PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:52 AM ET

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Mark A. Patton

Named as an officer, director or promoter on SEC Form D filings · TX, IN, NY · Mar 27, 2012 → Oct 16, 2026

8deals (issuers)
$135.4Mreported sold
318investors
48Form D filings
2012–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark A. Patton is listed as an executive officer on 48 SEC Form D filings by 8 issuers between Mar 2009 and Oct 2026. Largest by amount reported sold: Patton Flex Fund, L.P. (Dallas, TX — pooled investment fund — 2009–2026; $80.5M reported sold to 126 investors), Patton Multiplier Fund 1 L P (Indianapolis, IN — pooled investment fund — 2009–2010; $17.2M reported sold to 62 investors), Audacity Fund, L.P. (New York, NY — pooled investment fund — 2020–2026; $14.6M reported sold to 27 investors), PATTON EDGE PLUS FUND 1 LP (Indianapolis, IN — pooled investment fund — 2009–2010; $14M reported sold to 59 investors), Patton Multiplier Fund, L.P. (Dallas, TX — pooled investment fund — 2011–2017; $4.01M reported sold to 23 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer, over about 17 years. Across those companies the filings report $135.4M sold in total.

Listed alongside Patton Fund Management, Inc. (36 shared filings, management entity), Patton Fund Partners 3, LLC (16 shared filings, management entity), Michele Wilson (10 shared filings), Patton Fund Management, Inc. (10 shared filings, management entity), Patton Edge Plus Partners, LLC (7 shared filings, management entity) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

7 of the issuers belong to the sponsor group Patton Edge Plus (7 issuers, $135.3M reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Patton Edge Plus has 7 companies on file and $135.3M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 15 bankruptcy cases matching the name listed in Key records below.

What this means 15 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 48 public filings for Mark A. Patton and found 10 differences, 2 worth asking the sponsor about: Investor count went down between filings; Form D filed 351 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark A. Patton has not run yet — it is joining a line of 62,445 names; searches run around the clock at the hosts' allowed rate. Searched so far: 735 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark A. Patton..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

15 cases: 15 closed (disposition not in docket feed)

