Mark Henn is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Jan 2010 and Oct 2010: CSI CAPITAL MANAGEMENT, INC. (San Francisco, CA — investing — 2010; $548K reported sold to 1 investors).
What this means One deal on file with the SEC, filed Oct 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Amiee Burns-Grzybowski (2 shared filings), Gary Scharf (2 shared filings), Jack Olson (2 shared filings), Justin H. Bass (2 shared filings), Leland H. Faust (2 shared filings) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Mark Henn and found 2 differences, 1 worth asking the sponsor about: Form D filed 1,094 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.