Kurt D Bechthold is listed as an executive officer on 9 SEC Form D filings by 7 issuers between Nov 2009 and Feb 2021. Largest by amount reported sold: LPI INVESTMENT FUND LLC (Waukesha, WI — pooled investment fund — 2009–2011; $31M reported sold to 15 investors), NEI V, LLC (Waukesha, WI — pooled investment fund — 2017; $1.11M reported sold to 5 investors), NEI VII, LLC (Waukesha, WI — pooled investment fund — 2021; $500K reported sold to 1 investors), NEI IV, LLC (Waukesha, WI — pooled investment fund — 2012; $10K reported sold to 2 investors), NEI III LLC (Waukesha, WI — investing — 2009; $10K reported sold to 2 investors) and 2 more (all listed below).
What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer, over about 12 years. Across those companies the filings report $32.6M sold in total.
Listed alongside Walter E Dewey (9 shared filings), LPMI, LLC (3 shared filings, management entity) and Mark Filmanowicz (3 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Kurt. Each name links to their own page.
All 7 issuers belong to the sponsor group Nei (7 issuers, $32.6M reported sold, 2009–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Nei has 7 companies on file and $32.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 9 public filings for Kurt D Bechthold and found 4 differences, 1 worth asking the sponsor about: Kurt D Bechthold appears on 6 deals that stopped filing before reaching their target; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.