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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:56 AM ET

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LN
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Lesa Nelson

Named as an officer, director or promoter on SEC Form D filings · UT · May 24, 2010 → Dec 4, 2013

1deal (issuers)
$3.76Mreported sold
32investors
5Form D filings
2010–2013years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Lesa Nelson is listed as a director on 5 SEC Form D filings by 1 issuer between May 2010 and Dec 2013: Juneau Biosciences, LLC (Salt Lake City, UT — biotechnology — 2010–2013; $3.76M reported sold to 32 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Eric Lamond Robinson (5 shared filings), Hans Albertsen (5 shared filings), James M. Marsh (5 shared filings), Kenneth Ward (3 shared filings), Bradley Carling Robinson (2 shared filings) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Lesa. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Lesa Nelson and found 6 differences, 2 worth asking the sponsor about: Form D filed 377 days after the first sale; Form D filed 379 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Lesa Nelson has not run yet — it is joining a line of 43,821 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Lesa Nelson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

William E. Nelson and Lesa M. Nelson closed
United States Bankruptcy Court, M.D. Florida · No. 8:07-bk-10480 · Filed Oct 31, 2007 · Closed Sep 24, 2013
Role of Lesa M. Nelson: Debtor · Outcome: Case closed 2013-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); court in FL (not a filing state)
Tony C Nelson and Lesa L Nelson closed
United States Bankruptcy Court, C.D. California · No. 6:96-bk-24527 · Filed Aug 29, 1996 · Closed Dec 27, 1996
Role of Lesa L Nelson: Debtor · Outcome: Case closed 1996-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 9 federal dockets); court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Lesa Nelson — 2 worth asking about (compared 5 filings on Oct 24, 2026)

Note · Dec 4, 2013

Lesa Nelson appears on 1 deal that stopped filing before reaching its target

Juneau Biosciences, LLC (last filing Dec 4, 2013; $3,761,000 sold of $12,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Juneau Biosciences, LLC — PartnerFacts page ↗
Sources
Worth asking · Nov 22, 2012 – Dec 4, 2013

Form D filed 377 days after the first sale — Juneau Biosciences, LLC

The filing says the first sale was Nov 22, 2012. The Form D was filed Dec 4, 2013 — 377 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 362 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Dec 4, 2013 ↗Juneau Biosciences, LLC — PartnerFacts page ↗
Sources
Worth asking · May 31, 2011 – Jun 13, 2012

Form D filed 379 days after the first sale — Juneau Biosciences, LLC

The filing says the first sale was May 31, 2011. The Form D was filed Jun 13, 2012 — 379 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 364 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jun 13, 2012 ↗Juneau Biosciences, LLC — PartnerFacts page ↗
Sources
Note · May 21, 2010 – Dec 4, 2013

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Juneau Biosciences, LLC (latest filing Dec 4, 2013) · No amendment in the last 12 months on an offering that may still be open — Juneau Biosciences, LLC (latest filing Jun 13, 2012) · No amendment in the last 12 months on an offering that may still be open — Juneau Biosciences, LLC (latest filing Jul 20, 2011) · No amendment in the last 12 months on an offering that may still be open — Juneau Biosciences, LLC (latest filing Mar 1, 2011)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Dec 4, 2013 ↗Juneau Biosciences, LLC — PartnerFacts page ↗Form D · Jun 13, 2012 ↗Form D · Jul 20, 2011 ↗
Sources
Note · May 24, 2010 – Mar 1, 2011

Offering amount changed between filings — Juneau Biosciences, LLC

The May 24, 2010 filing says $4,000,000 offered; the Mar 1, 2011 Form D/A says $12,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 24, 2010 ↗Form D/A (later) · Mar 1, 2011 ↗Juneau Biosciences, LLC — PartnerFacts page ↗
Sources
Note · May 24, 2010 – Dec 4, 2013

Reported revenue range changed between filings — Juneau Biosciences, LLC

"Decline to Disclose" (May 24, 2010); then "No Revenues" (Dec 4, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · May 24, 2010 ↗Form D · Dec 4, 2013 ↗Juneau Biosciences, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 4, 2013 D
Juneau Biosciences, LLC
File 021-207342
$0$0$0 (est.)
Proceeds will be used to fund the company's business, including payment of wages to officers and directors. Amount that will be used for this purpose depends on if and when the the company is cash flow positive.
None listed on this filingEDGAR ↗
Jun 13, 2012 D
Juneau Biosciences, LLC
File 021-179682
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jul 20, 2011 D
Juneau Biosciences, LLC
File 021-163234
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 1, 2011 D/A
Juneau Biosciences, LLC
File 021-142449
$0$0$0 (est.)None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Lesa Nelson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

JB
Biotechnology

Juneau Biosciences, LLC

Salt Lake City, UT · May 24, 2010 → Dec 4, 2013 · 5 filings
  • Dec 4, 2013 · D · $25,000 sold of $11,500,000 · 1 investors · min. $25,000 · role: Director EDGAR ↗
  • Jun 13, 2012 · D · $500,000 sold of $10,000,000 · 1 investors · min. $500,000 · role: Director EDGAR ↗
  • Jul 20, 2011 · D · $1,000,000 sold of $4,000,000 · 1 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 1, 2011 · D/A · $3,761,000 sold of $12,000,000 · 32 investors · min. $50,000 · role: Director EDGAR ↗
  • May 24, 2010 · D · $250,000 sold of $4,000,000 · 3 investors · min. $50,000 · role: Director EDGAR ↗

Raised $3.76M from 32 investors (33% of the $11.5M target) as of the latest filing. Lesa is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(c) (163 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Lesa 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

HA
No photo found yet (own website and image search run after this page is viewed)
Person

Hans Albertsen

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Lesa Nelson. Their page shows their other deals.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Lamond Robinson

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Lesa Nelson. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

James M. Marsh

Director · 5 shared filings (1 issuer)

Listed on the same filings as Lesa Nelson. Their page shows their other deals.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Ward

Executive Officer, Director, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Lesa Nelson. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Bradley Carling Robinson

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Lesa Nelson. Their page shows their other deals.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Ken Ward

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Lesa Nelson. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Dinesh Patel

Director · 1 shared filing (1 issuer) · also on 16 other issuers

Dinesh Patel is on 17 issuers in total — a repeat sponsor. Their page lists every one.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Rich Linder

Director · 1 shared filing (1 issuer)

Listed on the same filings as Lesa Nelson. Their page shows their other deals.

The team behind the deals

Same business address

2 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Lesa Nelson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Lesa Nelson is listed on: none on file. No website or social profile named in Juneau Biosciences, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #323,516 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Salt Lake City, UT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Utah state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Utah Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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Monitor this person

Members get an email when Lesa Nelson appears on a new Form D, or when a court case or SEC action is matched to them. See plans →