PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:01 AM ET

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Leon E Roday

Named as an officer, director or promoter on SEC Form D filings · PA · Dec 12, 2019 → Dec 30, 2020

5deals (issuers)
$3.1Breported sold
265investors
10Form D filings
2019–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:45 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Leon E Roday is listed as an executive officer and director on 10 SEC Form D filings by 5 issuers between Dec 2019 and Dec 2020: LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z (Fort Wayne, IN — insurance — 2019–2020; $2.73B reported sold to 136 investors), Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co (Fort Wayne, IN — insurance — 2019–2020; $185M reported sold to 80 investors), Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co (Fort Wayne, IN — insurance — 2019–2020; $125.4M reported sold to 9 investors), LINCOLN LIFE SEPARATE ACCOUNT BL1 OF THE LINCOLN NATIONAL LIFE INS. CO (Fort Wayne, IN — insurance — 2019–2020; $42.2M reported sold to 27 investors) and Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co (Fort Wayne, IN — insurance — 2019–2020; $15M reported sold to 13 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $3.1B sold in total.

Listed alongside Dennis R. Glass (10 shared filings), Keith J Ryan (10 shared filings), Randall Freitag (10 shared filings), Wilford H Fuller (10 shared filings), Ellen Cooper (6 shared filings) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Leon. Each name links to their own page.

All 5 issuers belong to the sponsor group Lincoln Life (6 issuers, $2.98B reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Lincoln Life has 6 companies on file and $2.98B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for Leon E Roday and found 2 differences, 1 worth asking the sponsor about: 10 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Leon E Roday has not run yet — it is joining a line of 45,100 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Roday v. Chase Bank, USA N.A. dismissed
District Court, S.D. New York · No. 7:13-cv-02396 · Filed Apr 10, 2013 · Closed Jun 18, 2013 · Nature of suit: 890 Other statutory actions
Role of Roday: Plaintiff · Outcome: Terminated 2013-06-18 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 3 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Leon E Roday..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:45 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Leon E Roday — 1 worth asking about (compared 10 filings on Oct 24, 2026)

Worth asking · Feb 1, 2007 – Dec 30, 2020

10 Form Ds were filed more than 15 days after the first sale

Form D filed 5,081 days after the first sale — LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z · Form D filed 4,020 days after the first sale — Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co · Form D filed 4,625 days after the first sale — Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co · Form D filed 4,564 days after the first sale — LINCOLN LIFE SEPARATE ACCOUNT BL1 OF THE LINCOLN NATIONAL LIFE INS. CO · Form D filed 4,695 days after the first sale — Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co · and 5 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Dec 30, 2020 ↗LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z — PartnerFacts page ↗Form D · Dec 30, 2020 ↗Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co — PartnerFacts page ↗
Sources
Note · Feb 1, 2007 – Dec 30, 2020

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z (latest filing Dec 30, 2020) · No amendment in the last 12 months on an offering that may still be open — Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co (latest filing Dec 30, 2020) · No amendment in the last 12 months on an offering that may still be open — Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co (latest filing Dec 28, 2020) · No amendment in the last 12 months on an offering that may still be open — LINCOLN LIFE SEPARATE ACCOUNT BL1 OF THE LINCOLN NATIONAL LIFE INS. CO (latest filing Dec 28, 2020) · No amendment in the last 12 months on an offering that may still be open — Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co (latest filing Dec 28, 2020) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Dec 30, 2020 ↗LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z — PartnerFacts page ↗Form D · Dec 30, 2020 ↗Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

10 of 10 offerings report sales commissions totalling $269,335,412; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 30, 2020 D
Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co
File 021-384794
$922,104$0$0
As an issuer of the variable life insurance policies, The Lincoln National Life Ins.Co. will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds.
Joseph Todd Carpenter BrokerCheck CRD 2905361 ↗
via NFP Securities (CRD 42046 ↗)

Joseph L. Carpenter BrokerCheck CRD 236116 ↗
via NFP Securities (CRD 42046 ↗)

William J. Lynch III BrokerCheck CRD 1060714 ↗
via Lynch & Associates (CRD 140762 ↗)

Eric Naison-Philips BrokerCheck CRD 5155539 ↗
via M HoldingsSecurities Inc. (CRD 43285 ↗)
EDGAR ↗
Dec 30, 2020 D
LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z
File 021-384806
$139,838,854$0$0
As an issuer of the variable life insurance policies, The Lincoln National Life Ins. Co. will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds.
Andrew P. Kraus BrokerCheck CRD 2180309 ↗
via Merrill Lynch (CRD 7691 ↗)

William E. Schantz II BrokerCheck CRD 1923047 ↗
via M. Holdings Securities, Inc. (CRD 43285 ↗)

