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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:00 AM ET

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LS
No photo found yet (own website and image search run after this page is viewed)

Lars O. Soderberg

Named as an officer, director or promoter on SEC Form D filings · CO · May 3, 2019 → Oct 17, 2019

2deals (issuers)
$745Kreported sold
11investors
4Form D filings
2019year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:44 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Lars O. Soderberg is listed as an executive officer on 4 SEC Form D filings by 2 issuers between May 2019 and Oct 2019: A3 Financial Investments, LLC (Denver, CO — investing — 2019; $631K reported sold to 7 investors) and A3 Financial Group, LLC (Denver, CO — investing — 2019; $114K reported sold to 4 investors).

What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $745K sold in total.

Listed alongside Anthony R. Bosch (4 shared filings), CHRISTIAN ELLIS AYMOND (4 shared filings), Gregory L. Bell (4 shared filings) and Kimberly J. Merriman (4 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Lars. Each name links to their own page.

All 2 issuers belong to the sponsor group Absolute (3 issuers, $6.49M reported sold, 2014–2019).

What this means A sponsor group is one team that sets up a new company for each deal. Absolute has 3 companies on file and $6.49M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 SEC releases listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Lars O. Soderberg and found 7 differences, 3 worth asking the sponsor about: Regulator action: Warren Lammert, Lars Soderberg, and Lance Newcomb (Jul 31, 2006); 79% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Lars O. Soderberg has not run yet — it is joining a line of 45,055 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:44 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 SEC releases

Warren Lammert, Lars Soderberg, and Lance Newcomb Administrative proceeding
SEC · Dec 19, 2007 · Parties as named in the release: Warren Lammert, Lars Soderberg, and Lance Newcomb Read the release ↗
same full name in the release title; the person's filing state is not named
Warren Lammert, Lars Soderberg, and Lance Newcomb Administrative proceeding
SEC · Jul 31, 2006 · Parties as named in the release: Warren Lammert, Lars Soderberg, and Lance Newcomb Read the release ↗
same full name in the release title; the person's filing state is named in the release
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Lars O. Soderberg..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:44 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Lars O. Soderberg — 3 worth asking about (compared 4 filings on Oct 24, 2026)

Worth asking · Jul 31, 2006

Regulator action: Warren Lammert, Lars Soderberg, and Lance Newcomb (Jul 31, 2006)

A ap release dated Jul 31, 2006 names Lars O. Soderberg. Our match estimate: 50%. The release is the source; we do not summarize its outcome here.

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Warren Lammert, Lars Soderberg, and Lance Newcomb ↗
Sources
Worth asking · Oct 17, 2019

79% of the money raised went to insiders — A3 Financial Investments, LLC

The Oct 17, 2019 Form D/A reports $631,000 sold and $500,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Estimated $500,000.00 of proceeds to be use for salaries and/or employee benefits. Proceeds to be used for working capital for start up company.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Oct 17, 2019 ↗A3 Financial Investments, LLC — PartnerFacts page ↗
Sources
Worth asking · Oct 7, 2019

214% of the money raised went to insiders — A3 Financial Investments, LLC

The Oct 7, 2019 Form D/A reports $234,000 sold and $500,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Estimated $500,000.00 of proceeds to be use for salaries and/or employee benefits. Proceeds to be used for working capital for start up company.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Oct 7, 2019 ↗A3 Financial Investments, LLC — PartnerFacts page ↗
Sources
Note · May 3, 2019

22% of the money raised went to insiders — A3 Financial Investments, LLC

The May 3, 2019 Form D reports $186,000 sold and $40,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Estimated $40,000.00 of proceeds to salaries. Proceeds to be used for working capital for start up company.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · May 3, 2019 ↗A3 Financial Investments, LLC — PartnerFacts page ↗
Sources
Note · Apr 18, 2019 – Oct 17, 2019

No amendment in the last 12 months on an offering that may still be open — A3 Financial Investments, LLC (latest filing Oct 17, 2019)

The latest filing for this offering is dated Oct 17, 2019 (first sale Apr 18, 2019). It reports $631,000 sold of $1,256,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Oct 17, 2019 ↗A3 Financial Investments, LLC — PartnerFacts page ↗
Sources
Note · May 3, 2019 – Oct 7, 2019

Offering amount changed between filings — A3 Financial Investments, LLC

The May 3, 2019 filing says $186,000 offered; the Oct 7, 2019 Form D/A says $1,256,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 3, 2019 ↗Form D/A (later) · Oct 7, 2019 ↗A3 Financial Investments, LLC — PartnerFacts page ↗
Sources
Note · May 3, 2019 – Oct 7, 2019

Minimum investment changed between filings — A3 Financial Investments, LLC

The May 3, 2019 filing lists a minimum of $50,000; the Oct 7, 2019 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · May 3, 2019 ↗Form D/A (later) · Oct 7, 2019 ↗A3 Financial Investments, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $500,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 17, 2019 D/A
A3 Financial Investments, LLC
File 021-338781
$0$0$500,000 (est.)
Estimated $500,000.00 of proceeds to be use for salaries and/or employee benefits. Proceeds to be used for working capital for start up company.
None no CRD number reportedEDGAR ↗
May 3, 2019 D
A3 Financial Group, LLC
File 021-338777
$0$0$0
Proceeds to be used for working capital for start up company
None no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Lars O. Soderberg on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AF
Investing · group: Absolute

A3 Financial Investments, LLC

Denver, CO · May 3, 2019 → Oct 17, 2019 · 3 filings
  • Oct 17, 2019 · D/A · $631,000 sold of $1,256,000 · 7 investors · min. $100,000 · role: Executive Officer (Managing Member) EDGAR ↗
  • Oct 7, 2019 · D/A · $234,000 sold of $1,256,000 · 4 investors · min. $100,000 · role: Executive Officer (Managing Member) EDGAR ↗
  • May 3, 2019 · D · $186,000 sold of $186,000 · 4 investors · min. $50,000 · role: Executive Officer (Managing Member) EDGAR ↗

Raised $631K from 7 investors (50% of the $1.26M target) as of the latest filing. Lars is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AF
Investing · group: Absolute

A3 Financial Group, LLC

Denver, CO · May 3, 2019
  • May 3, 2019 · D · $114,000 sold of $114,000 · 4 investors · min. $50,000 · role: Executive Officer (Managing Member) EDGAR ↗

Raised $114K from 4 investors (100% of the $114K target) as of the latest filing. Lars is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Lars 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

CHRISTIAN ELLIS AYMOND

Executive Officer · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Lars O. Soderberg. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony R. Bosch

Executive Officer · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Lars O. Soderberg. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory L. Bell

Executive Officer · 4 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Lars O. Soderberg. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kimberly J. Merriman

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Lars O. Soderberg. Their page shows their other deals.

The team behind the deals

A
Sponsor group

Absolute

3 issuers · 8 filings · $6.49M reported sold · 2014–2019

One team, 3 deal companies. Lars O. Soderberg is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Lars O. Soderberg.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Lars O. Soderberg by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Lars O. Soderberg is listed on: none on file. No website or social profile named in A3 Financial Investments, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #226,563 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Denver, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Colorado Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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