PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:43 AM ET

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Kurt Dudas

Named as an officer, director or promoter on SEC Form D filings · NY · Oct 8, 2015 → Mar 26, 2024

38deals (issuers)
$11.07Breported sold
3,384investors
150Form D filings
2015–2024years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:35 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Kurt Dudas is listed as an executive officer and director on 150 SEC Form D filings by 38 issuers between Oct 2015 and Mar 2024. Largest by amount reported sold: EP Absolute Return Strategies L.P. (New York, NY — pooled investment fund — 2015–2023; $3.54B reported sold to 618 investors), EP Hedged Equity Strategies L.P. (New York, NY — pooled investment fund — 2015–2023; $2.53B reported sold to 584 investors), EP Absolute Return Strategies Two Ltd. (New York, NY — pooled investment fund — 2015–2021; $519.7M reported sold to 151 investors), EP Life Sciences L.P. (New York, NY — pooled investment fund — 2018–2023; $507.8M reported sold to 223 investors), EP Asia Equity Strategies L.P. (New York, NY — pooled investment fund — 2015–2023; $444.5M reported sold to 303 investors) and 33 more (all listed below).

What this means That is a lot of deals — 38 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $11.07B sold in total.

Listed alongside Patrick JC Shaw (135 shared filings), Joel S Ehrenkranz (109 shared filings), John Ehrenkranz (109 shared filings), Sanford B Ehrenkranz (107 shared filings), Andrew Sommers (94 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Kurt. Each name links to their own page.

All 38 issuers belong to the sponsor group Group linked by Patrick JC Shaw (46 issuers, $10.35B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Patrick JC Shaw has 46 companies on file and $10.35B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 31 court cases matching the name, 1 SEC release, 3 bankruptcy cases matching the name listed in Key records below.

What this means 35 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 150 public filings for Kurt Dudas and found 9 differences, 6 worth asking the sponsor about: 4 offerings reported less sold on a later filing than an earlier one; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Kurt Dudas has not run yet — it is joining a line of 59,713 names; searches run around the clock at the hosts' allowed rate. Searched so far: 679 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