William J. Folan BrokerCheck CRD 1881520 ↗
via Executive Services Securities, Inc. (CRD 25299 ↗)

Raymond Vandegrift, Sr BrokerCheck CRD 4384430 ↗
via AXA Advisors, LLC (CRD 6627 ↗)

Jimmy Edwards BrokerCheck CRD 4342552 ↗
via M. Holdings Securities, Inc. (CRD 43285 ↗)

Brian J. Burns BrokerCheck CRD 1548913 ↗
via Morgan Stanley DW Inc (CRD 149777 ↗)

Michael D. Marchiano BrokerCheck CRD 4663748 ↗
via Morgan Stanley DW Inc. (CRD 149777 ↗)

Eric Wittenmyer BrokerCheck CRD 2409548 ↗
via AON Executive Benefits, Inc. (CRD 4138 ↗)

Peter T. Scott BrokerCheck CRD 4013005 ↗
via Purshe Kaplan Sterling Investments (CRD 35747 ↗)

Michael D. Shannon BrokerCheck CRD 1314743 ↗
via The Newport Group, Inc. (CRD 29722 ↗)

Charles Steinberg BrokerCheck CRD 1624429 ↗
via Aon Consulting, Inc. (CRD 4138 ↗)

David W. Stecher BrokerCheck CRD 1594959 ↗
via NFP Securities (CRD 42046 ↗)

William R. Holton BrokerCheck CRD 1034277 ↗
via Northwestern Mutual Investment Services (CRD 2881 ↗)

John Teti BrokerCheck CRD 1018336 ↗
via AXA Advisors (CRD 6627 ↗)

George V. Blaha BrokerCheck CRD 1611833 ↗
via Northwestern Mutual Investment Services (CRD 2881 ↗)

Dane Runia BrokerCheck CRD 5151581 ↗
via Merrill Lynch (CRD 7691 ↗)

Brian Donofry BrokerCheck CRD 2820997 ↗
via Newport Group (CRD 29722 ↗)

Kenneth Dayton BrokerCheck CRD 2257725 ↗
via Newport Group Securities, Inc (CRD 29722 ↗)

Nick Della Vedova BrokerCheck CRD 2884873 ↗
via NFP Securities (CRD 42046 ↗)

Robert C. Whittington BrokerCheck CRD 2661019 ↗
via UBS Financial Services (CRD 8174 ↗)

Thomas J. Cleary BrokerCheck CRD 1506072 ↗
via UBS Financial Services (CRD 8174 ↗)

Gary Block BrokerCheck CRD 1666471 ↗
via Kestra Investment Services, LLC (CRD 42046 ↗)

William Schantz BrokerCheck CRD 1923047 ↗
via M Holdings Securities, Inc. (CRD 43285 ↗)

Trent Sanden BrokerCheck CRD 2877664 ↗
via UBS Financial Services (CRD 8174 ↗)

John Argue BrokerCheck CRD 2472387 ↗
via FAS Corp. (CRD 43536 ↗)

Richard Callister BrokerCheck CRD 3185802 ↗
via FAS Corp (CRD 43536 ↗)

Andrew Wilshinsky BrokerCheck CRD 2153192 ↗
via Morgan Stanley (CRD 149777 ↗)

Scott Lane BrokerCheck CRD 1909638 ↗
via Northwester Mutual Investment Services (CRD 2881 ↗)

Shawn Hintz BrokerCheck CRD 2626246 ↗
via UBS Financial Services (CRD 8174 ↗)

Joseph Notarfrancesco BrokerCheck CRD 6006136 ↗
via Morgan Stanley (CRD 149777 ↗)

David Cammack BrokerCheck CRD 2752356 ↗
via Newport Group Securities (CRD 29722 ↗)

Adam C. Monson BrokerCheck CRD 6037491 ↗
via Valmark Securities, Inc (CRD 31243 ↗)

Andrew P. Arigo BrokerCheck CRD 2949837 ↗
via Newport Group Securities, Inc. (CRD 29722 ↗)

John B. Mott BrokerCheck CRD 717201 ↗
via Morgan Stanley & Co (CRD 8209 ↗)

Kirk Penland BrokerCheck CRD 3203257 ↗
via Lion Street Financial, LLC (CRD 165828 ↗)

Corby N. Dall BrokerCheck CRD 2060321 ↗
via Linsco/Private Ledger (CRD 6413 ↗)

Kristine Kipsiaftis BrokerCheck CRD 2228782 ↗
via Valmark Securities (CRD 31243 ↗)

Phillip L. Currie, Jr. BrokerCheck CRD 1942867 ↗
via Valmark Securities (CRD 31243 ↗)

Rhonda Miller BrokerCheck CRD 2817273 ↗
via M. Holdings Securities, Inc. (CRD 43285 ↗)

