Mark G. Allen

The filing says the first sale was Jun 30, 2009. The Form D was filed Jul 16, 2009 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The Apr 29, 2009 filing says $3,000,215 offered; the Jul 16, 2009 Form D says $29,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

No amendment in the last 12 months on an offering that may still be open — Axion BioSystems, Inc. (latest filing May 9, 2012) · No amendment in the last 12 months on an offering that may still be open — Icon Medical Corp (latest filing Mar 15, 2012) · No amendment in the last 12 months on an offering that may still be open — Axion BioSystems, Inc. (latest filing Jul 28, 2010) · No amendment in the last 12 months on an offering that may still be open — CARDIOMEMS INC (latest filing May 10, 2010) · No amendment in the last 12 months on an offering that may still be open — CARDIOMEMS INC (latest filing Aug 17, 2009)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

listed as "Mark G. Allen" on 5 filings (from Apr 29, 2009), and "Mark Allen" on 4 filings (from Apr 30, 2009).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

This page covers filings where the address state is GA. A separate record, "Mark Allen" with address state TX, is listed on 3 filings — most recently by VILLAS AT CORSICANA LLC (Jan 21, 2025). The two records do not overlap in time: this page runs Apr 29, 2009 to Sep 16, 2010; the other runs May 3, 2022 to Jan 21, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is GA. A separate record, "Mark Allen" with address state CA or FL, is listed on 14 filings — most recently by Elevian, Inc. (Sep 17, 2021). Both records have filings in the same period (Dec 28, 2009 to Sep 16, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is GA. A separate record, "Mark Allen" with address state VA, is listed on 2 filings — most recently by RTO Energy Trading Holdings, LLC (Jan 2, 2015). The two records do not overlap in time: this page runs Apr 29, 2009 to Sep 16, 2010; the other runs Jul 16, 2014 to Jan 2, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is GA. A separate record, "Mark Allen" with address state WA, is listed on 1 filing — most recently by FLYTE CENTER, INC. (Jul 15, 2014). The two records do not overlap in time: this page runs Apr 29, 2009 to Sep 16, 2010; the other has one filing dated Jul 15, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is GA. A separate record, "Mark Allen" with address state KS, is listed on 1 filing — most recently by LasQ LLC (Dec 29, 2010). The two records do not overlap in time: this page runs Apr 29, 2009 to Sep 16, 2010; the other has one filing dated Dec 29, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

The people listed on the Jul 28, 2010 filing give Decatur, GA; on the May 9, 2012 filing they give Atlanta, GA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

"No Revenues" (Apr 30, 2009); then "$1 - $1,000,000" (Jul 28, 2010); then "$1,000,001 - $5,000,000" (May 9, 2012).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.