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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:25 AM ET

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Laurence Penn

Named as an officer, director or promoter on SEC Form D filings · CT · May 13, 2009 → Oct 15, 2026

43deals (issuers)
$4.02Breported sold
1,485investors
149Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Laurence Penn is listed as an executive officer, director, and promoter on 149 SEC Form D filings by 43 issuers between May 2009 and Oct 2026. Largest by amount reported sold: Ellington Strategic Mortgage Fund, L.P. (Old Greenwich, CT — pooled investment fund — 2011–2026; $1.28B reported sold to 54 investors), Ellington Strategic Mortgage Institutional Fund, L.P. (Old Greenwich, CT — pooled investment fund — 2011–2026; $807.1M reported sold to 19 investors), ELLINGTON CREDIT OPPORTUNITIES PARTNERS LP (Old Greenwich, CT — pooled investment fund — 2009–2026; $455.4M reported sold to 117 investors), ELLINGTON CREDIT OPPORTUNITIES FUND LTD (Old Greenwich, CT — pooled investment fund — 2017–2019; $245.7M reported sold to 40 investors), Ellington Private Opportunities Partners III LP (Old Greenwich, CT — pooled investment fund — 2021–2022; $149.9M reported sold to 134 investors) and 38 more (all listed below).

What this means That is a lot of deals — 43 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $4.02B sold in total.

Listed alongside Michael W. Vranos (141 shared filings), Ellington Management Group, L.L.C. (61 shared filings, management entity), Richard Brounstein (58 shared filings), Olivier Cojot-Goldberg (48 shared filings), Olivier Cojot (29 shared filings) and 45 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Laurence. Each name links to their own page.

All 43 issuers belong to the sponsor group Ellington (54 issuers, $6.37B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Ellington has 54 companies on file and $6.37B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 149 public filings for Laurence Penn and found 8 differences: Laurence Penn appears on 1 deal that stopped filing before reaching its target; Form D filed 21 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Laurence Penn has not run yet — it is joining a line of 32,720 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Laurence Penn..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Laurence Penn closed
United States Bankruptcy Court, N.D. Illinois · No. 85-17585 · Filed Dec 20, 1985 · Closed Jul 31, 1986
Role of Laurence Penn: Debtor · Outcome: Case closed 1986-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Laurence Penn (compared the newest 50 of 149 filings on Oct 24, 2026; older filings not covered)

Note · Jan 9, 2024

Laurence Penn appears on 1 deal that stopped filing before reaching its target

EMR Intermediate REIT II LLC (last filing Jan 9, 2024; $0 sold of $125,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

EMR Intermediate REIT II LLC — PartnerFacts page ↗
Sources
Note · Dec 9, 2025 – Dec 30, 2025

Form D filed 21 days after the first sale — ECREP INTERMEDIATE REIT II LLC

The filing says the first sale was Dec 9, 2025. The Form D was filed Dec 30, 2025 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 30, 2025 ↗ECREP INTERMEDIATE REIT II LLC — PartnerFacts page ↗
Sources
Note · Nov 19, 2021 – Jan 14, 2025

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Ellington Real Estate Income Trust, Inc. (latest filing Jan 14, 2025) · No amendment in the last 12 months on an offering that may still be open — Ellington Opportunities Partners LP (latest filing Dec 5, 2024) · No amendment in the last 12 months on an offering that may still be open — Ellington Real Estate Income Trust, Inc. (latest filing Jun 14, 2024) · No amendment in the last 12 months on an offering that may still be open — Ellington Mortgage Recovery Partners II LP (latest filing Jan 31, 2024) · No amendment in the last 12 months on an offering that may still be open — Ellington Mortgage Recovery Fund II LP (latest filing Jan 31, 2024)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jan 14, 2025 ↗Ellington Real Estate Income Trust, Inc. — PartnerFacts page ↗Form D/A · Dec 5, 2024 ↗Ellington Opportunities Partners LP — PartnerFacts page ↗
Sources
Note · Oct 28, 2024 – Oct 28, 2025

Minimum investment changed between filings — Ellington M Credit Partners LP

The Oct 28, 2024 filing lists a minimum of $0; the Oct 28, 2025 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 28, 2024 ↗Form D/A (later) · Oct 28, 2025 ↗Ellington M Credit Partners LP — PartnerFacts page ↗
Sources
Note · May 13, 2009 – Jan 9, 2024

Laurence Penn is written 2 different ways on the filings

listed as "Laurence Penn" on 105 filings (from May 13, 2009), and "Laurence E Penn" on 8 filings (from Jan 9, 2024).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · May 13, 2009 ↗Form D · Jan 9, 2024 ↗Laurence Penn — PartnerFacts page ↗
Sources
Note · Oct 30, 2018 – Nov 8, 2018

Same name, different state: "Laurence E. Penn" (MN) is a separate record

This page covers filings where the address state is CT. A separate record, "Laurence E. Penn" with address state MN, is listed on 2 filings — most recently by ELLINGTON INCOME OPPORTUNITIES FUND (Nov 8, 2018). Both records have filings in the same period (Oct 30, 2018 to Nov 8, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Laurence E. Penn (MN) — PartnerFacts page ↗Form D/A · Nov 8, 2018 ↗ELLINGTON INCOME OPPORTUNITIES FUND — PartnerFacts page ↗Laurence Penn (CT) — this page ↗
Sources
Note · Mar 10, 2010 – Mar 1, 2011

Address moved from Los Angeles, CA to Old Greenwich, CT — Ellington Strategic Mortgage Fund, L.P.

The people listed on the Mar 10, 2010 filing give Los Angeles, CA; on the Mar 1, 2011 filing they give Old Greenwich, CT.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Mar 10, 2010 ↗Form D/A · Mar 1, 2011 ↗Ellington Strategic Mortgage Fund, L.P. — PartnerFacts page ↗
Sources
Note · Jun 30, 2010 – Mar 1, 2011

Address moved from Los Angeles, CA to Old Greenwich, CT — Ellington Strategic Mortgage Institutional Fund, L.P.