31 cases: 17 closed (disposition not in docket feed), 12 dismissed, 2 judgment

Dudas v. Spinnaker Resorts, Inc. closed
District Court, S.D. Ohio · No. 2:20-cv-06008 · Filed Nov 20, 2020 · Closed May 9, 2023 · Nature of suit: 485 Telephone Consumer Protection Act (TCPA) · Cause: 47:227 Restrictions of Use of Telephone Equipment
Role of Dudas: Plaintiff · Outcome: Terminated 2023-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in OH (not a filing state)
BIOGEN IDEC MA INC. v. DUDAS closed
District Court, District of Columbia · No. 1:09-cv-00539 · Filed Mar 20, 2009 · Closed Jul 6, 2010 · Nature of suit: 890 Other statutory actions
Role of DUDAS: Defendant · Outcome: Terminated 2010-07-06 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in DC (not a filing state)
GERON CORP v. DUDAS dismissed
District Court, District of Columbia · No. 1:09-cv-00487 · Filed Mar 13, 2009 · Closed May 1, 2012 · Nature of suit: 890 Other statutory actions
Role of DUDAS: Defendant · Outcome: Terminated 2012-05-01 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in DC (not a filing state)
GENERAL HOSPITAL CORPORATION v. DUDAS dismissed
District Court, District of Columbia · No. 1:09-cv-00109 · Filed Jan 16, 2009 · Closed Apr 6, 2010 · Nature of suit: 890 Other Statutory Actions · Cause: 05:0706 Judicial Review of Agency Actions
Role of DUDAS: Defendant · Outcome: Terminated 2010-04-06 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in DC (not a filing state)
SYNTONIX PHARMACEUTICALS, INC. v. DUDAS closed
District Court, District of Columbia · No. 1:09-cv-00112 · Filed Jan 16, 2009 · Closed May 10, 2010 · Nature of suit: 890 Other statutory actions
Role of DUDAS: Defendant · Outcome: Terminated 2010-05-10 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in DC (not a filing state)
BAYER BIOSCIENCE GMBH v. DUDAS closed
District Court, District of Columbia · No. 1:09-cv-00113 · Filed Jan 15, 2009 · Closed Mar 18, 2010 · Nature of suit: 890 Other statutory actions
Role of DUDAS: Defendant · Outcome: Terminated 2010-03-18 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in DC (not a filing state)
ALEXION PHARMACEUTICALS, INC. v. DUDAS closed
District Court, District of Columbia · No. 1:08-cv-02225 · Filed Dec 23, 2008 · Closed Apr 16, 2010 · Nature of suit: 890 Other Statutory Actions · Cause: 05:702 Administrative Procedure Act
Role of DUDAS: Defendant · Outcome: Terminated 2010-04-16 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in DC (not a filing state)
MEDAREX, INC. v. DUDAS closed
District Court, District of Columbia · No. 1:08-cv-02174 · Filed Dec 12, 2008 · Closed Feb 20, 2009 · Nature of suit: 890 Other Statutory Actions · Cause: 10:1006 Review of Agency Decision
Role of DUDAS: Defendant · Outcome: Terminated 2009-02-20 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in DC (not a filing state)
BIOGEN IDEC INC. v. DUDAS closed
District Court, District of Columbia · No. 1:08-cv-02061 · Filed Dec 1, 2008 · Closed Mar 24, 2010 · Nature of suit: 890 Other statutory actions
Role of DUDAS: Defendant · Outcome: Terminated 2010-03-24 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in DC (not a filing state)
SOLVAY PHARMACEUTICALS GmbH v. DUDAS closed
District Court, District of Columbia · No. 1:08-cv-02053 · Filed Nov 28, 2008 · Closed Apr 1, 2010 · Nature of suit: 890 Other statutory actions
Role of DUDAS: Defendant · Outcome: Terminated 2010-04-01 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in DC (not a filing state)
Odyssey Logistics and Technology Corporation v. Dudas dismissed
District Court, E.D. Virginia · No. 1:08-cv-01241 · Filed Nov 26, 2008 · Closed Apr 8, 2011 · Nature of suit: 890 Other statutory actions
Role of Dudas: Defendant · Outcome: Terminated 2011-04-08 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in VA (not a filing state)
Blackboard Inc. v. Dudas dismissed
District Court, E.D. Virginia · No. 1:08-cv-01216 · Filed Nov 21, 2008 · Closed Dec 24, 2008 · Nature of suit: 890 Other statutory actions
Role of Dudas: Defendant · Outcome: Terminated 2008-12-24 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in VA (not a filing state)
IRONWOOD PHARMACEUTICALS, INC. v. DUDAS closed
District Court, District of Columbia · No. 1:08-cv-01932 · Filed Nov 7, 2008 · Closed Feb 18, 2010 · Nature of suit: 890 Other Statutory Actions · Cause: 05:0706 Judicial Review of Agency Actions
Role of DUDAS: Defendant · Outcome: Terminated 2010-02-18 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in DC (not a filing state)
NTP, Inc. v. Dudas dismissed
District Court, E.D. Virginia · No. 3:08-cv-00655 · Filed Oct 10, 2008 · Closed Jun 29, 2009 · Nature of suit: 890 Other statutory actions
Role of Dudas: Defendant · Outcome: Terminated 2009-06-29 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in VA (not a filing state)
NTP, Inc. v. Dudas dismissed
District Court, E.D. Virginia · No. 3:08-cv-00438 · Filed Jul 11, 2008 · Closed Sep 9, 2008 · Nature of suit: 890 Other statutory actions
Role of Dudas: Defendant · Outcome: Terminated 2008-09-09 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in VA (not a filing state)
Arizona Lacrosse, LLC v. Dudas dismissed
District Court, D. Arizona · No. 2:08-cv-01006 · Filed May 30, 2008 · Closed Jan 7, 2009 · Nature of suit: 890 Other statutory actions
