PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:22 AM ET

Sponsor Check › Management entity

KM

KWK Management

Management entity named on Form D filings · TX · Mar 14, 2024 → Mar 10, 2026

3deals (issuers)
$380.1Mreported sold
210investors
8Form D filings
2024–2026years on file
Follow this entityLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

KWK Management is a management entity listed as an executive officer on 8 SEC Form D filings by 3 issuers between Mar 2024 and Mar 2026: KWK PARTNERS LP (Houston, TX — pooled investment fund — 2024–2026; $333.1M reported sold to 145 investors), KWK Partners Offshore, Ltd. (Houston, TX — pooled investment fund — 2024–2026; $41.2M reported sold to 45 investors) and KWK Special Situations 1, LP (Houston, TX — pooled investment fund — 2025–2026; $5.67M reported sold to 20 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $380.1M sold in total.

Listed alongside LPGP (8 shared filings, management entity), Ivana Faltysova (3 shared filings) and Kraig Kupiec (3 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around KWK. Each name links to their own page.

2 of the issuers belong to the sponsor group Kwk (2 issuers, $374.4M reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Kwk has 2 companies on file and $374.4M reported sold in total — the group page shows the whole track record in one place.

State business registry: TX registry lists KWK MANAGEMENT LLC as active ("Comptroller right-to-transact code A; SOS status code A (codes as printed)") as of Mar 4, 2024, formed Mar 4, 2024.

What this means Formation date, status and registered agent as the state prints them; a registry listing says nothing about the offering itself.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for KWK Management and found 4 differences, 1 worth asking the sponsor about: 6 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for KWK Management has not run yet — it is joining a line of 52,610 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Transcanada Keystone Pipeline, L.P. v. KWK Management, L.P. dismissed
District Court, E.D. Missouri · No. 4:13-cv-01415 · Filed Jul 19, 2013 · Closed Jan 14, 2014 · Nature of suit: 190 Other contract actions
Role of KWK Management, L.P.: Defendant · Outcome: Terminated 2014-01-14 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MO (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched KWK Management..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for KWK Management — 1 worth asking about (compared 8 filings on Oct 24, 2026)

Worth asking · Sep 1, 1995 – Mar 10, 2026

6 Form Ds were filed more than 15 days after the first sale

Form D filed 374 days after the first sale — KWK Special Situations 1, LP · Form D filed 6,004 days after the first sale — KWK Partners Offshore, Ltd. · Form D filed 11,148 days after the first sale — KWK PARTNERS LP · Form D filed 90 days after the first sale — KWK Special Situations 1, LP · Form D filed 5,643 days after the first sale — KWK Partners Offshore, Ltd. · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 10, 2026 ↗KWK Special Situations 1, LP — PartnerFacts page ↗Form D · Mar 10, 2026 ↗KWK Partners Offshore, Ltd. — PartnerFacts page ↗
Sources
Note · Sep 1, 1995 – May 30, 2025

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — KWK Special Situations 1, LP (latest filing May 30, 2025) · No amendment in the last 12 months on an offering that may still be open — KWK Partners Offshore, Ltd. (latest filing Mar 14, 2025) · No amendment in the last 12 months on an offering that may still be open — KWK PARTNERS LP (latest filing Mar 13, 2025) · No amendment in the last 12 months on an offering that may still be open — KWK Partners Offshore, Ltd. (latest filing Mar 15, 2024) · No amendment in the last 12 months on an offering that may still be open — KWK PARTNERS LP (latest filing Mar 14, 2024)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · May 30, 2025 ↗KWK Special Situations 1, LP — PartnerFacts page ↗Form D · Mar 14, 2025 ↗KWK Partners Offshore, Ltd. — PartnerFacts page ↗
Sources
Note · Mar 7, 2023 – Mar 15, 2024

Address moved from El Segundo, CA to Houston, TX — KWK Partners Offshore, Ltd.

The people listed on the Mar 7, 2023 filing give El Segundo, CA; on the Mar 15, 2024 filing they give Houston, TX. The address now on file (3033 W Alabama St, Suite 150, Houston, TX) is a registered-agent or shared-office address used by 6 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Mar 7, 2023 ↗Form D/A · Mar 15, 2024 ↗KWK Partners Offshore, Ltd. — PartnerFacts page ↗
Sources
Note · Mar 7, 2023 – Mar 14, 2024