The people listed on the Jun 30, 2010 filing give Los Angeles, CA; on the Mar 1, 2011 filing they give Old Greenwich, CT.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jun 30, 2010 ↗Form D/A · Mar 1, 2011 ↗Ellington Strategic Mortgage Institutional Fund, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 149 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

8 of 46 offerings report sales commissions totalling $9,043,750; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 15, 2026 D/A
Ellington Mortgage Opportunities Partners, LLC
File 021-132770
$0$0$0
The Managing Member is entitled to receive fees calculated as a percentage of net assets and an allocation of a percentage of annual net profits.
None listed on this filingEDGAR ↗
Oct 15, 2026 D/A
Ellington Enhanced Income Partners LLC
File 021-287760
$0$0$0 (est.)
An affiliate of the Managing Member is entitled to receive a management fee equal to a percentage of the Issuer's net asset value on an ongoing basis.
None listed on this filingEDGAR ↗
Jun 11, 2026 D
Hedge Maple Fund LLC
File 021-587074
$0$0$0
The Investment Manager is entitled to receive a management fee as outlined in the offering documents of the Issuer.
None listed on this filingEDGAR ↗
Jun 9, 2026 D
Ellington Credit Co
File 021-586770
$0$0$0None listed on this filingEDGAR ↗
Jun 1, 2026 D/A
Ellington Real Estate Income Trust, Inc.
File 021-562758
$0$0$0None listed on this filingEDGAR ↗
May 8, 2026 D
Ellington Mortgage Recovery Fund III LP
File 021-583329
$0$0$0
The Investment Manager is entitled to receive a management fee as outlined in the offering documents of the Issuer.
None listed on this filingEDGAR ↗
May 8, 2026 D
Ellington Mortgage Recovery Partners III LP
File 021-583330
$0$0$0
The Investment Manager is entitled to receive a management fee as outlined in the offering documents of the Issuer.
None listed on this filingEDGAR ↗
Feb 23, 2026 D/A
ELLINGTON CREDIT OPPORTUNITIES PARTNERS LP
File 021-118471
$0$0$0 (est.)
The General Partner and its affiliates receive fees calculated as a percentage of net assets and annual net profits.
None listed on this filingEDGAR ↗
Feb 23, 2026 D/A
Ellington Strategic Mortgage Fund, L.P.
File 021-44009
$0$0$0
The General Partner and its affiliates receive management fees calculated as a percentage of net assets.
None listed on this filingEDGAR ↗
Feb 23, 2026 D/A
Ellington Strategic Mortgage Institutional Fund, L.P.
File 021-132338
$0$0$0
The General Partner and its affiliates receive management fees calculated as a percentage of net assets.
None listed on this filingEDGAR ↗
Jan 30, 2026 D/A
Ellington Commercial Real Estate Debt Partners II LP
File 021-503933
$0$0$0
The Investment Manager is entitled to receive a management fee as outlined in the offering documents of the Issuer.
RBC CAPITAL MARKETS, LLC BrokerCheck CRD 31194 ↗
iCapital Markets LLC BrokerCheck CRD 118219 ↗		EDGAR ↗
Jan 30, 2026 D/A
Ellington Commercial Real Estate Debt Fund II LP
File 021-503934
$0$0$0
The Investment Manager is entitled to receive a management fee as outlined in the offering documents of the Issuer.
RBC CAPITAL MARKETS, LLC BrokerCheck CRD 31194 ↗EDGAR ↗
Jan 28, 2026 D
Ellington PRIME Partners LP
File 021-571423
$0$0$0
The Investment Manager is entitled to receive a management fee as outlined in the offering documents of the Issuer.
RBC CAPITAL MARKETS, LLC BrokerCheck CRD 31194 ↗EDGAR ↗
Jan 28, 2026 D
Ellington PRIME Fund LP
File 021-571426
$0$0$0
The Investment Manager is entitled to receive a management fee as outlined in the offering documents of the Issuer.
RBC CAPITAL MARKETS, LLC BrokerCheck CRD 31194 ↗EDGAR ↗
Dec 30, 2025 D
ECREP INTERMEDIATE REIT II LLC
File 021-568473
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 5, 2025 D/A
Ellington Opportunities Fund LP
File 021-423630
$0$0$0None listed on this filingEDGAR ↗
Oct 28, 2025 D/A
Ellington M Credit Partners LP
File 021-462986
$0$0$0None listed on this filingEDGAR ↗
Jan 14, 2025 D
Ellington Real Estate Income Trust, Inc.
File 021-535093
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 5, 2024 D/A
Ellington Opportunities Partners LP
File 021-423620
$0$0$0None listed on this filingEDGAR ↗
Jun 14, 2024 D
Ellington Real Estate Income Trust, Inc.
File 021-516028
$0$0$0None listed on this filingEDGAR ↗
Jan 31, 2024 D/A
Ellington Mortgage Recovery Fund II LP
File 021-472246
$0 (est.)$0 (est.)$0
The Investment Manager is entitled to receive a management fee as outlined in the offering documents of the Issuer.
RBC CAPITAL MARKETS, LLC BrokerCheck CRD 31194 ↗EDGAR ↗
Jan 31, 2024 D/A
Ellington Mortgage Recovery Partners II LP
File 021-472248
$0 (est.)$0 (est.)$0
The Investment Manager is entitled to receive a management fee as outlined in the offering documents of the Issuer.
RBC CAPITAL MARKETS, LLC BrokerCheck CRD 31194 ↗EDGAR ↗
Jan 9, 2024 D
EMR Intermediate REIT II LLC
File 021-501879
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 29, 2022 D
EPOP Intermediate REIT III LLC
File 021-469104
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Oct 13, 2022 D/A
Ellington Private Opportunities Partners III LP
File 021-417092
$0$0$0None listed on this filingEDGAR ↗
Oct 13, 2022 D/A
Ellington Private Opportunities Fund III LP
File 021-417095
$0 (est.)$0 (est.)$0None listed on this filingEDGAR ↗
Jan 14, 2021 D
EMR Intermediate REIT LLC
File 021-386395
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 31, 2020 D
ECREP Intermediate REIT LLC
File 021-384983
$6,250 (est.)$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
May 20, 2020 D
Ellington Mortgage Recovery Fund LP
File 021-367404
$0$0$0None listed on this filingEDGAR ↗
May 20, 2020 D
Ellington Mortgage Recovery Partners LP
File 021-367405
$0$0$0None listed on this filingEDGAR ↗
May 7, 2020 D
Ellington Commercial Real Estate Debt Partners LP
File 021-366529
$0 (est.)$0 (est.)$0RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗
Altegris Investments, LLC BrokerCheck CRD 8258 ↗		EDGAR ↗
May 7, 2020 D
Ellington Commercial Real Estate Debt Fund LP
File 021-366531
$0 (est.)$0 (est.)$0RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗
Altegris Investments, LLC BrokerCheck CRD 8258 ↗		EDGAR ↗
Jun 12, 2019 D/A
Ellington Private Opportunities Partners II LP
File 021-314803
$0 (est.)$0 (est.)$0RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗		EDGAR ↗
Jun 12, 2019 D/A
Ellington Private Opportunities Fund II LP
File 021-314801
$0 (est.)$0 (est.)$0RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗		EDGAR ↗
Feb 19, 2019 D/A
ELLINGTON CREDIT OPPORTUNITIES FUND LTD
File 021-118472
$0$0$0 (est.)
The Investment Manager and its affiliates receive fees calculated as a percentage of net assets and annual net profits.
None listed on this filingEDGAR ↗
Dec 13, 2016 D
NM PERA Ellington Enhanced Income Fund A LLC
File 021-276193
$0$0$0 (est.)
an affiliate of the Managing Member is entitled to receive a management fee equal to a percentage of the Issuer's net asset value on an ongoing basis.
None listed on this filingEDGAR ↗
Jul 25, 2016 D/A
ELLINGTON QUANTITATIVE EQUITY PARTNERS, LP
File 021-145328
$0$0$0
The General Partner receives fees, and other compensation, calculated as a percentage of net assets and annual net profits.
None listed on this filingEDGAR ↗
May 26, 2016 D
EPO Onshore Partners LP
File 021-263891
$0$0$0None listed on this filingEDGAR ↗
May 25, 2016 D
EPO Offshore Fund LP
File 021-263880
$0$0$0None listed on this filingEDGAR ↗
Dec 7, 2015 D
Ellington Financial REIT
File 021-252536
$6,250 (est.)$0$0H & L Equities, LLC BrokerCheck CRD 113794 ↗
Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
May 21, 2013 D/A
Ellington Credit Co
File 021-186109
$0$0$0None listed on this filingEDGAR ↗
Jan 15, 2013 D
Ellington Financial Operating Partnership LLC
File 021-190255
$0$0$0None listed on this filingEDGAR ↗
Jun 1, 2011 D
Ellington Quantitative Equity Enhanced Partners, LP
File 021-160631
$0$0$0
The General Partner receives fees calculated as a percentage of net assets and annual net profits.
None listed on this filingEDGAR ↗
Apr 5, 2011 D
Ellington Agency REIT Inc.
File 021-157834
$9,000,000$0$0Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗EDGAR ↗
Apr 5, 2011 D
Ellington REIT Management LLC
File 021-157835
$0$0$0None listed on this filingEDGAR ↗
Jun 15, 2010 D
ELLINGTON EQUITY INVESTMENT PARTNERS, LP
File 021-143525
$0$0$0
The investment manager receives management fees calculated as a percentage of net assets and annual net profits.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 43