Mihir Patel BrokerCheck CRD 4587238 ↗
via Morgan Stanley (CRD 149777 ↗)

John Sanford no CRD number reported
via M. Holdings Securities, Inc. (CRD 43285 ↗)

Brian M. Sharkey BrokerCheck CRD 1623328 ↗
via AXA Advisors (CRD 6627 ↗)

Robert J. Rainey BrokerCheck CRD 1794685 ↗
via M. Holdings (CRD 43285 ↗)

Kenneith G. Gibson BrokerCheck CRD 1192002 ↗
via M Holdings (CRD 43285 ↗)

Craig A. Rutledge BrokerCheck CRD 1800720 ↗
via M Holdings (CRD 43285 ↗)

Kelley F. Snook BrokerCheck CRD 2437169 ↗
via Triad Advisors (CRD 25803 ↗)

Thomas E. Miller BrokerCheck CRD 856008 ↗
via M Holdings (CRD 43285 ↗)

Sean P. Devlin BrokerCheck CRD 2782108 ↗
via Newport Group Securities, Inc. (CRD 29722 ↗)

Andrew A. Goldman BrokerCheck CRD 1023255 ↗
via AXA Advisors, LLC (CRD 6627 ↗)

Andrew D. Rubin BrokerCheck CRD 1009086 ↗
via AXA Advisors, LLC (CRD 6627 ↗)

Anthony E. Vandervort BrokerCheck CRD 1744783 ↗
via AXA Advisors, LLC (CRD 6627 ↗)

George W. Karr Jr. BrokerCheck CRD 264570 ↗
via AXA Advisors, LLC (CRD 6627 ↗)

William C. McDuffee OOO BrokerCheck CRD 4260369 ↗
via Aon Securities Inc. (CRD 4138 ↗)

Michael D. Whitehurst BrokerCheck CRD 2609943 ↗
via Merrill Lynch, Pierce, Fenner & Smith (CRD 7691 ↗)

John M. Dahle BrokerCheck CRD 2443841 ↗
via NewPort Group Securities, Inc. (CRD 29722 ↗)

Fred Hill BrokerCheck CRD 3035352 ↗
via Executive Services Securities, LLC (CRD 25299 ↗)

Michael E. Nolan BrokerCheck CRD 1157483 ↗
via LFA (CRD 3978 ↗)

Patricia S. Wenzel BrokerCheck CRD 2208651 ↗
via Merrill Lynch (CRD 7691 ↗)

Diane Hart BrokerCheck CRD 3058773 ↗
via UBS Financial (CRD 8174 ↗)

Luther Lockwood II BrokerCheck CRD 2082331 ↗
via M Holdings Securities (CRD 43285 ↗)

Frederick Nolan Williams BrokerCheck CRD 2134162 ↗
via Wells Fargo Clearing Services (CRD 19616 ↗)

Roger Cammon BrokerCheck CRD 1055486 ↗
via M Holdings Securities (CRD 43285 ↗)

Peter Quinn BrokerCheck CRD 4545901 ↗
via Wells Fargo Clearing Services (CRD 19616 ↗)

George Chirayil BrokerCheck CRD 5951603 ↗
via Kestra Investment Services LLC (CRD 42046 ↗)

Andrew L. Kuchera BrokerCheck CRD 6690625 ↗
via Kestra Investment Services LLC (CRD 42046 ↗)

Suzette Clark BrokerCheck CRD 3153620 ↗
via Lockton Financial Advisors (CRD 137476 ↗)

Kenneth Depaola BrokerCheck CRD 6312756 ↗
via Valmark Securities, Inc. (CRD 31243 ↗)

Scott McGee BrokerCheck CRD 4768668 ↗
via Newport Group Securities (CRD 29722 ↗)

Gordon Thomas Chisholm BrokerCheck CRD 2938261 ↗
via Valmark Securities (CRD 31243 ↗)

Jesse Amarillas BrokerCheck CRD 2755739 ↗
via UBS Financial (CRD 8174 ↗)

Lucia Fiumara BrokerCheck CRD 2844301 ↗
via UBS Financial (CRD 8174 ↗)

Richard Callister BrokerCheck CRD 3185802 ↗
via FAS Corp. (CRD 43536 ↗)

Samir Sheth BrokerCheck CRD 2511571 ↗
via FAS Corp (CRD 43536 ↗)

Howard Adcock BrokerCheck CRD 2861943 ↗
via Kestra (CRD 42046 ↗)

Kevin Segal BrokerCheck CRD 3092034 ↗
via M Holdings (CRD 43285 ↗)

Mark McCullough BrokerCheck CRD 2553351 ↗
via M Holdings (CRD 43285 ↗)

Russell McCullough BrokerCheck CRD 4359650 ↗
via M Holdidngs (CRD 43285 ↗)