Address moved from El Segundo, CA to Houston, TX — KWK PARTNERS LP

The people listed on the Mar 7, 2023 filing give El Segundo, CA; on the Mar 14, 2024 filing they give Houston, TX. The address now on file (3033 W Alabama St, Suite 150, Houston, TX) is a registered-agent or shared-office address used by 6 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Mar 7, 2023 ↗Form D/A · Mar 14, 2024 ↗KWK PARTNERS LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 8 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 10, 2026 D
KWK PARTNERS LP
File 021-576003
$0 (est.)$0 (est.)$0 (est.)
The Fund pays the Investment Manager a 1.5% management fee and allocates 20% of the profits to the General Partner's capital account. These are not paid directly from gross proceeds and will change on a monthly basis.
None listed on this filingEDGAR ↗
Mar 10, 2026 D
KWK Partners Offshore, Ltd.
File 021-575991
$0 (est.)$0 (est.)$0 (est.)
Fund pays the Manager a 1% management fee and is a feeder fund to an onshore fund. The fees are not paid directly from the gross proceeds and will change on a monthly basis.
None listed on this filingEDGAR ↗
Mar 10, 2026 D
KWK Special Situations 1, LP
File 021-576006
$0$0$0 (est.)
The Fund pays the Investment Manager a 2% management fee and allocates 20% of the profits in excess of a hurdle rate to the General Partner's capital account. These are not paid directly from the gross proceeds and will change on a monthly basis.
None listed on this filingEDGAR ↗
May 30, 2025 D
KWK Special Situations 1, LP
File 021-547661
$0$0$0 (est.)
The Fund pays the IM a 2% management fee and allocates 20% of the profits in excess of a hurdle rate to the GP's capital account. These are not paid directly from gross proceeds and will change on a monthly basis.
None listed on this filingEDGAR ↗
Mar 14, 2025 D
KWK Partners Offshore, Ltd.
File 021-540882
$0 (est.)$0 (est.)$0 (est.)
The Fund pays the Manager a 1% management fee and is a feeder fund to an onshore fund. The fees are not paid directly from the gross proceeds and will change on a monthly basis.
Alexis Versandi-Isaacs BrokerCheck CRD 7566173 ↗
via GB Capital Markets LLC (CRD 25591 ↗)
EDGAR ↗
Mar 13, 2025 D
KWK PARTNERS LP
File 021-540765
$0 (est.)$0 (est.)$0 (est.)
The Fund pays the Investment Manager a 1.5% management fee and allocates 20% of the profits to the General Partner's capital account. These are not paid directly from gross proceeds and will change on a monthly basis.
Alexis Versandi-Isaacs BrokerCheck CRD 7566173 ↗
via GB Capital Markets LLC (CRD 25591 ↗)
EDGAR ↗
Mar 15, 2024 D/A
KWK Partners Offshore, Ltd.
File 021-475110
$0 (est.)$0 (est.)$0 (est.)
The Fund pays the Manager a 1% management fee and is a feeder fund to an onshore fund. The fees are not paid directly from the gross proceeds and will change on a monthly basis.
Alexis Versandi-Isaacs BrokerCheck CRD 7566173 ↗
via GB Capital Markets LLC (CRD 25591 ↗)
EDGAR ↗
Mar 14, 2024 D/A
KWK PARTNERS LP
File 021-475107
$0 (est.)$0 (est.)$0 (est.)
The Fund pays the Investment Manager a 1.5% management fee and allocates 20% of the profits to the General Partner's capital account. These are not paid directly from gross proceeds and will change on a monthly basis.
Alexis Versandi-Isaacs BrokerCheck CRD 7566173 ↗
via GB Capital Markets LLC (CRD 25591 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this entity is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named KWK Management on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

KS
Pooled Investment Fund

KWK Special Situations 1, LP

Houston, TX · May 30, 2025 → Mar 10, 2026 · 2 filings
  • Mar 10, 2026 · D · $5,670,932 sold of Indefinite · 20 investors · min. $250,000 · role: Executive Officer (KWK Management LLC is the Investment Manager (IM) of the Fund. The IM's principals are Kurtis Kupiec, Kraig Kupiec & Seth Patterson) EDGAR ↗
  • May 30, 2025 · D · $2,565,000 sold of Indefinite · 13 investors · min. $250,000 · role: Executive Officer ("KWK Management LLC is the Investment Manager (""IM"") of the Fund. The IM's principals are Kurtis Kupiec, Kraig Kupiec, and Seth Patterson.") EDGAR ↗

Raised $5.67M from 20 investors as of the latest filing. KWK is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KP
Pooled Investment Fund · group: Kwk