Every issuer that named Laurence Penn on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

EE
Pooled Investment Fund · group: Ellington

Ellington Enhanced Income Partners LLC

Old Greenwich, CT · May 31, 2017 → Oct 15, 2026 · 11 filings
  • Oct 15, 2026 · D/A · $129,450,000 sold of Indefinite · 42 investors · min. $1,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the Managing Member of the Issuer) EDGAR ↗
  • Oct 15, 2025 · D/A · $116,650,000 sold of Indefinite · 40 investors · min. $1,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the Managing Member of the Issuer) EDGAR ↗
  • Oct 15, 2024 · D/A · $114,100,000 sold of Indefinite · 35 investors · min. $1,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the Managing Member of the Issuer) EDGAR ↗
  • Oct 13, 2023 · D/A · $109,500,000 sold of Indefinite · 29 investors · min. $1,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the Managing Member of the Issuer) EDGAR ↗
  • Oct 13, 2022 · D/A · $92,025,000 sold of Indefinite · 14 investors · min. $1,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the Managing Member of the Issuer) EDGAR ↗
  • Oct 13, 2021 · D/A · $89,525,000 sold of Indefinite · 13 investors · min. $1,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the Managing Member of the Issuer) EDGAR ↗
  • Oct 14, 2020 · D/A · $86,625,000 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the Managing Member of the Issuer) EDGAR ↗
  • Oct 10, 2019 · D/A · $84,300,000 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the Managing Member of the Issuer) EDGAR ↗
  • May 31, 2019 · D/A · $77,300,000 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the Managing Member of the Issuer) EDGAR ↗
  • May 31, 2018 · D/A · $62,300,000 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the Managing Member of the Issuer) EDGAR ↗
  • May 31, 2017 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the Managing Member of the Issuer) EDGAR ↗

Raised $129.4M from 42 investors as of the latest filing. Laurence is listed as executive officer, promoter on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EM
Pooled Investment Fund · group: Ellington

