Laboratories Abbott is listed as a promoter on 1 SEC Form D filing by 1 issuer in Aug 2010: Respicardia, Inc. (Minnetonka, MN — other health care — 2010; $27.2M reported sold to 14 investors).
What this means One deal on file with the SEC, filed Aug 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside B. Kristine Johnson (1 shared filing), Bonnie Labosky (1 shared filing), Brian Chee (1 shared filing), Bruce Shook (1 shared filing), Dale A. Spencer (1 shared filing) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Laboratories. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.