KWK PARTNERS LP

Houston, TX · Mar 14, 2024 → Mar 10, 2026 · 3 filings
  • Mar 10, 2026 · D · $333,149,424 sold of Indefinite · 145 investors · min. $500,000 · role: Executive Officer (KWK Management LLC is the Investment Manager (IM) of the Fund. The IM's principals are Kurtis Kupiec, President; Kraig Kupiec, Chief Financial Officer; and Seth Patterson, Portfolio Manager) EDGAR ↗
  • Mar 13, 2025 · D · $326,049,424 sold of Indefinite · 139 investors · min. $500,000 · role: Executive Officer ("KWK Management LLC is the Investment Manager (""IM"") of the Fund. The IM's principals are Kurtis Kupiec, President; Kraig Kupiec, Financial and Operations Manager; and Seth Patterson, Chief Investment Officer.") EDGAR ↗
  • Mar 14, 2024 · D/A · $325,249,424 sold of Indefinite · 137 investors · min. $500,000 · role: Executive Officer ("KWK Management LLC is the Investment Manager (""IM"") of the Fund. The IM's principals are Kurtis Kupiec, President; Kraig Kupiec, Financial and Operations Manager; and Seth Patterson, Chief Investment Officer.") EDGAR ↗

Raised $333.1M from 145 investors as of the latest filing. KWK is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KP
Pooled Investment Fund · group: Kwk

KWK Partners Offshore, Ltd.

Houston, TX · Mar 15, 2024 → Mar 10, 2026 · 3 filings
  • Mar 10, 2026 · D · $41,231,007 sold of Indefinite · 45 investors · min. $500,000 · role: Executive Officer (KWK Management LLC is the Manager of the Fund. The Manager's principals are Kurtis Kupiec, President; Kraig Kupiec, Chief Financial Officer; and Seth Patterson, Portfolio Manager) EDGAR ↗
  • Mar 14, 2025 · D · $39,081,007 sold of Indefinite · 43 investors · min. $500,000 · role: Executive Officer (KWK Management LLC is the Manager of the Fund. The Manager's principals are Kurtis Kupiec, President; Kraig Kupiec, CFO; and Seth Patterson, CIO.) EDGAR ↗
  • Mar 15, 2024 · D/A · $39,081,007 sold of Indefinite · 43 investors · min. $500,000 · role: Executive Officer (KWK Management LLC is the Manager of the Fund. The Manager's principals are Kurtis Kupiec, President; Kraig Kupiec, CFO; and Seth Patterson, CIO.) EDGAR ↗

Raised $41.2M from 45 investors as of the latest filing. KWK is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • KWK Management — CA, 6 issuers, Apr 30, 2010 → Mar 7, 2023 · shares 2 issuers with this record

People around KWK 3

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

L
Management entity

LPGP

Executive Officer · 8 shared filings (3 issuers)

Listed on the same filings as KWK Management. Their page shows their other deals.

IF
No photo found yet (own website and image search run after this page is viewed)
Person

Ivana Faltysova

Director · 3 shared filings (1 issuer) · also on 76 other issuers

Ivana Faltysova is on 77 issuers in total — a repeat sponsor. Their page lists every one.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Kraig Kupiec

Director · 3 shared filings (1 issuer)

Listed on the same filings as KWK Management. Their page shows their other deals.

The team behind the deals

K
Sponsor group

Kwk

2 issuers · 39 filings · $374.4M reported sold · 2010–2026

One team, 2 deal companies. KWK Management is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name KWK Management.

Registrations and other filings

Business registration (state registry / Secretary of State)

State business registry (Secretary of State) 1 record matched to KWK Management
KWK MANAGEMENT LLC TX Secretary of State active
Status as the registry prints it: Comptroller right-to-transact code A; SOS status code A (codes as printed) · status date Mar 4, 2024
Entity no. 0805447780 · CI · Formed: Mar 4, 2024
Address on file: 952 ECHO LN STE 250, HOUSTON, TX, 77024
Registered agent: not stated in this dataset
Matched on: exact name key; address state TX · confidence 0.8 · Dataset row we read ↗ · Official registry page ↗ · Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026

3 possible matches are in human review and not shown.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

KWK MANAGEMENT LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Dec 8, 2005 · SEC file 801-64987 · Main office: HOUSTON, TX · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $227,581,374 as reported on Form ADV filed Sep 8, 2026 (Item 5.F(2)(c)) · 3 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.KWKMGMT.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Sep 8, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (TX) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

KWK Management is matched through the issuers it is listed on; property records are tied to issuers, not to management companies, on this site. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers KWK Management is listed on: none on file. No website or social profile named in KWK PARTNERS LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #37,532 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Houston, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn companies ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗OpenCorporates ↗

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