Lee B. Walker is listed as an executive officer and director on 19 SEC Form D filings by 17 issuers between Mar 2009 and Jun 2014. Largest by amount reported sold: ORG Chemical Holdings, LLC (Austin, TX — industry reported as "Other" — 2012; $62.1M reported sold to 9 investors), ORG Opportunity Fund II, L.P. (Austin, TX — pooled investment fund — 2013; $45.6M reported sold to 27 investors), ORG Gila Holdings, LLC (Wilmington, DE — industry reported as "Other" — 2010; $26M reported sold to 11 investors), ORG Gila Investment, LP (Austin, TX — pooled investment fund — 2012; $16.7M reported sold to 5 investors), ORG Opportunity Fund I, L.P. (Austin, TX — pooled investment fund — 2011; $16.3M reported sold to 10 investors) and 12 more (all listed below).
What this means That is a lot of deals — 17 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $224.6M sold in total.
The issuers belong to 3 sponsor groups: Org (23 issuers, $800.4M reported sold, 2011–2026), Org Gila (4 issuers, $47.3M reported sold, 2010–2012) and Org Optimation (3 issuers, $14.3M reported sold, 2012).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 19 public filings for Lee B. Walker and found 6 differences, 1 worth asking the sponsor about: 9 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.