Ellington Mortgage Opportunities Partners, LLC

Old Greenwich, CT · Jul 15, 2009 → Oct 15, 2026 · 18 filings
  • Oct 15, 2026 · D/A · $105,541,426 sold of Indefinite · 40 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of managing member of Issuer) EDGAR ↗
  • Oct 15, 2025 · D/A · $101,541,426 sold of Indefinite · 40 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of managing member of Issuer) EDGAR ↗
  • Oct 15, 2024 · D/A · $101,541,426 sold of Indefinite · 40 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of managing member of Issuer) EDGAR ↗
  • Oct 13, 2023 · D/A · $101,541,426 sold of Indefinite · 40 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of managing member of Issuer) EDGAR ↗
  • Oct 13, 2022 · D/A · $101,541,426 sold of Indefinite · 40 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of managing member of Issuer) EDGAR ↗
  • Oct 13, 2021 · D/A · $101,541,426 sold of Indefinite · 40 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of managing member of Issuer) EDGAR ↗
  • Oct 15, 2020 · D/A · $93,541,426 sold of Indefinite · 36 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of managing member of Issuer) EDGAR ↗
  • Oct 23, 2019 · D/A · $90,466,425 sold of Indefinite · 35 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of managing member of Issuer) EDGAR ↗
  • Oct 30, 2018 · D/A · $85,466,425 sold of Indefinite · 34 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of managing member of Issuer) EDGAR ↗
  • Oct 30, 2017 · D/A · $85,466,425 sold of Indefinite · 34 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of managing member of Issuer) EDGAR ↗
  • Oct 31, 2016 · D/A · $78,566,426 sold of Indefinite · 32 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of managing member of Issuer) EDGAR ↗
  • Oct 30, 2015 · D/A · $58,366,426 sold of Indefinite · 30 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of managing member of Issuer) EDGAR ↗
  • Oct 31, 2014 · D/A · $52,816,425 sold of Indefinite · 24 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of managing member of Issuer) EDGAR ↗
  • Oct 31, 2013 · D/A · $32,105,076 sold of Indefinite · 20 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the managing member of the Issuer) EDGAR ↗
  • Nov 2, 2012 · D/A · $26,028,870 sold of Indefinite · 14 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the managing member of the Issuer) EDGAR ↗
  • Nov 4, 2011 · D/A · $15,777,092 sold of Indefinite · 10 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the managing member of the Issuer) EDGAR ↗
  • Nov 5, 2010 · D/A · $12,511,556 sold of Indefinite · 9 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the managing member of the Issuer) EDGAR ↗
  • Jul 15, 2009 · D · $5,138,115 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the managing member of the Issuer) EDGAR ↗

Raised $105.5M from 40 investors as of the latest filing. Laurence is listed as executive officer, promoter on 18 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HM
Pooled Investment Fund · group: Ellington

Hedge Maple Fund LLC

Old Greenwich, CT · Jun 11, 2026
  • Jun 11, 2026 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Laurence is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Ellington

Ellington Credit Co

Old Greenwich, CT · Oct 25, 2012 → Jun 9, 2026 · 3 filings
  • Jun 9, 2026 · D · $0 sold of $35,000,000 · 1 investors · min. No minimum reported · role: Executive Officer (CEO, President, & Trustee) EDGAR ↗
  • May 21, 2013 · D/A · $52,500,000 sold of $52,500,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director (Trustee, President and Chief Executive Officer of Ellington Residential Mortgage REIT) EDGAR ↗
  • Oct 25, 2012 · D · $105,000,000 sold of $105,000,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director (Trustee and Executive Vice President of Ellington Residential Mortgage REIT) EDGAR ↗

Raised $105M from 2 investors (100% of the $35M target) as of the latest filing. Laurence is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ER
REITS and Finance · group: Ellington

Ellington Real Estate Income Trust, Inc.

Old Greenwich, CT · Jun 14, 2024 → Jun 1, 2026 · 4 filings
  • Jun 1, 2026 · D/A · $0 sold of $287,500,000 · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 31, 2025 · D · $0 sold of $287,500,000 · 0 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 14, 2025 · D · $123,000 sold of $125,000 · 123 investors · min. $1,000 · role: Director EDGAR ↗
  • Jun 14, 2024 · D · $80,200,000 sold of Indefinite · 14 investors · min. No minimum reported · role: Director (Director of the Issuer.) EDGAR ↗

Raised $80.2M from 123 investors (28% of the $287.5M target) as of the latest filing. Laurence is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EM
Pooled Investment Fund · group: Ellington

Ellington Mortgage Recovery Partners III LP

Old Greenwich, CT · May 8, 2026
  • May 8, 2026 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Laurence is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EM
Pooled Investment Fund · group: Ellington

Ellington Mortgage Recovery Fund III LP

Old Greenwich, CT · May 8, 2026
  • May 8, 2026 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Laurence is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ES
Pooled Investment Fund · group: Ellington

Ellington Strategic Mortgage Fund, L.P.

Old Greenwich, CT · Mar 1, 2011 → Feb 23, 2026 · 16 filings
  • Feb 23, 2026 · D/A · $1,275,796,907 sold of Indefinite · 54 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 21, 2025 · D/A · $1,275,796,907 sold of Indefinite · 54 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 21, 2024 · D/A · $1,237,096,907 sold of Indefinite · 46 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 21, 2023 · D/A · $1,159,026,907 sold of Indefinite · 36 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 22, 2022 · D/A · $1,039,167,526 sold of Indefinite · 17 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 19, 2021 · D/A · $1,019,167,526 sold of Indefinite · 16 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 19, 2020 · D/A · $942,567,527 sold of Indefinite · 16 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 19, 2019 · D/A · $934,067,526 sold of Indefinite · 16 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 16, 2018 · D/A · $837,467,526 sold of Indefinite · 16 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 16, 2017 · D/A · $695,767,526 sold of Indefinite · 16 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 29, 2016 · D/A · $680,067,526 sold of Indefinite · 15 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 27, 2015 · D/A · $652,048,350 sold of Indefinite · 14 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 28, 2014 · D/A · $648,748,350 sold of Indefinite · 13 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Mar 1, 2013 · D/A · $639,948,350 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of the General Partner of the Issuer) EDGAR ↗
  • Mar 1, 2012 · D/A · $250,940,000 sold of Indefinite · 14 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of the General Partner of the Issuer) EDGAR ↗
  • Mar 1, 2011 · D/A · $243,977,820 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of the General Partner of the Issuer) EDGAR ↗

Raised $1.28B from 54 investors as of the latest filing. Laurence is listed as executive officer on 16 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ES
Pooled Investment Fund · group: Ellington

Ellington Strategic Mortgage Institutional Fund, L.P.