Mark Patton closed
United States Bankruptcy Court, S.D. Ohio · No. 3:24-bk-31129 · Filed Jun 17, 2024 · Closed Oct 16, 2024
Role of Mark Patton: Debtor · Outcome: Case closed 2024-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Mark A Patton and Lynette M Patton closed
United States Bankruptcy Court, N.D. Oklahoma · No. 15-12048 · Filed Oct 27, 2015 · Closed Feb 18, 2016
Role of Mark A Patton and Lynette M Patton: Debtor · Outcome: Case closed 2016-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 2 people with this name in Form D filings; court in OK (not a filing state)
Mark A Patton and Winona L Patton closed
United States Bankruptcy Court, E.D. California · No. 12-60270 · Filed Dec 17, 2012 · Closed Apr 19, 2013
Role of Mark A Patton and Winona L Patton: Debtor · Outcome: Case closed 2013-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Mark Patton closed
United States Bankruptcy Court, D. Oregon · No. 09-35554 · Filed Jul 14, 2009 · Closed Oct 21, 2009
Role of Mark Patton: Debtor · Outcome: Case closed 2009-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 2 people with this name in Form D filings; court in OR (not a filing state)
Mark R. Patton closed
United States Bankruptcy Court, W.D. New York · No. 2-07-21025 · Filed Apr 24, 2007 · Closed Aug 6, 2008
Role of Mark R. Patton: Debtor · Outcome: Case closed 2008-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Mark L. Patton closed
United States Bankruptcy Court, E.D. California · No. 05-36603 · Filed Oct 13, 2005 · Closed May 18, 2006
Role of Mark L. Patton: Debtor · Outcome: Case closed 2006-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Mark Patton closed
United States Bankruptcy Court, E.D. Michigan · No. 05-59335 · Filed Jun 15, 2005 · Closed May 4, 2006
Role of Mark Patton: Debtor · Outcome: Case closed 2006-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Mark A. Patton and Winona L. Patton closed
United States Bankruptcy Court, E.D. California · No. 03-61486 · Filed Dec 23, 2003 · Closed Apr 8, 2004
Role of Mark A. Patton and Winona L. Patton: Debtor · Outcome: Case closed 2004-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Mark A. Patton closed
United States Bankruptcy Court, W.D. Oklahoma · No. 01-11422 · Filed Feb 21, 2001 · Closed Aug 16, 2001
Role of Mark A. Patton: Debtor · Outcome: Case closed 2001-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 2 people with this name in Form D filings; court in OK (not a filing state)
Mark A. Patton closed
United States Bankruptcy Court, W.D. Oklahoma · No. 00-10295 · Filed Jan 18, 2000 · Closed Apr 20, 2000
Role of Mark A. Patton: Debtor · Outcome: Case closed 2000-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 2 people with this name in Form D filings; court in OK (not a filing state)
Mark A Patton and Lisa J Patton closed
United States Bankruptcy Court, N.D. Illinois · No. 98-51980 · Filed Jun 15, 1998 · Closed Oct 20, 1998
Role of Mark A Patton and Lisa J Patton: Debtor · Outcome: Case closed 1998-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Mark Patton closed
United States Bankruptcy Court, C.D. California · No. 9:92-bk-71595 · Filed Oct 7, 1992 · Closed May 10, 1993
Role of Mark Patton: Debtor · Outcome: Case closed 1993-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Mark O. Patton closed
United States Bankruptcy Court, W.D. New York · No. 1-91-11649 · Filed May 7, 1991 · Closed May 30, 1995
Role of Mark O. Patton: Debtor · Outcome: Case closed 1995-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Mark A Patton and Linda L Patton closed
United States Bankruptcy Court, E.D. Kentucky · No. 88-10138 · Filed Jun 9, 1988 · Closed Jul 6, 1989
Role of Mark A Patton and Linda L Patton: Debtor · Outcome: Case closed 1989-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 2 people with this name in Form D filings; court in KY (not a filing state)
Mark O. Patton closed
United States Bankruptcy Court, W.D. New York · No. 1-80-10499 · Filed Mar 11, 1980 · Closed Jul 25, 1990
Role of Mark O. Patton: Debtor · Outcome: Case closed 1990-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Mark A. Patton — 2 worth asking about (compared 48 filings on Oct 24, 2026)

Worth asking · Sep 21, 2021 – Sep 23, 2022

Investor count went down between filings — Patton Flex Fund, L.P.

The Sep 21, 2021 filing reports 126 investors; the Sep 23, 2022 Form D/A reports 109 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Note · Mar 11, 2022

Mark A. Patton appears on 1 deal that stopped filing before reaching its target

Belcrest Wines, LLC (last filing Mar 11, 2022; $60,000 sold of $300,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Sep 29, 2009 – Sep 15, 2010

Form D filed 351 days after the first sale — Patton Flex Fund, L.P.

The filing says the first sale was Sep 29, 2009. The Form D was filed Sep 15, 2010 — 351 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 336 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Note · Feb 24, 2011 – Mar 28, 2011

Form D filed 32 days after the first sale — Patton Edge Plus Fund, L.P.

The filing says the first sale was Feb 24, 2011. The Form D was filed Mar 28, 2011 — 32 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 17 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Feb 24, 2011 – Mar 28, 2011

Form D filed 32 days after the first sale — Patton Multiplier Fund, L.P.

The filing says the first sale was Feb 24, 2011. The Form D was filed Mar 28, 2011 — 32 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 17 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Apr 17, 2003 – Mar 11, 2022

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Belcrest Wines, LLC (latest filing Mar 11, 2022) · No amendment in the last 12 months on an offering that may still be open — Patton Edge Plus Fund, L.P. (latest filing Sep 18, 2017) · No amendment in the last 12 months on an offering that may still be open — Patton Multiplier Fund, L.P. (latest filing Sep 18, 2017) · No amendment in the last 12 months on an offering that may still be open — Patton Multiplier Fund 1 L P (latest filing Mar 2, 2010) · No amendment in the last 12 months on an offering that may still be open — PATTON EDGE PLUS FUND 1 LP (latest filing Mar 2, 2010) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Sep 17, 2018 – Sep 17, 2019

Minimum investment changed between filings — Patton Flex Fund, L.P.