Role of Dudas: Defendant · Outcome: Terminated 2009-01-07 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in AZ (not a filing state)
Hi/fn, Inc. v. Dudas judgment
District Court, N.D. California · No. 3:07-cv-06430 · Filed Dec 20, 2007 · Closed Jan 26, 2009 · Nature of suit: Other Statutory Actions · Cause: 28:1331 Fed. Question
Role of Dudas: Defendant · Outcome: Terminated 2009-01-26 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in CA (not a filing state)
Michilin Prosperity Co., Ltd v. Dudas dismissed
District Court, E.D. Virginia · No. 1:07-cv-00983 · Filed Oct 2, 2007 · Closed Feb 8, 2008 · Nature of suit: 890 Other statutory actions
Role of Dudas: Defendant · Outcome: Terminated 2008-02-08 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in VA (not a filing state)
Taser International, Inc. v. Dudas closed
District Court, E.D. Virginia · No. 1:07-cv-00607 · Filed Jun 21, 2007 · Closed Sep 21, 2007 · Nature of suit: 890 Other statutory actions
Role of Dudas: Defendant · Outcome: Terminated 2007-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in VA (not a filing state)
Somerset Pharmaceuticals Inc. v. Dudas dismissed
District Court, D. Delaware · No. 1:07-cv-00279 · Filed May 22, 2007 · Closed Aug 17, 2007 · Nature of suit: 890 Other statutory actions
Role of Dudas: Defendant · Outcome: Terminated 2007-08-17 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in the person's filing state (DE)
Cooper Technologies Company v. Dudas dismissed
District Court, E.D. Virginia · No. 1:07-cv-00451 · Filed May 4, 2007 · Closed Jun 29, 2007 · Nature of suit: 890 Other statutory actions
Role of Dudas: Defendant · Outcome: Terminated 2007-06-29 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in VA (not a filing state)
Squaw Valley Development Company v. Dudas closed
District Court, E.D. Virginia · No. 1:06-cv-01365 · Filed Dec 6, 2006 · Closed Feb 22, 2007 · Nature of suit: 890 Other statutory actions
Role of Dudas: Defendant · Outcome: Terminated 2007-02-22 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in VA (not a filing state)
MICHILIN PROSPERITY CO., LTD. v. DUDAS closed
District Court, District of Columbia · No. 1:06-cv-01471 · Filed Aug 21, 2006 · Closed Jul 31, 2007 · Nature of suit: Other Statutory Actions · Cause: 05:702 Administrative Procedure Act
Role of DUDAS: Defendant · Outcome: Terminated 2007-07-31 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in DC (not a filing state)
FULLERENE INTERNATIONAL CORPORATION v. DUDAS closed
District Court, District of Columbia · No. 1:06-cv-01451 · Filed Aug 18, 2006 · Closed Jan 29, 2007 · Nature of suit: 890 Other statutory actions
Role of DUDAS: Defendant · Outcome: Terminated 2007-01-29 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in DC (not a filing state)
SQUAW VALLEY DEVELOPMENT COMPANY v. DUDAS closed
District Court, District of Columbia · No. 1:06-cv-01301 · Filed Jul 21, 2006 · Closed Sep 20, 2006 · Nature of suit: 890 Other statutory actions
Role of DUDAS: Defendant · Outcome: Terminated 2006-09-20 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in DC (not a filing state)
Ariad Pharmaceuticals, Inc. v. Dudas dismissed
District Court, E.D. Virginia · No. 1:06-cv-00679 · Filed Jun 9, 2006 · Closed Oct 3, 2006 · Nature of suit: 890 Other statutory actions
Role of Dudas: Defendant · Outcome: Terminated 2006-10-03 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in VA (not a filing state)
The Last Best Beef, LLC v. Dudas dismissed
District Court, E.D. Virginia · No. 1:06-cv-00399 · Filed Apr 10, 2006 · Closed Feb 6, 2008 · Nature of suit: 890 Other statutory actions
Role of Dudas: Defendant · Outcome: Terminated 2008-02-06 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in VA (not a filing state)
GoSMILE, Inc. v. Dudas closed
District Court, E.D. Virginia · No. 1:06-cv-00291 · Filed Mar 17, 2006 · Closed May 26, 2006 · Nature of suit: 890 Other statutory actions
Role of Dudas: Defendant · Outcome: Terminated 2006-05-26 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in VA (not a filing state)
THE LAST BEST BEEF, LLC v. DUDAS closed
District Court, District of Columbia · No. 1:06-cv-00307 · Filed Feb 22, 2006 · Closed Mar 27, 2006 · Nature of suit: 890 Other statutory actions
Role of DUDAS: Defendant · Outcome: Terminated 2006-03-27 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in DC (not a filing state)
Sony Computer Entertainment America Inc. v. Dudas judgment
District Court, E.D. Virginia · No. 1:05-cv-01447 · Filed Dec 13, 2005 · Closed May 22, 2006 · Nature of suit: Other Statutory Actions · Cause: 05:0706 Judicial Review of Agency Action
Role of Dudas: Defendant · Outcome: Terminated 2006-05-22 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in VA (not a filing state)
DIETERICH STANDARD INC v. DUDAS closed
District Court, District of Columbia · No. 1:05-cv-02296 · Filed Nov 28, 2005 · Closed Jul 19, 2006 · Nature of suit: 890 Other statutory actions
Role of DUDAS: Defendant · Outcome: Terminated 2006-07-19 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in DC (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:35 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

