5 paid sellers are listed without a CRD number
Paid seller listed without a CRD number: Roam Capital, Inc. — General Atlantic Investment Partners 2023, L.P. · Paid seller listed without a CRD number: Crosspoint Advisors, Inc. — General Atlantic Investment Partners 2023, L.P. · Paid seller listed without a CRD number: ISP Securities Ltd. — General Atlantic Investment Partners 2023, L.P. · Paid seller listed without a CRD number: PAS Advisory Services Pty Ltd ABN 87 151 686 421 trading as Principle Advisory Services — General Atlantic Investment Partners 2023, L.P. · Paid seller listed without a CRD number: Korea Asset Investment Securities Co., Ltd, 12th Floor — General Atlantic Investment Partners 2023, L.P.
What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.
Sources
- Form D/A · Feb 23, 2024 ↗ (Feb 23, 2024)
- BrokerCheck search: Roam Capital, Inc. ↗
- General Atlantic Investment Partners 2023, L.P. — PartnerFacts page ↗ (Feb 23, 2024)
- BrokerCheck search: Crosspoint Advisors, Inc. ↗
- BrokerCheck search: ISP Securities Ltd. ↗
- BrokerCheck search: PAS Advisory Services Pty Ltd ABN 87 151 686 421 trading as Principle Advisory Services ↗
- BrokerCheck search: Korea Asset Investment Securities Co., Ltd, 12th Floor ↗