Larry Settle is listed as an executive officer and director on 8 SEC Form D filings by 2 issuers between Feb 2011 and Jan 2017: Decisiv, Inc. (Glen Allen, VA — other technology — 2011–2017; $30M reported sold to 7 investors) and CERATECH INC (Alexandria, VA — industry reported as "Other" — 2011–2012; $5M reported sold to 1 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $35M sold in total.
Listed alongside David Settle (7 shared filings), Peter T. Garahan (6 shared filings), Richard Hyatt (6 shared filings), Lewis Dodrill (5 shared filings), Eileen O'Rouke (2 shared filings) and 7 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Larry. Each name links to their own page.
1 of the issuers belongs to the sponsor group Ceratech (2 issuers, $6M reported sold, 2011–2012).
What this means A sponsor group is one team that sets up a new company for each deal. Ceratech has 2 companies on file and $6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 8 public filings for Larry Settle and found 9 differences, 1 worth asking the sponsor about: 4 bankruptcy cases name the subject or team members; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.