George H. Holley, Steven V. Dudas, and Phairot Iamnaita Litigation release
SEC · Jan 14, 2011 · Parties as named in the release: George H. Holley, Steven V. Dudas, and Phairot Iamnaita Read the release ↗
same rare surname (4 people in Form D filings); different first name (steven)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Kurt Dudas..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Dudas v. Bank of America closed
United States Bankruptcy Court, N.D. Ohio · No. 13-05065 · Filed May 29, 2013 · Closed Sep 19, 2013
Role of Dudas: Plaintiff · Outcome: Case closed 2013-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in OH (not a filing state)
Michael A. Dudas and Christine M. Dudas closed
United States Bankruptcy Court, W.D. New York · No. 1-07-00264 · Filed Jan 22, 2007 · Closed May 15, 2007
Role of Michael A. Dudas and Christine M. Dudas: Debtor · Outcome: Case closed 2007-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); different first name (michael); court in the person's filing state (NY)
Schuykill Trading Co Ltd., dba Schuykill Trading C v. Dudas closed
United States Bankruptcy Court, N.D. Ohio · No. 03-01297 · Filed Aug 15, 2003 · Closed Jun 24, 2004
Role of Dudas: Defendant · Outcome: Case closed 2004-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 67 federal dockets); surname only in the caption; court in OH (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:35 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Kurt Dudas — 6 worth asking about (compared the newest 50 of 150 filings on Oct 24, 2026; older filings not covered)