Steven Cochlan BrokerCheck CRD 1073586 ↗
via Kestra (CRD 42046 ↗)

Alex Chivarsky BrokerCheck CRD 5108596 ↗
via UBS Financial (CRD 8174 ↗)

Stanley F. Eckert BrokerCheck CRD 2842396 ↗
via The Newport Group (CRD 297122 ↗)
EDGAR ↗
Dec 28, 2020 D
Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co
File 021-384326
$83,438$0$0
As the issuer of the variable life insurance policies, The Lincoln Life Insurance Company will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds
Joseph L. Carpenter BrokerCheck CRD 2361166 ↗
via NFP Securities (CRD 42046 ↗)

Joseph Todd Carpenter BrokerCheck CRD 2905361 ↗
via NFP Securities (CRD 42046 ↗)
EDGAR ↗
Dec 28, 2020 D
LINCOLN LIFE SEPARATE ACCOUNT BL1 OF THE LINCOLN NATIONAL LIFE INS. CO
File 021-384334
$496,090$0$0
As issuer of the variable life insurance policies, The Lincoln National Life Insurance Co. will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceed
Kevin L. Kaeding BrokerCheck CRD 1238291 ↗
via Linsco/Private Ledger (CRD 6413 ↗)

Joseph L. Carpenter BrokerCheck CRD 2361166 ↗
via NFP Securities (CRD 42046 ↗)

Peter Menihan BrokerCheck CRD 715261 ↗
via Country Club Financial Services (CRD 29807 ↗)

Charles R. Dudley, II BrokerCheck CRD 845914 ↗
via UVEST Investment Services (CRD 13787 ↗)

James T. Bethea BrokerCheck CRD 1420104 ↗
via Securities America, Inc. (CRD 10205 ↗)

William J. Lynch III BrokerCheck CRD 1060714 ↗
via Lynch & Associates (CRD 140762 ↗)

Joseph Todd Carpenter BrokerCheck CRD 2905361 ↗
via NFP Securities (CRD 42046 ↗)
EDGAR ↗
Dec 28, 2020 D
Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co
File 021-384370
$1,896,736$0$0
As issuer of the variable life insurance policies, The Lincoln National Life Insurance Co. will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any protion of the gross offering proceed
Douglas George BrokerCheck CRD 2519257 ↗
via ProEquities (CRD 15708 ↗)

William Borchert BrokerCheck CRD 1057817 ↗
via J. Alden Associates, Inc (CRD 40002 ↗)

James Cole BrokerCheck CRD 2941597 ↗
via Bosc, Inc. (CRD 17530 ↗)

Jeffrey Davis BrokerCheck CRD 2187246 ↗
via M. Holdings Securites (CRD 43285 ↗)

Joseph L. Carpenter BrokerCheck CRD 2361166 ↗
via NFP Securities (CRD 42046 ↗)

Dana Hayes BrokerCheck CRD 240466 ↗
via First Heartland Capital, Inc. (CRD 32460 ↗)

Geoffrey L. Bradley BrokerCheck CRD 1491479 ↗
via Transamerica Financial Advisors, Inc. (CRD 16164 ↗)

Paul J. Scioli BrokerCheck CRD 1448021 ↗
via MML Investors Services, Inc. (CRD 10409 ↗)

James Bethea BrokerCheck CRD 1420104 ↗
via Securities America, INc. (CRD 10205 ↗)

James R. Wagner, Jr. BrokerCheck CRD 1443094 ↗
via Capital Analysts (CRD 5478 ↗)

Eric Naison-Phillips BrokerCheck CRD 5155539 ↗
via M Holdings Securities Inc. (CRD 42046 ↗)

Charles R. Dudley II BrokerCheck CRD 845914 ↗
via UVEST Investment Services (CRD 13787 ↗)

Bruce Hlavacek BrokerCheck CRD 2777274 ↗
via The Leaders Group (CRD 37157 ↗)

Carol W. Linker BrokerCheck CRD 1545247 ↗
via Linsco/Private Ledger (CRD 6413 ↗)

Peter Menihan BrokerCheck CRD 715261 ↗
via Cetera Advisors, LLC (CRD 10299 ↗)

Thomas E. Reece BrokerCheck CRD 2375520 ↗
via Transamerica Financial Advisors, Inc. (CRD 45527 ↗)

Everett Noack no CRD number reported
via Bosc, Incl (CRD 17530 ↗)

David A. Soczek BrokerCheck CRD 2316655 ↗
via ProEquities, Inc. (CRD 15708 ↗)

Robert C. Ernst BrokerCheck CRD 1039569 ↗
via NFP Securities (CRD 42046 ↗)

Stephen L. Coale BrokerCheck CRD 1292536 ↗
via Amherst Securities Group, L.P. (CRD 150696 ↗)