Old Greenwich, CT · Mar 1, 2011 → Feb 23, 2026 · 16 filings
  • Feb 23, 2026 · D/A · $807,092,182 sold of Indefinite · 19 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 21, 2025 · D/A · $787,968,874 sold of Indefinite · 18 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 21, 2024 · D/A · $735,119,432 sold of Indefinite · 18 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 21, 2023 · D/A · $709,659,432 sold of Indefinite · 18 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 22, 2022 · D/A · $664,858,232 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 19, 2021 · D/A · $565,658,232 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 19, 2020 · D/A · $485,776,482 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 19, 2019 · D/A · $485,776,482 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 16, 2018 · D/A · $356,697,777 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 16, 2017 · D/A · $356,697,777 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 29, 2016 · D/A · $341,297,777 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 27, 2015 · D/A · $320,297,777 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 28, 2014 · D/A · $320,297,777 sold of Indefinite · 8 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Mar 1, 2013 · D/A · $293,697,777 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of the General Partner of the Issuer) EDGAR ↗
  • Mar 1, 2012 · D/A · $202,210,000 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of the General Partner of the Issuer) EDGAR ↗
  • Mar 1, 2011 · D/A · $254,352,121 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman of the General Partner of the Issuer) EDGAR ↗

Raised $807.1M from 19 investors as of the latest filing. Laurence is listed as executive officer on 16 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Ellington

ELLINGTON CREDIT OPPORTUNITIES PARTNERS LP

Old Greenwich, CT · May 13, 2009 → Feb 23, 2026 · 17 filings
  • Feb 23, 2026 · D/A · $455,360,568 sold of Indefinite · 117 investors · min. $10,000,000 · role: Executive Officer, Promoter (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 21, 2025 · D/A · $455,360,568 sold of Indefinite · 117 investors · min. $10,000,000 · role: Executive Officer, Promoter (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 21, 2024 · D/A · $455,360,568 sold of Indefinite · 117 investors · min. $10,000,000 · role: Executive Officer, Promoter (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 21, 2023 · D/A · $451,860,568 sold of Indefinite · 116 investors · min. $10,000,000 · role: Executive Officer, Promoter (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 22, 2022 · D/A · $447,196,178 sold of Indefinite · 115 investors · min. $10,000,000 · role: Executive Officer, Promoter (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 19, 2021 · D/A · $443,345,485 sold of Indefinite · 113 investors · min. $10,000,000 · role: Executive Officer, Promoter (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 19, 2020 · D/A · $441,545,485 sold of Indefinite · 112 investors · min. $10,000,000 · role: Executive Officer, Promoter (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 19, 2019 · D/A · $430,220,485 sold of Indefinite · 110 investors · min. $10,000,000 · role: Executive Officer, Promoter (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 16, 2018 · D/A · $385,541,246 sold of Indefinite · 103 investors · min. $10,000,000 · role: Executive Officer, Promoter (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 16, 2017 · D/A · $368,991,246 sold of Indefinite · 98 investors · min. $10,000,000 · role: Executive Officer, Promoter (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 16, 2016 · D/A · $337,311,246 sold of Indefinite · 95 investors · min. $10,000,000 · role: Executive Officer, Promoter (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 13, 2015 · D/A · $236,211,246 sold of Indefinite · 85 investors · min. $10,000,000 · role: Executive Officer, Promoter (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 14, 2014 · D/A · $205,191,246 sold of Indefinite · 83 investors · min. $10,000,000 · role: Executive Officer, Promoter (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 15, 2013 · D/A · $160,359,988 sold of Indefinite · 78 investors · min. $10,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the General Partner of the Partnership) EDGAR ↗
  • Feb 16, 2012 · D/A · $121,399,988 sold of Indefinite · 72 investors · min. $10,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the General Partner of the Partnership) EDGAR ↗
  • Feb 16, 2011 · D/A · $115,349,990 sold of Indefinite · 69 investors · min. $10,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the General Partner of the Partnership) EDGAR ↗
  • May 13, 2009 · D/A · $59,297,440 sold of Indefinite · 15 investors · min. $10,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the General Partner of the Partnership) EDGAR ↗

Raised $455.4M from 117 investors as of the latest filing. Laurence is listed as executive officer, promoter on 17 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Ellington

Ellington Commercial Real Estate Debt Partners II LP

Old Greenwich, CT · Jan 30, 2024 → Jan 30, 2026 · 3 filings
  • Jan 30, 2026 · D/A · $113,275,000 sold of Indefinite · 197 investors · min. $5,000,000 · role: Executive Officer (Vice Chairman of the Investment Manager) EDGAR ↗
  • Jan 30, 2025 · D/A · $107,475,000 sold of Indefinite · 174 investors · min. $5,000,000 · role: Executive Officer (Vice Chairman of the Investment Manager) EDGAR ↗
  • Jan 30, 2024 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Vice Chairman of the Investment Manager) EDGAR ↗

Raised $113.3M from 197 investors as of the latest filing. Laurence is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Ellington