Note · Sep 9, 2002 – Apr 24, 2008

Bankruptcy case: Lodgian, Inc. v. Ehrenkranz & Ehrenkranz LLP — filed Sep 9, 2002

United States Bankruptcy Court, S.D. New York docket "Lodgian, Inc. v. Ehrenkranz & Ehrenkranz LLP" filed Sep 9, 2002, closed Apr 24, 2008. Joel S Ehrenkranz (listed on the same filings) is listed as Defendant ("Ehrenkranz & Ehrenkranz LLP"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Mar 28, 2022 – Mar 21, 2025

4 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — EP TFF L.P. · Amount sold went down between filings — EP DFF L.P. · Amount sold went down between filings — EP DFF L.P. · Amount sold went down between filings — EP Blockchain Technology Fund Ep Acq.

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Sources
Worth asking · May 31, 2022 – May 15, 2023

Investor count went down between filings — EP Absolute Return Strategies L.P.

The May 31, 2022 filing reports 612 investors; the May 15, 2023 Form D/A reports 565 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Mar 28, 2022 – Mar 27, 2023

Investor count went down between filings — EP Blockchain Technology Fund Ep Acq.

The Mar 28, 2022 filing reports 93 investors; the Mar 27, 2023 Form D/A reports 91 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Feb 25, 2022 – Feb 27, 2023

Investor count went down between filings — EP TFF L.P.

The Feb 25, 2022 filing reports 19 investors; the Feb 27, 2023 Form D/A reports 5 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Mar 19, 2021 – Feb 25, 2022

Form D filed 343 days after the first sale — EP TFF L.P.

The filing says the first sale was Mar 19, 2021. The Form D was filed Feb 25, 2022 — 343 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 328 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Note · Jul 31, 2022 – Sep 1, 2022

Form D filed 32 days after the first sale — EP Acquisition Fund L.P.

The filing says the first sale was Jul 31, 2022. The Form D was filed Sep 1, 2022 — 32 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 17 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jan 30, 2019 – Apr 7, 2023

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — EP Blockchain Technology Fund Two - EP Acq. (latest filing Apr 7, 2023) · No amendment in the last 12 months on an offering that may still be open — EP Blockchain Technology Fund Ep Acq. (latest filing Mar 27, 2023) · No amendment in the last 12 months on an offering that may still be open — EP Acquisition Fund L.P. (latest filing Jan 26, 2023) · No amendment in the last 12 months on an offering that may still be open — EP AHF L.P. (latest filing Jan 28, 2022) · No amendment in the last 12 months on an offering that may still be open — EP AHF L.P. (latest filing Jan 28, 2022) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Sep 2, 2021 – Mar 21, 2025

17 people are no longer listed on a later amendment

Kurt Dudas is no longer listed on the Mar 21, 2025 amendment — EP TFF L.P. · Kurt Dudas is no longer listed on the Feb 14, 2025 amendment — EP TFF L.P. · Kurt Dudas is no longer listed on the Nov 26, 2024 amendment — EP DFF L.P. · Kurt Dudas is no longer listed on the Oct 9, 2024 amendment — EP SCF L.P. · Kurt Dudas is no longer listed on the Aug 29, 2024 amendment — EP CSF LP · and 12 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 150 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