Joseph Todd Carpenter BrokerCheck CRD 2905361 ↗
via NFP Executive Benefits (CRD 42046 ↗)
EDGAR ↗
Dec 12, 2019 D
LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z
File 021-355421
$118,173,048$0$0
As an issuer of the variable life insurance policies, The Lincoln National Life Ins. Co. will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds.
Andrew P. Kraus BrokerCheck CRD 2180309 ↗
via Merrill Lynch (CRD 7691 ↗)

William E. Schantz II BrokerCheck CRD 1923047 ↗
via M. Holdings Securities, Inc. (CRD 43285 ↗)

William J. Folan BrokerCheck CRD 1881520 ↗
via Executive Services Securities, Inc. (CRD 25299 ↗)

Raymond Vandegrift, Sr BrokerCheck CRD 4384430 ↗
via AXA Advisors, LLC (CRD 6627 ↗)

Jimmy Edwards BrokerCheck CRD 4342552 ↗
via M. Holdings Securities, Inc. (CRD 43285 ↗)

Brian J. Burns BrokerCheck CRD 1548913 ↗
via Morgan Stanley DW Inc (CRD 149777 ↗)

Michael D. Marchiano BrokerCheck CRD 4663748 ↗
via Morgan Stanley DW Inc. (CRD 149777 ↗)

Eric Wittenmyer BrokerCheck CRD 2409548 ↗
via AON Executive Benefits, Inc. (CRD 4138 ↗)

Peter T. Scott BrokerCheck CRD 4013005 ↗
via Purshe Kaplan Sterling Investments (CRD 35747 ↗)

Michael D. Shannon BrokerCheck CRD 1314743 ↗
via The Newport Group, Inc. (CRD 29722 ↗)

Charles Steinberg BrokerCheck CRD 1624429 ↗
via Aon Consulting, Inc. (CRD 4138 ↗)

David W. Stecher BrokerCheck CRD 1594959 ↗
via NFP Securities (CRD 42046 ↗)

William R. Holton BrokerCheck CRD 1034277 ↗
via Northwestern Mutual Investment Services (CRD 2881 ↗)

Scott W. Holton BrokerCheck CRD 4695319 ↗
via Northwestern Mutual Investment Services (CRD 2881 ↗)

George V. Blaha BrokerCheck CRD 1611833 ↗
via Northwestern Mutual Investment Services (CRD 2881 ↗)

Richard A. DeVita, Jr. no CRD number reported
via Northwestern Mutual Investment Services (CRD 2881 ↗)

Kevin J. Broderick BrokerCheck CRD 2470823 ↗
via Purshe Kaplan Sterling Investments (CRD 35747 ↗)

Kenneth Dayton BrokerCheck CRD 2257725 ↗
via Newport Group Securities, Inc (CRD 29722 ↗)

Nick Della Vedova BrokerCheck CRD 2884873 ↗
via NFP Securities (CRD 42046 ↗)

Robert C. Whittington BrokerCheck CRD 2661019 ↗
via UBS Financial Services (CRD 8174 ↗)

Thomas J. Cleary BrokerCheck CRD 1506072 ↗
via UBS Financial Services (CRD 8174 ↗)

Gary Block BrokerCheck CRD 1666471 ↗
via Kestra Investment Services, LLC (CRD 42046 ↗)

William Schantz BrokerCheck CRD 1923047 ↗
via M Holdings Securities, Inc. (CRD 43285 ↗)

Trent Sanden BrokerCheck CRD 2877664 ↗
via UBS Financial Services (CRD 8174 ↗)

John Argue BrokerCheck CRD 2472387 ↗
via FAS Corp. (CRD 43536 ↗)

Richard Callister BrokerCheck CRD 3185802 ↗
via FAS Corp (CRD 43536 ↗)

David Peacock BrokerCheck CRD 2772962 ↗
via Northwester Mutual Investment Services (CRD 2881 ↗)

Scott Lane BrokerCheck CRD 1909638 ↗
via Northwester Mutual Investment Services (CRD 2881 ↗)

Shawn Hintz BrokerCheck CRD 2626246 ↗
via UBS Financial Services (CRD 8174 ↗)

Thomas A. Cook BrokerCheck CRD 5577551 ↗
via Capacuity Securities, Inc (CRD 15384 ↗)

David Cammack BrokerCheck CRD 2752356 ↗
via Newport Group Securities (CRD 29722 ↗)

Adam C. Monson BrokerCheck CRD 6037491 ↗
via Valmark Securities, Inc (CRD 31243 ↗)

Andrew P. Arigo BrokerCheck CRD 2949837 ↗
via Newport Group Securities, Inc. (CRD 29722 ↗)