The Sep 17, 2018 filing lists a minimum of $500,000; the Sep 17, 2019 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Nov 6, 2015 – Nov 6, 2017

Same name, different state: "Mark Patton" (NY or CT) is a separate record

This page covers filings where the address state is TX or IN or NY. A separate record, "Mark Patton" with address state NY or CT, is listed on 4 filings — most recently by Tailwind Colony Holding Corp. (Nov 6, 2017). Both records have filings in the same period (Nov 6, 2015 to Nov 6, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Mar 13, 2009 – Mar 20, 2026

6 address changes between filings

Address moved from Dallas, TX to New York, NY — Audacity Fund, L.P. · Address moved from Indianapolis, IN to Dallas, TX — Patton Flex Fund, L.P. · Address moved from Indianapolis, IN to Dallas, TX — Patton Edge Plus Fund, L.P. · Address moved from Indianapolis, IN to Dallas, TX — Patton Multiplier Fund, L.P. · Address moved from Indianpolis, IN to Indianapolis, IN — Patton Multiplier Fund 1 L P · and 1 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
Note · Mar 13, 2009 – Oct 16, 2026

Mark A. Patton is listed with 3 different address states: IN, TX, NY

IN on 10 filings (Mar 13, 2009 to Oct 4, 2011); TX on 37 filings (Mar 27, 2012 to Oct 16, 2026); NY on 1 filing (Mar 20, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 9 offerings report sales commissions; 1 reports finder's fees totalling $2,844; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 16, 2026 D/A
Patton Flex Fund, L.P.
File 021-147764
$0$2,844 (est.)$0None no CRD number reported
via Applied Capital, LLC (CRD 166316 ↗)

None no CRD number reported
via Spoonhill Asset Management Inc. (CRD 122377 ↗)
EDGAR ↗
Mar 20, 2026 D/A
Audacity Fund, L.P.
File 021-362788
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2022 D
Belcrest Wines, LLC
File 021-436877
$0$0$0None listed on this filingEDGAR ↗
Sep 18, 2017 D/A
Patton Multiplier Fund, L.P.
File 021-157410
$0$0$0None listed on this filingEDGAR ↗
Sep 18, 2017 D/A
Patton Edge Plus Fund, L.P.
File 021-157412
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2010 D/A
PATTON EDGE PLUS FUND 1 LP
File 021-55969
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2010 D/A
Patton Multiplier Fund 1 L P
File 021-76415
$0$0$0None listed on this filingEDGAR ↗
Oct 13, 2009 D
Patton Flex Fund, L.P.
File 021-135195
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2009 D/A
PATTON ALPHA FUND LP
File 021-105515
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named Mark A. Patton on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Patton Edge Plus

Patton Flex Fund, L.P.

