Lumen GP is a management entity listed as a director on 4 SEC Form D filings by 1 issuer between Feb 2022 and Jan 2025: Lumen Holding LP (George Town, Cayman Islands (as filed: E9) — pooled investment fund — 2022–2025; $97.5M reported sold to 7 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Crown (2 issuers, $132.5M reported sold, 2015–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Crown has 2 companies on file and $132.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for Lumen GP and found 1 difference: No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.