John B. Mott BrokerCheck CRD 717201 ↗
via Morgan Stanley & Co (CRD 8209 ↗)

Kirk Penland BrokerCheck CRD 3203257 ↗
via Lion Street Financial, LLC (CRD 165828 ↗)

Corby N. Dall BrokerCheck CRD 2060321 ↗
via Linsco/Private Ledger (CRD 6413 ↗)

Kristine Kipsiaftis BrokerCheck CRD 2228782 ↗
via Valmark Securities (CRD 31243 ↗)

Phillip L. Currie, Jr. BrokerCheck CRD 1942867 ↗
via Valmark Securities (CRD 31243 ↗)

Rhonda Miller BrokerCheck CRD 2817273 ↗
via M. Holdings Securities, Inc. (CRD 43285 ↗)

Jason M. Burlie BrokerCheck CRD 4072452 ↗
via M. Holdings Securities, Inc. (CRD 43285 ↗)

John Sanford no CRD number reported
via M. Holdings Securities, Inc. (CRD 43285 ↗)

Brian M. Sharkey BrokerCheck CRD 1623328 ↗
via AXA Advisors (CRD 6627 ↗)

Robert J. Rainey BrokerCheck CRD 1794685 ↗
via M. Holdings (CRD 43285 ↗)

Kenneith G. Gibson BrokerCheck CRD 1192002 ↗
via M Holdings (CRD 43285 ↗)

Craig A. Rutledge BrokerCheck CRD 1800720 ↗
via M Holdings (CRD 43285 ↗)

Kelley F. Snook BrokerCheck CRD 2437169 ↗
via Triad Advisors (CRD 25803 ↗)

Thomas E. Miller BrokerCheck CRD 856008 ↗
via M Holdings (CRD 43285 ↗)

Sean P. Devlin BrokerCheck CRD 2782108 ↗
via Newport Group Securities, Inc. (CRD 29722 ↗)

Andrew A. Goldman BrokerCheck CRD 1023255 ↗
via AXA Advisors, LLC (CRD 6627 ↗)

Andrew D. Rubin BrokerCheck CRD 1009086 ↗
via AXA Advisors, LLC (CRD 6627 ↗)

Anthony E. Vandervort BrokerCheck CRD 1744783 ↗
via AXA Advisors, LLC (CRD 6627 ↗)

George W. Karr Jr. BrokerCheck CRD 264570 ↗
via AXA Advisors, LLC (CRD 6627 ↗)

William C. McDuffee OOO BrokerCheck CRD 4260369 ↗
via Aon Securities Inc. (CRD 4138 ↗)

Michael D. Whitehurst BrokerCheck CRD 2609943 ↗
via Merrill Lynch, Pierce, Fenner & Smith (CRD 7691 ↗)

John M. Dahle BrokerCheck CRD 2443841 ↗
via NewPort Group Securities, Inc. (CRD 29722 ↗)

Fred Hill BrokerCheck CRD 3035352 ↗
via Executive Services Securities, LLC (CRD 25299 ↗)

Michael E. Nolan BrokerCheck CRD 1157483 ↗
via LFA (CRD 3978 ↗)

Patricia S. Wenzel BrokerCheck CRD 2208651 ↗
via Merrill Lynch (CRD 7691 ↗)

Chris A. Messick BrokerCheck CRD 2411282 ↗
via Northwestern Mutual (CRD 2881 ↗)

Luther Lockwood II BrokerCheck CRD 2082331 ↗
via M Holdings Securities (CRD 43285 ↗)

Frederick Nolan Williams BrokerCheck CRD 2134162 ↗
via Wells Fargo Clearing Services (CRD 19616 ↗)

Roger Cammon BrokerCheck CRD 1055486 ↗
via M Holdings Securities (CRD 43285 ↗)

Peter Quinn BrokerCheck CRD 4545901 ↗
via Wells Fargo Clearing Services (CRD 19616 ↗)

George Chirayil BrokerCheck CRD 5951603 ↗
via Kestra Investment Services LLC (CRD 42046 ↗)

Andrew L. Kuchera BrokerCheck CRD 6690625 ↗
via Kestra Investment Services LLC (CRD 42046 ↗)

Suzette Clark BrokerCheck CRD 3153620 ↗
via Lockton Financial Advisors (CRD 137476 ↗)

Kenneth Depaola BrokerCheck CRD 6312756 ↗
via Valmark Securities, Inc. (CRD 31243 ↗)

Scott McGee BrokerCheck CRD 4768668 ↗
via Newport Group Securities (CRD 29722 ↗)

