Sponsor Check › Person
Related person on Form D filings · address state as listed: FL · listed Jul 15, 2009 → May 16, 2016
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet
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Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
5 of 6 offerings report sales commissions totalling $10,858,000; 0 report finder's fees; 5 report proceeds to related persons totalling $16,707,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | May 16, 2016 D File 021-263214 | $0 | $0 | $0 The proceeds of the offering shall be invested in a joint venture. The joint venture will pay certain fees to affiliates of the manager of the issuer pursuant to the joint venture agreement. | None listed on this filing |
| EDGAR ↗ | Aug 14, 2014 D File 021-222963 | $3,200,000 (est.) | $0 | $5,200,000 (est.) The estimate is based on the offering being fully subscribed for a total offering amount of $40,000,000. | Cobalt Capital, Inc. BrokerCheck CRD 136161 ↗ Edwin C. Blitz Investments, Inc. BrokerCheck CRD 7638 ↗ Proequities, Inc. BrokerCheck CRD 15708 ↗ VSR Financial Services, Inc. BrokerCheck CRD 14503 ↗ Allen C. Ewing & Co. BrokerCheck CRD 26102 ↗ Transam Securities, Inc. BrokerCheck CRD 18923 ↗ Newbridge Securities Corporation BrokerCheck CRD 104065 ↗ Wilbanks Securities, Inc. BrokerCheck CRD 40673 ↗ DFPG Investments, Inc. BrokerCheck CRD 155576 ↗ Chauner Securities, Inc. BrokerCheck CRD 10075 ↗ Harbor Light Securities, LLC BrokerCheck CRD 130227 ↗ Capital Guardian LLC BrokerCheck CRD 137919 ↗ Wall Street Strategies, Inc. BrokerCheck CRD 31268 ↗ Sunbelt Securities, Inc. BrokerCheck CRD 42180 ↗ |
| EDGAR ↗ | Jun 10, 2014 D/A File 021-198036 | $3,200,000 (est.) | $0 | $5,200,000 (est.) The estimate is based on the offering being fully subscribed for a total offering amount of $40,000,000. | Cobalt Capital, Inc. BrokerCheck CRD 136161 ↗ Edwin C. Blitz Investments, Inc. BrokerCheck CRD 7638 ↗ Proequities, Inc. BrokerCheck CRD 15708 ↗ VSR Financial Services, Inc. BrokerCheck CRD 14503 ↗ Allen C. Ewing & Co. BrokerCheck CRD 26102 ↗ Transam Securities, Inc. BrokerCheck CRD 18923 ↗ Newbridge Securities Corporation BrokerCheck CRD 104065 ↗ DFPG Investments, Inc. BrokerCheck CRD 155576 ↗ Chauner Securities, Inc. BrokerCheck CRD 10075 ↗ Harbor Light Securities, LLC BrokerCheck CRD 130227 ↗ Capital Guardian LLC BrokerCheck CRD 137919 ↗ Wall Street Strategies, Inc. BrokerCheck CRD 31268 ↗ Wilbanks Securities, Inc. BrokerCheck CRD 40673 ↗ Sunbelt Securities, Inc. BrokerCheck CRD 42180 ↗ |
| EDGAR ↗ | Feb 22, 2013 D/A File 021-171691 | $2,450,000 (est.) | $0 | $4,550,000 (est.) This estimate is based on the offering being fully subscribed for a total offering amount of $35,000,000 | Cobalt Capital, Inc. BrokerCheck CRD 136161 ↗ Edwin C. Blitz Investments, Inc. BrokerCheck CRD 7638 ↗ Proequities, Inc. BrokerCheck CRD 15708 ↗ Transam Securities, Inc. BrokerCheck CRD 18923 ↗ Maitland Securities, Inc. BrokerCheck CRD 130577 ↗ VSR Financial Services, Inc. BrokerCheck CRD 14503 ↗ Allen C. Ewing & Co. BrokerCheck CRD 26102 ↗ Newbridge Securities BrokerCheck CRD 15387 ↗ Pariter Securities BrokerCheck CRD 127836 ↗ Investors Capital Corp. BrokerCheck CRD 30613 ↗ DFPG Investments, Inc. BrokerCheck CRD 155576 ↗ Chauner Securities, Inc. BrokerCheck CRD 10075 ↗ Harbor Light Securities, LLC BrokerCheck CRD 130227 ↗ Capital Guardian LLC BrokerCheck CRD 137919 ↗ Wall Street Strategies, Inc. BrokerCheck CRD 31268 ↗ Wilbanks Securities, Inc. BrokerCheck CRD 40673 ↗ Ca[ital Innovation Securities, LLC BrokerCheck CRD 145329 ↗ |
