Mark Allen

The Feb 6, 2014 filing says $15,000,001 offered; the Jul 14, 2014 Form D/A says $26,855,603.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

The Dec 18, 2013 filing says $20,000,000 offered; the Jul 14, 2014 Form D/A says $26,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

The Jun 16, 2011 filing says $30,000,002 offered; the Jan 3, 2012 Form D/A says $30,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

No amendment in the last 12 months on an offering that may still be open — Elevian, Inc. (latest filing Sep 17, 2021) · No amendment in the last 12 months on an offering that may still be open — Elevian, Inc. (latest filing Jul 21, 2020) · No amendment in the last 12 months on an offering that may still be open — Transphorm, Inc. (latest filing Jul 14, 2014) · No amendment in the last 12 months on an offering that may still be open — Transphorm, Inc. (latest filing Oct 9, 2012)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

This page covers filings where the address state is CA or FL. A separate record, "Mark Allen" with address state TX, is listed on 3 filings — most recently by VILLAS AT CORSICANA LLC (Jan 21, 2025). The two records do not overlap in time: this page runs Dec 28, 2009 to Jul 21, 2020; the other runs May 3, 2022 to Jan 21, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA or FL. A separate record, "Mark H Allen" with address state OK, is listed on 2 filings — most recently by Exaeris Water Innovations, LLC (Oct 1, 2018). Both records have filings in the same period (Dec 28, 2009 to Oct 1, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA or FL. A separate record, "Mark Allen" with address state VA, is listed on 2 filings — most recently by RTO Energy Trading Holdings, LLC (Jan 2, 2015). Both records have filings in the same period (Jul 16, 2014 to Jan 2, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA or FL. A separate record, "Mark Allen" with address state KS, is listed on 1 filing — most recently by LasQ LLC (Dec 29, 2010). Both records have filings in the same period (Dec 29, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA or FL. A separate record, "Mark G. Allen" with address state GA, is listed on 9 filings — most recently by Axion BioSystems, Inc. (May 9, 2012). Both records have filings in the same period (Dec 28, 2009 to Sep 16, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

The people listed on the Jul 21, 2020 filing give Menlo Park, CA; on the Aug 26, 2021 filing they give Miami Beach, FL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

CA on 12 filings (Dec 28, 2009 to Jul 21, 2020); FL on 2 filings (Aug 26, 2021 to Sep 17, 2021).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.