Dallas, TX · Oct 13, 2009 → Oct 16, 2026 · 19 filings
  • Oct 16, 2026 · D/A · $80,466,272 sold of Indefinite · 117 investors · min. No minimum reported · role: Executive Officer (Mr. Patton is the President, Treasurer, Secretary and Director of the Manager of the General Partner of the Issuer.) EDGAR ↗
  • Oct 17, 2025 · D/A · $80,466,272 sold of Indefinite · 117 investors · min. No minimum reported · role: Executive Officer (Mr. Patton is the President, Treasurer, Secretary and Director of the Manager of the General Partner of the Issuer.) EDGAR ↗
  • Aug 28, 2025 · D/A · $79,892,272 sold of Indefinite · 112 investors · min. No minimum reported · role: Executive Officer (Mr. Patton is the President, Treasurer, Secretary and Director of the Manager of the General Partner of the Issuer.) EDGAR ↗
  • Sep 20, 2024 · D/A · $79,892,272 sold of Indefinite · 112 investors · min. No minimum reported · role: Executive Officer (Mr. Patton is the President, Treasurer, Secretary and Director of the Manager of the General Partner of the Issuer.) EDGAR ↗
  • Sep 22, 2023 · D/A · $78,214,750 sold of Indefinite · 109 investors · min. No minimum reported · role: Executive Officer (Mr. Patton is the President, Treasurer, Secretary and Director of the Manager of the General Partner of the Issuer.) EDGAR ↗
  • Sep 23, 2022 · D/A · $77,649,750 sold of Indefinite · 109 investors · min. No minimum reported · role: Executive Officer (Mr. Patton is the President, Treasurer, Secretary and Director of the Manager of the General Partner of the Issuer.) EDGAR ↗
  • Sep 21, 2021 · D/A · $68,320,719 sold of Indefinite · 126 investors · min. No minimum reported · role: Executive Officer (Mr. Patton is the President, Treasurer, Secretary and Director of the Manager of the General Partner of the Issuer.) EDGAR ↗
  • Sep 22, 2020 · D/A · $66,796,441 sold of Indefinite · 123 investors · min. No minimum reported · role: Executive Officer (Mr. Patton is the President, Treasurer, Secretary and Director of the Manager of the General Partner of the Issuer.) EDGAR ↗
  • Sep 17, 2019 · D/A · $58,701,927 sold of Indefinite · 116 investors · min. No minimum reported · role: Executive Officer (Mr. Patton is the President, Treasurer, Secretary and Director of the Manager of the General Partner of the Issuer.) EDGAR ↗
  • Sep 17, 2018 · D/A · $54,188,386 sold of Indefinite · 112 investors · min. $500,000 · role: Executive Officer (President of the Manager of the Issuer's General Partner) EDGAR ↗
  • Sep 18, 2017 · D/A · $33,585,488 sold of Indefinite · 98 investors · min. $500,000 · role: Executive Officer (President of the Manager of the Issuer's General Partner) EDGAR ↗
  • Sep 16, 2016 · D/A · $26,220,910 sold of Indefinite · 88 investors · min. $500,000 · role: Executive Officer (President of the Manager of the Issuer's General Partner) EDGAR ↗
  • Sep 17, 2015 · D/A · $16,726,304 sold of Indefinite · 60 investors · min. $500,000 · role: Executive Officer (President of the Manager of the Issuer's General Partner) EDGAR ↗
  • Sep 19, 2014 · D/A · $8,601,788 sold of Indefinite · 41 investors · min. $500,000 · role: Executive Officer (President of the Manager of the Issuer's General Partner) EDGAR ↗
  • Sep 19, 2013 · D/A · $3,227,749 sold of Indefinite · 21 investors · min. $500,000 · role: Executive Officer (President of the Manager of the Issuer's General Partner) EDGAR ↗
  • Sep 28, 2012 · D/A · $2,781,240 sold of Indefinite · 16 investors · min. $500,000 · role: Executive Officer (President of the Manager of the Issuer's General Partner) EDGAR ↗
  • Oct 4, 2011 · D/A · $1,976,239 sold of Indefinite · 13 investors · min. $500,000 · role: Executive Officer (President of the Manager of the Issuer's General Partner) EDGAR ↗
  • Sep 15, 2010 · D · $1,635,440 sold of Indefinite · 9 investors · min. $500,000 · role: Executive Officer (President of the Manager of the Issuer's General Partner) EDGAR ↗
  • Oct 13, 2009 · D · $400,000 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (President of the Manager of the Issuer's General Partner) EDGAR ↗

Raised $80.5M from 126 investors as of the latest filing. Mark is listed as executive officer on 19 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Patton Edge Plus

Audacity Fund, L.P.

New York, NY · Mar 13, 2020 → Mar 20, 2026 · 7 filings
  • Mar 20, 2026 · D/A · $14,561,817 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer (Mr. Patton is the President, Treasurer, Secretary and Director of the Manager of the General Partner of the Issuer.) EDGAR ↗
  • Mar 21, 2025 · D/A · $14,561,817 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer (Mr. Patton is the President, Treasurer, Secretary and Director of the Manager of the General Partner of the Issuer.) EDGAR ↗
  • Mar 22, 2024 · D/A · $12,761,817 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer (Mr. Patton is the President, Treasurer, Secretary and Director of the Manager of the General Partner of the Issuer.) EDGAR ↗
  • Mar 23, 2023 · D/A · $12,461,817 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer (Mr. Patton is the President, Treasurer, Secretary and Director of the Manager of the General Partner of the Issuer.) EDGAR ↗
  • Mar 24, 2022 · D/A · $11,086,817 sold of Indefinite · 23 investors · min. No minimum reported · role: Executive Officer (Mr. Patton is the President, Treasurer, Secretary and Director of the Manager of the General Partner of the Issuer.) EDGAR ↗
  • Apr 6, 2021 · D/A · $8,086,067 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Mr. Patton is the President, Treasurer, Secretary and Director of the Manager of the General Partner of the Issuer.) EDGAR ↗
  • Mar 13, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Mr. Patton is the President, Treasurer, Secretary and Director of the Manager of the General Partner of the Issuer.) EDGAR ↗