Gordon Thomas Chisholm BrokerCheck CRD 2938261 ↗
via Valmark Securities (CRD 31243 ↗)
EDGAR ↗
Dec 12, 2019 D
Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co
File 021-355390
$4,698,863$0$0
As issuer of the variable life insurance policies, The Lincoln National Life Insurance Co. will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any protion of the gross offering proceed
Douglas George BrokerCheck CRD 2519257 ↗
via ProEquities (CRD 15708 ↗)

William Borchert BrokerCheck CRD 1057817 ↗
via J. Alden Associates, Inc (CRD 40002 ↗)

James Cole BrokerCheck CRD 2941597 ↗
via Bosc, Inc. (CRD 17530 ↗)

Jeffrey Davis BrokerCheck CRD 2187246 ↗
via M. Holdings Securites (CRD 43285 ↗)

Joseph L. Carpenter BrokerCheck CRD 2361166 ↗
via NFP Securities (CRD 42046 ↗)

Dana Hayes BrokerCheck CRD 240466 ↗
via First Heartland Capital, Inc. (CRD 32460 ↗)

Geoffrey L. Bradley BrokerCheck CRD 1491479 ↗
via Transamerica Financial Advisors, Inc. (CRD 16164 ↗)

Paul J. Scioli BrokerCheck CRD 1448021 ↗
via MML Investors Services, Inc. (CRD 10409 ↗)

James Bethea BrokerCheck CRD 1420104 ↗
via Securities America, INc. (CRD 10205 ↗)

James R. Wagner, Jr. BrokerCheck CRD 1443094 ↗
via Capital Analysts (CRD 5478 ↗)

Eric A. Wallace BrokerCheck CRD 3171790 ↗
via NFP Securities (CRD 42046 ↗)

Charles R. Dudley II BrokerCheck CRD 845914 ↗
via UVEST Investment Services (CRD 13787 ↗)

Bruce Hlavacek BrokerCheck CRD 2777274 ↗
via The Leaders Group (CRD 37157 ↗)

Carol W. Linker BrokerCheck CRD 1545247 ↗
via Linsco/Private Ledger (CRD 6413 ↗)

Peter Menihan BrokerCheck CRD 715261 ↗
via Cetera Advisors, LLC (CRD 10299 ↗)

Thomas E. Reece BrokerCheck CRD 2375520 ↗
via Transamerica Financial Advisors, Inc. (CRD 45527 ↗)

Everett Noack no CRD number reported
via Bosc, Incl (CRD 17530 ↗)

James Belk BrokerCheck CRD 830722 ↗
via M Holdings Securities Inc. (CRD 43285 ↗)

David A. Soczek BrokerCheck CRD 2316655 ↗
via ProEquities, Inc. (CRD 15708 ↗)

Robert C. Ernst BrokerCheck CRD 1039569 ↗
via NFP Securities (CRD 42046 ↗)

Stephen L. Coale BrokerCheck CRD 1292536 ↗
via Amherst Securities Group, L.P. (CRD 150696 ↗)

Joseph Todd Carpenter BrokerCheck CRD 2905361 ↗
via NFP Executive Benefits (CRD 42046 ↗)
EDGAR ↗
Dec 12, 2019 D
Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co
File 021-355391
$2,116,366$0$0
As an issuer of the variable life insurance policies, The Lincoln National Life Ins.Co. will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds.
Joseph Todd Carpenter BrokerCheck CRD 2905361 ↗
via NFP Securities (CRD 42046 ↗)

Joseph L. Carpenter BrokerCheck CRD 236116 ↗
via NFP Securities (CRD 42046 ↗)

William J. Lynch III BrokerCheck CRD 1060714 ↗
via Lynch & Associates (CRD 140762 ↗)

James Belk BrokerCheck CRD 830722 ↗
via M HoldingsSecurities Inc. (CRD 43285 ↗)
EDGAR ↗
Dec 12, 2019 D
Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co
File 021-355366
$110,454$0$0
As the issuer of the variable life insurance policies, The Lincoln Life Insurance Company will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds
Joseph L. Carpenter BrokerCheck CRD 2361166 ↗
via NFP Securities (CRD 42046 ↗)

Joseph Todd Carpenter BrokerCheck CRD 2905361 ↗
via NFP Securities (CRD 42046 ↗)
EDGAR ↗
Dec 12, 2019 D
LINCOLN LIFE SEPARATE ACCOUNT BL1 OF THE LINCOLN NATIONAL LIFE INS. CO
File 021-355376
$999,459$0$0
As issuer of the variable life insurance policies, The Lincoln National Life Insurance Co. will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceed
Kevin L. Kaeding BrokerCheck CRD 1238291 ↗
via Linsco/Private Ledger (CRD 6413 ↗)

Joseph L. Carpenter BrokerCheck CRD 2361166 ↗
via NFP Securities (CRD 42046 ↗)

Peter Menihan BrokerCheck CRD 715261 ↗
via Country Club Financial Services (CRD 29807 ↗)