Ellington Commercial Real Estate Debt Fund II LP

Old Greenwich, CT · Jan 30, 2024 → Jan 30, 2026 · 3 filings
  • Jan 30, 2026 · D/A · $19,350,000 sold of Indefinite · 84 investors · min. $5,000,000 · role: Executive Officer (Vice Chairman of the Investment Manager) EDGAR ↗
  • Jan 30, 2025 · D/A · $15,100,000 sold of Indefinite · 66 investors · min. $5,000,000 · role: Executive Officer (Vice Chairman of the Investment Manager) EDGAR ↗
  • Jan 30, 2024 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Vice Chairman of the Investment Manager) EDGAR ↗

Raised $19.4M from 84 investors as of the latest filing. Laurence is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EP
Pooled Investment Fund · group: Ellington

Ellington PRIME Fund LP

Old Greenwich, CT · Jan 28, 2026
  • Jan 28, 2026 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Laurence is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EP
Pooled Investment Fund · group: Ellington

Ellington PRIME Partners LP

Old Greenwich, CT · Jan 28, 2026
  • Jan 28, 2026 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Laurence is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EI
REITS and Finance · group: Ellington

ECREP INTERMEDIATE REIT II LLC

Old Greenwich, CT · Dec 30, 2025
  • Dec 30, 2025 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Laurence is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EO
Pooled Investment Fund · group: Ellington

Ellington Opportunities Fund LP

Old Greenwich, CT · Dec 3, 2021 → Dec 5, 2025 · 5 filings
  • Dec 5, 2025 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Dec 5, 2024 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Dec 5, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Dec 5, 2022 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Dec 3, 2021 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Laurence is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EM
Pooled Investment Fund · group: Ellington

Ellington M Credit Partners LP

Old Greenwich, CT · Oct 27, 2022 → Oct 28, 2025 · 4 filings
  • Oct 28, 2025 · D/A · $36,017,305 sold of Indefinite · 3 investors · min. $250,000 · role: Executive Officer, Promoter (Vice-Chairman of the Investment Manager of the Issuer) EDGAR ↗
  • Oct 28, 2024 · D/A · $28,974,827 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer, Promoter (Vice-Chairman of the Investment Manager of the Issuer) EDGAR ↗
  • Oct 27, 2023 · D/A · $28,160,942 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer, Promoter (Vice-Chairman of the Investment Manager of the Issuer) EDGAR ↗
  • Oct 27, 2022 · D · $7,690,100 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer, Promoter (Vice-Chairman of the Investment Manager of the Issuer) EDGAR ↗

Raised $36M from 3 investors as of the latest filing. Laurence is listed as executive officer, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EO
Pooled Investment Fund · group: Ellington

Ellington Opportunities Partners LP

Old Greenwich, CT · Dec 3, 2021 → Dec 5, 2024 · 4 filings
  • Dec 5, 2024 · D/A · $41,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Dec 5, 2023 · D/A · $41,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Dec 5, 2022 · D/A · $41,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Dec 3, 2021 · D · $7,700,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $41M from 1 investor as of the latest filing. Laurence is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EM
Pooled Investment Fund · group: Ellington

Ellington Mortgage Recovery Partners II LP

Old Greenwich, CT · Jan 31, 2023 → Jan 31, 2024 · 2 filings
  • Jan 31, 2024 · D/A · $131,610,000 sold of Indefinite · 142 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 31, 2023 · D · $43,035,000 sold of Indefinite · 38 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $131.6M from 142 investors as of the latest filing. Laurence is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EM
Pooled Investment Fund · group: Ellington

Ellington Mortgage Recovery Fund II LP

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jan 31, 2023 → Jan 31, 2024 · 2 filings
  • Jan 31, 2024 · D/A · $14,200,000 sold of Indefinite · 45 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 31, 2023 · D · $7,150,000 sold of Indefinite · 21 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $14.2M from 45 investors as of the latest filing. Laurence is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EI
REITS and Finance · group: Ellington

EMR Intermediate REIT II LLC

Old Greenwich, CT · Jan 9, 2024
  • Jan 9, 2024 · D · $0 sold of $125,000 · 0 investors · min. $1,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Laurence is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EI
REITS and Finance · group: Ellington

EPOP Intermediate REIT III LLC

Old Greenwich, CT · Dec 29, 2022
  • Dec 29, 2022 · D · $0 sold of $125,000 · 0 investors · min. $1,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Laurence is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EP
Pooled Investment Fund · group: Ellington

Ellington Private Opportunities Fund III LP

Old Greenwich, CT · Oct 15, 2021 → Oct 13, 2022 · 2 filings
  • Oct 13, 2022 · D/A · $20,750,000 sold of Indefinite · 38 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 15, 2021 · D · $500,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $20.8M from 38 investors as of the latest filing. Laurence is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EP
Pooled Investment Fund · group: Ellington

Ellington Private Opportunities Partners III LP

Old Greenwich, CT · Oct 15, 2021 → Oct 13, 2022 · 2 filings
  • Oct 13, 2022 · D/A · $149,870,000 sold of Indefinite · 134 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Oct 15, 2021 · D · $36,265,000 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $149.9M from 134 investors as of the latest filing. Laurence is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EI
REITS and Finance · group: Ellington

EMR Intermediate REIT LLC

Old Greenwich, CT · Jan 14, 2021
  • Jan 14, 2021 · D · $0 sold of $125,000 · 0 investors · min. $1,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Laurence is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EI
REITS and Finance · group: Ellington

ECREP Intermediate REIT LLC

Old Greenwich, CT · Dec 31, 2020
  • Dec 31, 2020 · D · $0 sold of $125,000 · 0 investors · min. $1,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Laurence is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EM
Pooled Investment Fund · group: Ellington

Ellington Mortgage Recovery Partners LP

Old Greenwich, CT · May 20, 2020
  • May 20, 2020 · D · $78,100,000 sold of Indefinite · 39 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $78.1M from 39 investors as of the latest filing. Laurence is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EM
Pooled Investment Fund · group: Ellington

Ellington Mortgage Recovery Fund LP

Old Greenwich, CT · May 20, 2020
  • May 20, 2020 · D · $8,000,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $8M from 5 investors as of the latest filing. Laurence is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Ellington