Raised $14.6M from 27 investors as of the latest filing. Mark is listed as executive officer on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Belcrest Wines, LLC

Daly City, CA · Mar 11, 2022
  • Mar 11, 2022 · D · $60,000 sold of $300,000 · 2 investors · min. $30,000 · role: Executive Officer EDGAR ↗

Raised $60K from 2 investors (20% of the $300K target) as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Patton Edge Plus

Patton Edge Plus Fund, L.P.

Dallas, TX · Mar 28, 2011 → Sep 18, 2017 · 8 filings
  • Sep 18, 2017 · D/A · $1,592,369 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (President, Chief Financial Officer and Chief Compliance Officer of the Manager of the Issuer's General Partner) EDGAR ↗
  • Mar 24, 2017 · D/A · $1,592,369 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (President, Chief Financial Officer and Chief Compliance Officer of the Manager of the Issuer's General Partner) EDGAR ↗
  • Mar 24, 2016 · D/A · $1,592,369 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (President, Chief Financial Officer and Chief Compliance Officer of the Manager of the Issuer's General Partner) EDGAR ↗
  • Mar 24, 2015 · D/A · $1,589,705 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (President, Chief Financial Officer and Chief Compliance Officer of the Manager of the Issuer's General Partner) EDGAR ↗
  • Mar 24, 2014 · D/A · $1,589,705 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (President, Chief Financial Officer and Chief Compliance Officer of the Manager of the Issuer's General Partner) EDGAR ↗
  • Mar 26, 2013 · D/A · $1,589,705 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (President, Chief Financial Officer and Chief Compliance Officer of the Manager of the Issuer's General Partner) EDGAR ↗
  • Mar 28, 2012 · D/A · $1,589,705 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (President, Chief Financial Officer and Chief Compliance Officer of the Manager of the Issuer's General Partner) EDGAR ↗
  • Mar 28, 2011 · D · $1,572,705 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (President of the Manager of the Issuer's General Partner) EDGAR ↗

Raised $1.59M from 10 investors as of the latest filing. Mark is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Patton Edge Plus

Patton Multiplier Fund, L.P.

Dallas, TX · Mar 28, 2011 → Sep 18, 2017 · 8 filings
  • Sep 18, 2017 · D/A · $4,008,341 sold of Indefinite · 23 investors · min. No minimum reported · role: Executive Officer (President, Chief Financial Officer and Chief Compliance Officer of the Manager of the Issuer's General Partner) EDGAR ↗
  • Mar 24, 2017 · D/A · $4,008,341 sold of Indefinite · 23 investors · min. No minimum reported · role: Executive Officer (President, Chief Financial Officer and Chief Compliance Officer of the Manager of the Issuer's General Partner) EDGAR ↗
  • Mar 24, 2016 · D/A · $4,008,341 sold of Indefinite · 23 investors · min. No minimum reported · role: Executive Officer (President, Chief Financial Officer and Chief Compliance Officer of the Manager of the Issuer's General Partner) EDGAR ↗
  • Mar 24, 2015 · D/A · $3,958,341 sold of Indefinite · 22 investors · min. No minimum reported · role: Executive Officer (President, Chief Financial Officer and Chief Compliance Officer of the Manager of the Issuer's General Partner) EDGAR ↗
  • Mar 24, 2014 · D/A · $3,958,341 sold of Indefinite · 22 investors · min. No minimum reported · role: Executive Officer (President, Chief Financial Officer and Chief Compliance Officer of the Manager of the Issuer's General Partner) EDGAR ↗
  • Mar 26, 2013 · D/A · $2,449,396 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer (President, Chief Financial Officer and Chief Compliance Officer of the Manager of the Issuer's General Partner) EDGAR ↗
  • Mar 27, 2012 · D/A · $2,449,396 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer (President, Chief Financial Officer and Chief Compliance Officer of the Manager of the Issuer's General Partner) EDGAR ↗
  • Mar 28, 2011 · D · $1,970,600 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (President of the Manager of the Issuer's General Partner) EDGAR ↗

