Mark Carlson is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jun 2014: Farragut MBH Acquisition Corp. (Chevy Chase, MD — other real estate — 2014; $1.83M reported sold to 6 investors).
What this means One deal on file with the SEC, filed Jun 2014. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Alan Cuthbertson (1 shared filing), Julie Nelson (1 shared filing) and Philip A. McNeill (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.
The issuer belongs to the sponsor group Farragut Sbic (4 issuers, $123.2M reported sold, 2011–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Farragut Sbic has 4 companies on file and $123.2M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for Mark Carlson and found 2 differences: Same name, different state: "MARK D. CARLSON" (CA) is a separate record; Same name, different state: "Mark Carlson" (AZ) is a separate record.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.