4 filings
  • Sep 10, 2013 · D/A · $42,475,105 sold of $125,000,000 · 97 investors · min. No minimum reported · role: Executive Officer (Co-Chief Investment Officer of Eubel Brady & Suttman Asset Management Inc., General Partner of Issuer) EDGAR ↗
  • Sep 21, 2012 · D/A · $37,326,399 sold of $125,000,000 · 96 investors · min. No minimum reported · role: Executive Officer (Co-Chief Investment Officer of Eubel Brady & Suttman Asset Management Inc., General Partner of Issuer) EDGAR ↗
  • Aug 26, 2011 · D/A · $30,374,594 sold of $125,000,000 · 88 investors · min. No minimum reported · role: Executive Officer (Co-Chief Investment Officer of Eubel Brady & Suttman Asset Management Inc., General Partner of Issuer) EDGAR ↗
  • Sep 23, 2010 · D/A · $21,116,479 sold of $125,000,000 · 88 investors · min. No minimum reported · role: Executive Officer (Co-Chief Investment Officer of Eubel Brady & Suttman Asset Management Inc., General Partner of Issuer) EDGAR ↗

Raised $42.5M from 97 investors (34% of the $125M target) as of the latest filing. Mark is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Commercial · group: Ebs

EBS Austin Landing Fund, LLC

Dayton, OH · Aug 8, 2012
  • Aug 8, 2012 · D · $0 sold of $64,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Co-Chief Investment Officer of Eubel Brady & Suttman Asset Management Inc., Manager of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Ebs

EBS Opportunity Fund II, L.P.

Dayton, OH · Dec 9, 2009 → Jan 10, 2012 · 2 filings
  • Jan 10, 2012 · D/A · $6,700,000 sold of $50,000,000 · 57 investors · min. No minimum reported · role: Executive Officer (Co-Chief Investment Officer of Eubel Brady & Suttman Asset Management Inc., General Partner of Issuer) EDGAR ↗
  • Dec 9, 2009 · D · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Co-Chief Investment Officer of Eubel Brady & Suttman Asset Management Inc., General Partner of Issuer) EDGAR ↗

Raised $6.7M from 57 investors (13% of the $50M target) as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Ebs

EBS Opportunity Fund, L.P.

Dayton, OH · Oct 20, 2009 → Jan 10, 2012 · 2 filings
  • Jan 10, 2012 · D/A · $7,200,000 sold of $50,000,000 · 79 investors · min. No minimum reported · role: Executive Officer (Co-Chief Investment Officer of Eubel Brady & Suttman Asset Management Inc., General Partner of Issuer) EDGAR ↗
  • Oct 20, 2009 · D · $7,035,000 sold of $50,000,000 · 82 investors · min. No minimum reported · role: Executive Officer (Co-Chief Investment Officer of Eubel Brady & Suttman Asset Management Inc., General Partner of Issuer) EDGAR ↗

Raised $7.2M from 82 investors (14% of the $50M target) as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Residential · group: Ebs

EBS Residential Development Fund, LLC

Centerville, OH · Aug 24, 2011
  • Aug 24, 2011 · D · $0 sold of $25,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Co-Chief Investment Officer of Eubel Brady & Suttman Asset Management Inc., Manager of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Ebs

EBS First Lien Fund, LLC

Dayton, OH · May 11, 2010
  • May 11, 2010 · D · $0 sold of $15,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Co-Chief Investment Officer of Eubel Brady & Suttman Asset Management Inc., Manager of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Mark 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert J. Suttman

Executive Officer · 18 shared filings (12 issuers)

Robert J. Suttman is on 12 issuers in total — a repeat sponsor. Their page lists every one.

RE
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald L. Eubel

Executive Officer · 18 shared filings (12 issuers) · also on 1 other issuer

Ronald L. Eubel is on 13 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew D. DiCicco

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark E. Brady. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Mary L. Hedrick

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark E. Brady. Their page shows their other deals.

AJ
No photo found yet (own website and image search run after this page is viewed)
Person

Aaron L. Jenkins

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark E. Brady. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

David K. Ray

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark E. Brady. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Dawn E. Kramer

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark E. Brady. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Scott E. Lundy

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark E. Brady. Their page shows their other deals.

The team behind the deals

Sponsor group

Ebs

16 issuers · 30 filings · $276.4M reported sold · 2009–2026

One team, 16 deal companies. Mark E. Brady is listed on 15 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark E. Brady.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 3 of the 15 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): EBS Muni TIF Bond Fund B, LLC, EBS Muni TIF Bond Fund A, LLC, EBS Muni TIF Bond Fund C, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark E. Brady by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 15 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark E. Brady is listed on: none on file. No website or social profile named in GS Mortgage Fund, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #242,286 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Dayton, OH). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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