Raised $4.01M from 23 investors as of the latest filing. Mark is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Patton Edge Plus

PATTON EDGE PLUS FUND 1 LP

Indianapolis, IN · Mar 13, 2009 → Mar 2, 2010 · 2 filings
  • Mar 2, 2010 · D/A · $14,033,136 sold of Indefinite · 59 investors · min. $250,000 · role: Executive Officer (President of the Managing Member of the Issuer's General Partner) EDGAR ↗
  • Mar 13, 2009 · D/A · $14,033,136 sold of Indefinite · 59 investors · min. $250,000 · role: Executive Officer (President of the Managing Member of the Issuer's General Partner) EDGAR ↗

Raised $14M from 59 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Patton Edge Plus

Patton Multiplier Fund 1 L P

Indianapolis, IN · Mar 13, 2009 → Mar 2, 2010 · 2 filings
  • Mar 2, 2010 · D/A · $17,219,368 sold of Indefinite · 62 investors · min. $500,000 · role: Executive Officer (President of the Managing Member of the Issuer's General Partner) EDGAR ↗
  • Mar 13, 2009 · D/A · $17,219,368 sold of Indefinite · 62 investors · min. $500,000 · role: Executive Officer (President of the Managing Member of the Issuer's General Partner) EDGAR ↗

Raised $17.2M from 62 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Patton Edge Plus

PATTON ALPHA FUND LP

Indianapolis, IN · Mar 13, 2009
  • Mar 13, 2009 · D/A · $3,453,362 sold of Indefinite · 9 investors · min. $500,000 · role: Executive Officer (President of the Managing Member of the Issuer's General Partner) EDGAR ↗

Raised $3.45M from 9 investors as of the latest filing. Mark is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mark Patton — NY, CT, 2 issuers, Nov 6, 2015 → Nov 6, 2017 · no shared issuer

People around Mark 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Patton Fund Management, Inc.

Promoter, Executive Officer · 36 shared filings (4 issuers)

Listed on the same filings as Mark A. Patton. Their page shows their other deals.

Management entity

Patton Fund Partners 3, LLC

Executive Officer, Promoter · 16 shared filings (1 issuer)

Listed on the same filings as Mark A. Patton. Their page shows their other deals.

Management entity

Patton Fund Management, Inc.

Promoter · 10 shared filings (6 issuers)

Patton Fund Management, Inc. is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Patton Edge Plus Partners, LLC

Promoter, Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as Mark A. Patton. Their page shows their other deals.

Management entity

Patton Multiplier Partners, LLC

Promoter, Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as Mark A. Patton. Their page shows their other deals.

Management entity

Patton Fund Partners 3, LLC

Promoter · 4 shared filings (2 issuers)

Listed on the same filings as Mark A. Patton. Their page shows their other deals.

Management entity

Patton Fund Partners 2, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Mark A. Patton. Their page shows their other deals.

Management entity

Edge Plus Fund Partners 1, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Mark A. Patton. Their page shows their other deals.

Management entity

Patton Edge Plus Partners, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Mark A. Patton. Their page shows their other deals.

Management entity

Patton Multiplier Partners, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Mark A. Patton. Their page shows their other deals.

Management entity

Patton Fund Management, Inc.

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Mark A. Patton. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Michele Wilson

Executive Officer · 10 shared filings (6 issuers)

Michele Wilson is on 6 issuers in total — a repeat sponsor. Their page lists every one.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Hunt

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark A. Patton. Their page shows their other deals.

The team behind the deals

Sponsor group

Patton Edge Plus

7 issuers · 47 filings · $135.3M reported sold · 2009–2026

One team, 7 deal companies. Mark A. Patton is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark A. Patton.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 7 of the 8 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Patton Flex Fund, L.P., Audacity Fund, L.P., Patton Edge Plus Fund, L.P., Patton Multiplier Fund, L.P., Patton Multiplier Fund 1 L P, PATTON EDGE PLUS FUND 1 LP, PATTON ALPHA FUND LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark A. Patton by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark A. Patton is listed on: none on file. No website or social profile named in Patton Multiplier Fund 1 L P's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #363,837 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Indianapolis, IN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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