Charles R. Dudley, II BrokerCheck CRD 845914 ↗
via UVEST Investment Services (CRD 13787 ↗)

James T. Bethea BrokerCheck CRD 1420104 ↗
via Securities America, Inc. (CRD 10205 ↗)

Jeffrey Davis BrokerCheck CRD 2187246 ↗
via M Holdings Securities Inc. (CRD 43285 ↗)

William J. Lynch III BrokerCheck CRD 1060714 ↗
via Lynch & Associates (CRD 140762 ↗)

James R. Wagner BrokerCheck CRD 1443094 ↗
via M Holdings Securities Inc (CRD 43285 ↗)

Joseph Todd Carpenter BrokerCheck CRD 2905361 ↗
via NFP Securities (CRD 42046 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Leon E Roday on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

LL
Insurance · group: Lincoln Life

LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z

Fort Wayne, IN · Dec 12, 2019 → Dec 30, 2020 · 2 filings
  • Dec 30, 2020 · D · $2,252,801,087 sold of Indefinite · 92 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • Dec 12, 2019 · D · $1,817,788,087 sold of Indefinite · 77 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗

Raised $2.73B from 136 investors as of the latest filing. Leon is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LL
Insurance · group: Lincoln Life

Lincoln Life Separate Account BL3, The Lincoln National Life Insurance Co

Fort Wayne, IN · Dec 12, 2019 → Dec 30, 2020 · 2 filings
  • Dec 30, 2020 · D · $113,756,332 sold of Indefinite · 8 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • Dec 12, 2019 · D · $114,341,265 sold of Indefinite · 8 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗

Raised $125.4M from 9 investors as of the latest filing. Leon is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LL
Insurance · group: Lincoln Life

Lincoln Life Separate Account BL2 of the Lincoln National Life Insurance Co

Fort Wayne, IN · Dec 12, 2019 → Dec 28, 2020 · 2 filings
  • Dec 28, 2020 · D · $120,059,367 sold of Indefinite · 65 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • Dec 12, 2019 · D · $128,932,666 sold of Indefinite · 67 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗

Raised $185M from 80 investors as of the latest filing. Leon is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LL
Insurance · group: Lincoln Life

LINCOLN LIFE SEPARATE ACCOUNT BL1 OF THE LINCOLN NATIONAL LIFE INS. CO

Fort Wayne, IN · Dec 12, 2019 → Dec 28, 2020 · 2 filings
  • Dec 28, 2020 · D · $40,489,024 sold of Indefinite · 21 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • Dec 12, 2019 · D · $41,246,166 sold of Indefinite · 23 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗

Raised $42.2M from 27 investors as of the latest filing. Leon is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LL
Insurance · group: Lincoln Life

Lincoln Life Separate Account BLM, The Lincoln National Life Insurance Co

Fort Wayne, IN · Dec 12, 2019 → Dec 28, 2020 · 2 filings
  • Dec 28, 2020 · D · $5,097,215 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗
  • Dec 12, 2019 · D · $5,097,215 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗

Raised $15M from 13 investors as of the latest filing. Leon is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Leon 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Randall Freitag

Executive Officer, Director · 10 shared filings (5 issuers)

Randall Freitag is on 5 issuers in total — a repeat sponsor. Their page lists every one.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Keith J Ryan

Executive Officer, Director · 10 shared filings (5 issuers)

Keith J Ryan is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis R. Glass

Executive Officer, Director · 10 shared filings (5 issuers)

Dennis R. Glass is on 5 issuers in total — a repeat sponsor. Their page lists every one.

WF
No photo found yet (own website and image search run after this page is viewed)
Person

Wilford H Fuller

Executive Officer, Director · 10 shared filings (5 issuers)

Wilford H Fuller is on 5 issuers in total — a repeat sponsor. Their page lists every one.

EC
No photo found yet (own website and image search run after this page is viewed)
Person

Ellen Cooper

Executive Officer, Director · 6 shared filings (3 issuers) · also on 3 other issuers

Ellen Cooper is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CE
No photo found yet (own website and image search run after this page is viewed)
Person

Cooper Ellen

Executive Officer, Director · 4 shared filings (2 issuers)

Listed on the same filings as Leon E Roday. Their page shows their other deals.

The team behind the deals

LL
Sponsor group

Lincoln Life

6 issuers · 82 filings · $2.98B reported sold · 2010–2026

One team, 6 deal companies. Leon E Roday is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Leon E Roday.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Leon E Roday by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Leon E Roday is listed on: none on file. No website or social profile named in LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT Z's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #50,620 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Fort Wayne, IN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Pennsylvania UJS portal case search ↗Indiana state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Pennsylvania Secretary of State business search ↗Indiana Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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