Lisa Pegden is listed as a director on 3 SEC Form D filings by 1 issuer between Feb 2010 and Oct 2011: Simio LLC (Sewickley, PA — other technology — 2010–2011; $1.2M reported sold to 14 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Claude Dennis Pegden (3 shared filings) and Richard B. Ritchie (3 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Lisa. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Lisa Pegden and found 2 differences: Form D filed 24 days after the first sale; No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.