Ellington Commercial Real Estate Debt Fund LP

Old Greenwich, CT · May 7, 2020
  • May 7, 2020 · D · $5,450,000 sold of Indefinite · 20 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $5.45M from 20 investors as of the latest filing. Laurence is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Ellington

Ellington Commercial Real Estate Debt Partners LP

Old Greenwich, CT · May 7, 2020
  • May 7, 2020 · D · $28,525,000 sold of Indefinite · 59 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $28.5M from 59 investors as of the latest filing. Laurence is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EP
Pooled Investment Fund · group: Ellington

Ellington Private Opportunities Fund II LP

Old Greenwich, CT · Jun 18, 2018 → Jun 12, 2019 · 2 filings
  • Jun 12, 2019 · D/A · $42,700,000 sold of Indefinite · 39 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jun 18, 2018 · D · $28,250,000 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $42.7M from 39 investors as of the latest filing. Laurence is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EP
Pooled Investment Fund · group: Ellington

Ellington Private Opportunities Partners II LP

Old Greenwich, CT · Jun 18, 2018 → Jun 12, 2019 · 2 filings
  • Jun 12, 2019 · D/A · $109,950,000 sold of Indefinite · 100 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jun 18, 2018 · D · $68,500,000 sold of Indefinite · 32 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $110M from 100 investors as of the latest filing. Laurence is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Ellington

ELLINGTON CREDIT OPPORTUNITIES FUND LTD

Old Greenwich, CT · Feb 16, 2017 → Feb 19, 2019 · 3 filings
  • Feb 19, 2019 · D/A · $151,230,362 sold of Indefinite · 14 investors · min. $10,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 16, 2018 · D/A · $151,230,362 sold of Indefinite · 14 investors · min. $10,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Feb 16, 2017 · D/A · $151,230,362 sold of Indefinite · 14 investors · min. $10,000,000 · role: Executive Officer (Vice-Chairman of General Partner of Issuer) EDGAR ↗

Raised $245.7M from 40 investors as of the latest filing. Laurence is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NP
Pooled Investment Fund · group: Ellington

NM PERA Ellington Enhanced Income Fund A LLC

Old Greenwich, CT · Dec 13, 2016
  • Dec 13, 2016 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer, Promoter (Vice-Chairman of Managing Member of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Laurence is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EQ
Pooled Investment Fund · group: Ellington

ELLINGTON QUANTITATIVE EQUITY PARTNERS, LP

Old Greenwich, CT · Jul 22, 2010 → Jul 25, 2016 · 7 filings
  • Jul 25, 2016 · D/A · $10,639,083 sold of Indefinite · 15 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Jul 23, 2015 · D/A · $10,639,083 sold of Indefinite · 15 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Jul 23, 2014 · D/A · $10,639,083 sold of Indefinite · 15 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of General Partner of Issuer) EDGAR ↗
  • Jul 23, 2013 · D/A · $10,639,083 sold of Indefinite · 15 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the General Partner of the Issuer) EDGAR ↗
  • Jul 23, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the General Partner of the Issuer) EDGAR ↗
  • Jul 22, 2011 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the General Partner of the Issuer) EDGAR ↗
  • Jul 22, 2010 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the General Partner of the Issuer) EDGAR ↗

Raised $10.6M from 15 investors as of the latest filing. Laurence is listed as executive officer, promoter on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EO
Pooled Investment Fund · group: Ellington

EPO Onshore Partners LP

Old Greenwich, CT · May 26, 2016
  • May 26, 2016 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman) EDGAR ↗

No sales reported yet as of the latest filing. Laurence is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EO
Pooled Investment Fund · group: Ellington

EPO Offshore Fund LP

Old Greenwich, CT · May 25, 2016
  • May 25, 2016 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Vice-Chairman) EDGAR ↗

No sales reported yet as of the latest filing. Laurence is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EF
REITS and Finance · group: Ellington

Ellington Financial REIT

Old Greenwich, CT · Dec 7, 2015
  • Dec 7, 2015 · D · $0 sold of $125,000 · 0 investors · min. $1,000 · role: Executive Officer, Director (Trustee, Chief Executive Officer and President) EDGAR ↗

No sales reported yet as of the latest filing. Laurence is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EF
REITS and Finance · group: Ellington

Ellington Financial Operating Partnership LLC

Old Greenwich, CT · Jan 15, 2013
  • Jan 15, 2013 · D · $4,664,360 sold of $4,664,360 · 1 investors · min. No minimum reported · role: Executive Officer (Chief Executive Officer and President) EDGAR ↗

Raised $4.66M from 1 investor (100% of the $4.66M target) as of the latest filing. Laurence is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

EQ
Pooled Investment Fund · group: Ellington

Ellington Quantitative Equity Enhanced Partners, LP

Old Greenwich, CT · Jun 1, 2011
  • Jun 1, 2011 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Promoter (Vice-Chairman of the General Partner of the Partnership) EDGAR ↗

No sales reported yet as of the latest filing. Laurence is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

ER
REITS and Finance · group: Ellington

Ellington REIT Management LLC

Old Greenwich, CT · Apr 5, 2011
  • Apr 5, 2011 · D · $0 sold of $3,712,500 · 0 investors · min. No minimum reported · role: Executive Officer (Executive Vice President of Ellington REIT Management LLC) EDGAR ↗

No sales reported yet as of the latest filing. Laurence is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

EA
REITS and Finance · group: Ellington

Ellington Agency REIT Inc.

Old Greenwich, CT · Apr 5, 2011
  • Apr 5, 2011 · D · $0 sold of $236,040,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director (Chief Executive Officer and President) EDGAR ↗

No sales reported yet as of the latest filing. Laurence is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

EE
Pooled Investment Fund · group: Ellington

ELLINGTON EQUITY INVESTMENT PARTNERS, LP

Old Greenwich, CT · Jun 15, 2010
  • Jun 15, 2010 · D · $1,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer, Promoter (Vice-Chairman of the General Partner of the Issuer) EDGAR ↗

Raised $1M from 1 investor as of the latest filing. Laurence is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Laurence E. Penn — MN, 1 issuer, Oct 30, 2018 → Nov 8, 2018 · no shared issuer

People around Laurence 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

EM
Management entity

Ellington Management Group, L.L.C.

