Sponsor Check › Person
Related person on Form D filings · address state as listed: MA · listed Dec 29, 2015 → Apr 29, 2025
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
3 of 14 offerings report sales commissions totalling $18,750; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Apr 29, 2025 D File 021-544696 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 2, 2025 D File 021-533971 | $6,250 | $0 | $0 | ICA, LLC BrokerCheck CRD 145235 ↗ |
| EDGAR ↗ | Aug 2, 2024 D File 021-520412 | $6,250 | $0 | $0 | ICA, LLC BrokerCheck CRD 145235 ↗ |
| EDGAR ↗ | Jun 11, 2024 D/A File 021-434648 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 1, 2024 D/A File 021-374694 | $6,250 | $0 | $0 | Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗ |
| EDGAR ↗ | Oct 11, 2023 D/A File 021-456423 | $0 | $0 | $0 An affiliate of the general partner of the Issuer will receive an annual management fee. | Park Madison Partners LLC BrokerCheck CRD 140016 ↗ via Park Madison Partners LLC (CRD 140016 ↗) Kipling Capital, Inc. BrokerCheck CRD 41196 ↗ via Kipling Capital, Inc. (CRD 41196 ↗) |
| EDGAR ↗ | Oct 11, 2023 D/A File 021-456564 | $0 | $0 | $0 An affiliate of the general partner of the Issuer will receive an annual management fee. | Park Madison Partners LLC BrokerCheck CRD 140016 ↗ via Park Madison Partners LLC (CRD 140016 ↗) Kipling Capital, Inc. BrokerCheck CRD 41196 ↗ via Kipling Capital, Inc. (CRD 41196 ↗) |
| EDGAR ↗ | Oct 11, 2023 D/A File 021-456635 | $0 | $0 | $0 An affiliate of the general partner of the Issuer will receive an annual management fee. | Park Madison Partners LLC BrokerCheck CRD 140016 ↗ via Park Madison Partners LLC (CRD 140016 ↗) Kipling Capital, Inc. BrokerCheck CRD 41196 ↗ via Kipling Capital, Inc. (CRD 41196 ↗) |
| EDGAR ↗ | Aug 15, 2023 D File 021-489698 | $0 | $0 | $0 An affiliate of the general partner of the Issuer will receive an annual management fee. | Kipling Capital, Inc. BrokerCheck CRD 41196 ↗ via Kipling Capital, Inc. (CRD 41196 ↗) Park Madison Partners LLC BrokerCheck CRD 140016 ↗ via Park Madison Partners LLC (CRD 140016 ↗) |
| EDGAR ↗ | Sep 23, 2020 D/A File 021-375815 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 19, 2019 D/A File 021-339914 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 5, 2018 D File 021-306939 | $0 | $0 | $0 Proceeds to be used for general working capital purposes. | None listed on this filing |
| EDGAR ↗ | Jan 23, 2017 D File 021-278987 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 29, 2015 D File 021-254026 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Florey Biosciences, Inc. | Director | Apr 29, 2025 | D | $4,400,000 similar: $2,000,000–$19,999,994 | $1,400,000 | 1 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Galen Street REIT, LLC group: Davis | Executive Officer | Jan 2, 2025 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | DIV REIT V, LLC group: Davis | Executive Officer | Aug 2, 2024 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | DIV Galen Investor, L.P. group: Davis | Executive Officer | Jun 11, 2024 | D/A | $38,458,999 similar: $1,815,000–$10,000,000 | $38,458,999 | 36 similar: 7–33 | $25,000 similar: $20,000–$50,000 |
| EDGAR ↗ | DIV REIT IV, LLC group: Davis | Executive Officer | Feb 1, 2024 | D/A | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Davis Investment Ventures Fund V-B, L.P. group: Davis | Executive Officer | Oct 11, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $154,025,000 | 49 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Davis Investment Ventures Fund V-A, L.P. group: Davis | Executive Officer | Oct 11, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $508,095,000 | 433 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Davis Investment Ventures Fund V, L.P. group: Davis | Executive Officer | Oct 11, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,750,000 | 42 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Davis Investment Ventures Fund V-C, L.P. group: Davis | Executive Officer | Aug 15, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Davis Investment Ventures Fund V-B, L.P. group: Davis | Executive Officer | Aug 23, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $67,250,000 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Davis Investment Ventures Fund V-A, L.P. group: Davis | Executive Officer | Aug 22, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $342,197,500 | 268 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Davis Investment Ventures Fund V, L.P. group: Davis | Executive Officer | Aug 22, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $11,800,000 | 29 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Finch Therapeutics Group, Inc. group: Finch Therapeutics | Executive Officer, Director | Sep 23, 2020 | D/A | $90,000,000 similar: $2,000,000–$19,999,994 | $90,000,000 | 43 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Finch Therapeutics Group, Inc. group: Finch Therapeutics | Executive Officer, Director | Sep 17, 2020 | D | $90,000,000 similar: $2,000,000–$19,999,994 | $88,489,483 | 42 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Finch Therapeutics Group, Inc. group: Finch Therapeutics | Executive Officer, Director | Jul 19, 2019 | D/A | $53,465,316 similar: $2,000,000–$19,999,994 | $53,465,316 | 22 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Finch Therapeutics Group, Inc. group: Finch Therapeutics | Executive Officer, Director | May 20, 2019 | D | $22,999,996 similar: $2,000,000–$19,999,994 | $22,999,996 | 16 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Finch Therapeutics Group, Inc. group: Finch Therapeutics | Executive Officer, Director | Mar 5, 2018 | D | $36,399,996 similar: $2,000,000–$14,000,000 | $36,399,996 | 14 similar: 1–19 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Finch Therapeutics, Inc. group: Finch Therapeutics | Executive Officer, Director, Promoter Mr. Smith is the President, Assistant Treasurer and Assistant Secretary of the Issuer. | Jan 23, 2017 | D | $3,750,000 similar: $2,000,000–$19,999,994 | $3,734,177 | 6 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
| EDGAR ↗ | Finch Therapeutics, Inc. group: Finch Therapeutics | Executive Officer, Director, Promoter Mr. Smith is the President, Assistant Treasurer and Assistant Secretary of the Issuer. | Dec 29, 2015 | D | $2,000,000 similar: $2,000,000–$19,999,994 | $800,000 | 2 similar: 2–16 | No minimum reported similar: $10,000–$50,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (5 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Mark Smith. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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