Marcel Bernard is listed as a director on 14 SEC Form D filings by 11 issuers between Oct 2010 and Oct 2015. Largest by amount reported sold: HSI HOLDINGS I, INC. (Westlake, OH — other technology — 2015; $704M reported sold to 760 investors), Project Diamond Holdings Corp (San Francisco, CA — computers — 2012; $478.9M reported sold to 23 investors), VIA HOLDINGS I, INC. (San Francisco, CA — industry reported as "Other" — 2011; $101.7M reported sold to 13 investors), Telestream Holdings Corp (San Francisco, CA — other technology — 2012; $54.3M reported sold to 26 investors), NI Holdings I, Inc. (San Francisco, CA — industry reported as "Other" — 2012; $49M reported sold to 4 investors) and 6 more (all listed below).
What this means That is a lot of deals — 11 separate companies raised money with this person listed as director, over about 5 years. Across those companies the filings report $1.45B sold in total.
Listed alongside JAMES LINES (12 shared filings), SETH J. BORO (8 shared filings), ORLANDO BRAVO (7 shared filings), Holden Spaht (4 shared filings), Robert Sayle (4 shared filings) and 41 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Marcel. Each name links to their own page.
1 of the issuers belongs to the sponsor group Sailpoint Technologies (2 issuers, $5.08M reported sold, 2013–2014).
What this means A sponsor group is one team that sets up a new company for each deal. Sailpoint Technologies has 2 companies on file and $5.08M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 14 public filings for Marcel Bernard and found 7 differences, 2 worth asking the sponsor about: 11 bankruptcy cases name the subject or team members; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.