| EDGAR ↗ | Oct 27, 2010 D/A File 021-146403 | $848,000 (est.) | $0 | $742,000 (est.) ESTIMATE IS BASED ON OFFERING BEING FULLY SUBSCRIBED, AND INCLUDES MAXIMUM MANAGING DEALER, MARKETING AND UNDERWRITING FEES THAT MAY BE PAID TO THE MANAGING DEALER, BUT EXCLUDES ADDITIONAL AMOUNTS THAT MAY BE DUE THE MANAGING DEALER IF IT SELLS EQUITY | COBALT CAPITAL, INC. BrokerCheck CRD 136161 ↗ EDWIN C. BLITZ INVESTMENTS, INC. BrokerCheck CRD 7638 ↗ PROEQUITIES, INC. BrokerCheck CRD 15708 ↗ DEWAAY FINANCIAL NETWORK, LLC BrokerCheck CRD 30767 ↗ TRANSAM SECURITIES, INC. BrokerCheck CRD 18923 ↗ VSR FINANCIAL SERVICES, INC. BrokerCheck CRD 14503 ↗ ALLEN C. EWING & CO. BrokerCheck CRD 26102 ↗ ALTERNATIVE WEALTH STRATEGIES, INC. BrokerCheck CRD 130933 ↗ BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. BrokerCheck CRD 13609 ↗ GRAMERCY SECURITIES, INC. BrokerCheck CRD 8177 ↗ CAPITAL INVESTMENT BROKERAGE, INC. BrokerCheck CRD 40657 ↗ COMMONWEALTH FINANCIAL NETWORK BrokerCheck CRD 8032 ↗ NEWBRIDGE SECURITIES CORPORATION BrokerCheck CRD 104065 ↗ OMNI BROKERAGE, INC. BrokerCheck CRD 16878 ↗ |
| EDGAR ↗ | Jul 15, 2009 D File 021-132780 | $1,160,000 (est.) | $0 | $1,015,000 (est.) Estimate is based on offering being fully subscribed,and includes maximum managing dealer, marketing and underwriting fees that may be paid to the Managing Dealer, but excludes additional amounts that may be due the Managing Dealer if it sells equity. | Cobalt Capital, Inc. BrokerCheck CRD 136161 ↗ Edwin C. Blitz Investments, Inc. BrokerCheck CRD 7638 ↗ ProEquities, Inc. BrokerCheck CRD 15708 ↗ TransAm Securities, Inc. BrokerCheck CRD 18923 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Sabal-Alexander Equity, LLC | Executive Officer, Director Manager | May 16, 2016 | D | $1,650,000 similar: $2,250,000–$16,950,000 | $1,650,000 | 7 similar: 5–32 | $50,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Epoch Properties Multi-Family Opportunity Fund III, Ltd. group: Epoch | Executive Officer, Director, Promoter Managing Member of General Partner of Issuer | Aug 14, 2014 | D | $40,000,000 similar: $1,675,000–$12,980,153 | $0 | 0 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | Epoch Properties Multi-Family Opportunity Fund II, Ltd. group: Epoch | Executive Officer, Director, Promoter Managing Member of General Partner of Issuer | Jun 10, 2014 | D/A | $40,000,000 similar: $1,675,000–$12,980,153 | $37,010,665 | 398 similar: 5–37 | $100,000 similar: $25,000–$86,942 |
| EDGAR ↗ | Epoch Properties Multi-Family Opportunity Fund II, Ltd. group: Epoch | Executive Officer, Director, Promoter Managing Member of General Partner of Issuer | Jun 14, 2013 | D | $35,000,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | Epoch Properties Multi-Family Opportunity Fund, Ltd. group: Epoch | Executive Officer, Director, Promoter Managing Member of General Partner of Issuer | Feb 22, 2013 | D/A | $35,000,000 | $20,900,000 | 236 | $100,000 |
| EDGAR ↗ | Epoch Properties Multi-Family Opportunity Fund, Ltd. group: Epoch | Executive Officer, Director, Promoter Managing Member of General Partner of Issuer | Jan 12, 2012 | D | $35,000,000 | $430,000 | 3 | $100,000 |
| EDGAR ↗ | BRIER CREEK LUXURY APARTMENTS, LTD. group: Epoch | Executive Officer, Director, Promoter MANAGING MEMBER OF GENERAL PARTNER OF ISSUER | Oct 27, 2010 | D/A | $10,600,000 | $250,000 | 1 | $100,000 |
| EDGAR ↗ | BRIER CREEK LUXURY APARTMENTS, LTD. group: Epoch | Executive Officer, Director, Promoter MANAGING MEMBER OF GENERAL PARTNER OF ISSUER | Aug 13, 2010 | D | $10,600,000 | $0 | 0 | $100,000 |
| EDGAR ↗ | Landmark Luxury Apartments, Ltd. group: Epoch | Executive Officer, Director, Promoter Managing Member of General Partner of Issuer | Jul 15, 2009 | D | $14,500,000 | $0 | 0 | $100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Kyle D. Riva. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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