Executive Officer, Promoter · 61 shared filings (22 issuers) · also on 9 other issuers

Ellington Management Group, L.L.C. is on 31 issuers in total — a repeat sponsor. Their page lists every one.

ES
Management entity

E/S MBS GP I LLC

Executive Officer · 16 shared filings (1 issuer)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

ES
Management entity

E/S MBS GP II LLC

Executive Officer · 16 shared filings (1 issuer)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

EG
Management entity

ECOP GP LLC

Executive Officer, Promoter · 16 shared filings (1 issuer)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

EM
Management entity

EEI MM LLC

Executive Officer, Promoter · 11 shared filings (1 issuer)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

EG
Management entity

EOF GP LLC

Promoter · 9 shared filings (2 issuers)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

EG
Management entity

ECRE GP II LLC

Promoter · 6 shared filings (2 issuers)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

EM
Management entity

Ellington M Credit GP LLC

Executive Officer, Promoter · 4 shared filings (1 issuer)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

EG
Management entity

EPO II GP LLC

Promoter · 4 shared filings (2 issuers)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

EG
Management entity

EPO III GP LLC

Promoter · 4 shared filings (2 issuers)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

EG
Management entity

EMR GP II LLC

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

EG
Management entity

EPO GP LLC

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

EG
Management entity

EMR GP LLC

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

EG
Management entity

ECRE GP LLC

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

EM
Management entity

Ellinton Management Group, L.L.C.

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

PG
Management entity

PRIME GP LLC

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

EG
Management entity

EMR GP III LLC

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

EC
Management entity

Ellington Capital Management, L.L.C.

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

XG
Management entity

XQP GP LLC

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

EH
Management entity

EMG Holdings L.P.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

VI
Management entity

VC Investments L.L.C.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

EF
Management entity

Ellington Financial LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

NM
Management entity

NMP MM LLC

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

MV
No photo found yet (own website and image search run after this page is viewed)
Person

Michael W. Vranos

Executive Officer, Director, Promoter · 141 shared filings (37 issuers) · also on 2 other issuers

Michael W. Vranos is on 39 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Brounstein

Executive Officer, Promoter · 58 shared filings (14 issuers)

Richard Brounstein is on 14 issuers in total — a repeat sponsor. Their page lists every one.

OG
No photo found yet (own website and image search run after this page is viewed)
Person

Olivier Cojot-Goldberg

Executive Officer, Promoter · 48 shared filings (13 issuers)

Olivier Cojot-Goldberg is on 13 issuers in total — a repeat sponsor. Their page lists every one.

OC
No photo found yet (own website and image search run after this page is viewed)
Person

Olivier Cojot

Executive Officer, Promoter · 29 shared filings (13 issuers)

Olivier Cojot is on 13 issuers in total — a repeat sponsor. Their page lists every one.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Tecotzky

Director, Executive Officer · 9 shared filings (5 issuers)

Mark Tecotzky is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel R. Margolis

Executive Officer · 6 shared filings (5 issuers)

Daniel R. Margolis is on 5 issuers in total — a repeat sponsor. Their page lists every one.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Priscilla Murray Brown

Director · 4 shared filings (2 issuers) · also on 8 other issuers

Priscilla Murray Brown is on 10 issuers in total — a repeat sponsor. Their page lists every one.

PA
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Asaro

Executive Officer · 3 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Laurence Penn. Their page shows their other deals.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa Mumford

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Geoff W. Ruddick

Director · 3 shared filings (1 issuer) · also on 7 other issuers

Geoff W. Ruddick is on 8 issuers in total — a repeat sponsor. Their page lists every one.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas F. Robards

Director · 2 shared filings (2 issuers)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Menes Chee

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Laurence Penn. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Stromberg

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Laurence Penn. Their page shows their other deals.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Geoff Ruddick

Director · 2 shared filings (2 issuers) · also on 12 other issuers

Geoff Ruddick is on 14 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David S. Blitzer

Director · 1 shared filing (1 issuer) · also on 56 other issuers

David S. Blitzer is on 57 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

E
Sponsor group

Ellington

54 issuers · 236 filings · $6.37B reported sold · 2009–2026

One team, 54 deal companies. Laurence Penn is listed on 43 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Laurence Penn.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 22 of the 43 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Ellington Mortgage Opportunities Partners, LLC, Hedge Maple Fund LLC, Ellington Mortgage Recovery Partners III LP, Ellington Mortgage Recovery Fund III LP, ELLINGTON CREDIT OPPORTUNITIES FUND LTD, Ellington Commercial Real Estate Debt Fund II LP, Ellington Commercial Real Estate Debt Partners II LP, Ellington PRIME Fund LP, Ellington PRIME Partners LP, Ellington Opportunities Fund LP, Ellington M Credit Partners LP, Ellington Opportunities Partners LP, Ellington Mortgage Recovery Partners II LP, Ellington Mortgage Recovery Fund II LP, Ellington Private Opportunities Fund III LP, Ellington Private Opportunities Partners III LP, Ellington Mortgage Recovery Partners LP, Ellington Mortgage Recovery Fund LP, Ellington Private Opportunities Partners II LP, Ellington Private Opportunities Fund II LP, EPO Onshore Partners LP, EPO Offshore Fund LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Laurence Penn by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 43 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Laurence Penn is listed on: none on file. No website or social profile named in Ellington Strategic Mortgage Institutional Fund, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #39,617 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Old Greenwich, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Connecticut Judicial Branch case look-up ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Connecticut Secretary of State business search ↗OpenCorporates ↗

Change history

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