1 of 45 offerings reports sales commissions totalling $21,200,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 26, 2024 D/A
EP TFF L.P.
File 021-382237
$0$0$0None listed on this filingEDGAR ↗
Feb 22, 2024 D/A
EP TFF L.P.
File 021-434982
$21,200,000$0$0None listed on this filingEDGAR ↗
Dec 8, 2023 D/A
EP DFF L.P.
File 021-385164
$0$0$0None listed on this filingEDGAR ↗
Oct 10, 2023 D/A
EP SCF L.P.
File 021-378927
$0$0$0None listed on this filingEDGAR ↗
Sep 1, 2023 D/A
EP CSF LP
File 021-348384
$0$0$0None listed on this filingEDGAR ↗
May 25, 2023 D/A
PSF Partners Two L.P.
File 021-403299
$0$0$0None listed on this filingEDGAR ↗
May 25, 2023 D/A
EP Real Estate Investment Fund 2024 L.P.
File 021-448402
$0$0$0None listed on this filingEDGAR ↗
May 25, 2023 D/A
EP AAF L.P.
File 021-448542
$0$0$0None listed on this filingEDGAR ↗
May 15, 2023 D/A
EP Hedged Equity Strategies L.P.
File 021-123638
$0$0$0None listed on this filingEDGAR ↗
May 15, 2023 D/A
EP Absolute Return Strategies L.P.
File 021-143213
$0$0$0None listed on this filingEDGAR ↗
May 15, 2023 D/A
EP Asia Equity Strategies L.P.
File 021-143214
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 15, 2023 D/A
EP CONCENTRATED EQUITY STRATEGIES L.P.
File 021-143216
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 15, 2023 D/A
EP Life Sciences L.P.
File 021-315695
$0$0$0None listed on this filingEDGAR ↗
Apr 28, 2023 D/A
EP Acquisition Fund L.P.
File 021-457726
$0$0$0None listed on this filingEDGAR ↗
Apr 7, 2023 D/A
EP Blockchain Technology Fund Two - EP Acq.
File 021-440980
$0$0$0None listed on this filingEDGAR ↗
Mar 27, 2023 D/A
EP Blockchain Technology Fund Ep Acq.
File 021-394542
$0$0$0None listed on this filingEDGAR ↗
Jan 26, 2023 D/A
EP Acquisition Fund L.P.
File 021-431838
$0$0$0None listed on this filingEDGAR ↗
Jan 26, 2023 D/A
EP Private Credit Strategies Two L.P.
File 021-432830
$0$0$0None listed on this filingEDGAR ↗
Jan 28, 2022 D
EP AHF L.P.
File 021-431229
$0$0$0None listed on this filingEDGAR ↗
Jan 28, 2022 D
EP AHF L.P.
File 021-431230
$0$0$0None listed on this filingEDGAR ↗
Jan 28, 2022 D
EP AHF L.P.
File 021-431232
$0$0$0None listed on this filingEDGAR ↗
Jan 18, 2022 D/A
EP Private Equity Strategies 2019
File 021-332067
$0$0$0None listed on this filingEDGAR ↗
Jan 5, 2022 D/A
EP MFF L.P.
File 021-385161
$0$0$0None listed on this filingEDGAR ↗
Jan 5, 2022 D/A
EP MFF L.P.
File 021-385162
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2021 D/A
EP TFF Ltd.
File 021-382236
$0$0$0None listed on this filingEDGAR ↗
Sep 2, 2021 D/A
EP CSF Ltd.
File 021-348383
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2021 D/A
EP Hedged Equity Strategies Ltd.
File 021-143209
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2021 D/A
EP Concentrated Equity Strategies Ltd
File 021-105360
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 11, 2021 D/A
EP Absolute Return Strategies Two Ltd.
File 021-143210
$0$0$0None listed on this filingEDGAR ↗
Jun 8, 2021 D/A
EP Life Sciences Ltd.
File 021-315691
$0$0$0None listed on this filingEDGAR ↗
Feb 3, 2021 D/A
EP Multifamily Real Estate Fund Ltd.
File 021-360261
$0$0$0None listed on this filingEDGAR ↗
Feb 3, 2021 D/A
EP Private Equity Strategies 2019 Ltd.
File 021-360262
$0$0$0None listed on this filingEDGAR ↗
Feb 3, 2021 D/A
Multifamily Real Estate Fund
File 021-360263
$0$0$0None listed on this filingEDGAR ↗
Oct 19, 2020 D/A
EP Private Credit Strategies L.P.
File 021-326347
$0$0$0None listed on this filingEDGAR ↗
Jul 21, 2020 D/A
EP Acquisition Fund L.P.
File 021-292945
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2020 D/A
EP Absolute Return Strategies Ltd.
File 021-143211
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2020 D/A
EP Private Credit Strategies Ltd.
File 021-333662
$0$0$0None listed on this filingEDGAR ↗
Oct 25, 2018 D/A
Institutional Distressed Opportunities Fund Ltd.
File 021-298927
$0$0$0None listed on this filingEDGAR ↗
Feb 28, 2018 D/A
Direct Lending Fund Three L.P.
File 021-278439
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2018 D
PSF Partners L.P.
File 021-303444
$0$0$0None listed on this filingEDGAR ↗
Jul 25, 2017 D/A
CRF Partners L.P.
File 021-267741
$0$0$0None listed on this filingEDGAR ↗
Feb 10, 2017 D
Institutional Direct Lending Fund Three Ltd.
File 021-280526
$0$0$0None listed on this filingEDGAR ↗
Sep 27, 2016 D/A
Energy Opportunity Fund L.P.
File 021-205471
$0$0$0None listed on this filingEDGAR ↗
Apr 29, 2016 D
GSO Credit Series - EP Acq.
File 021-262347
$0$0$0None listed on this filingEDGAR ↗
Oct 8, 2015 D/A
EP Acquisition Fund L.P.
File 021-226691
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 38

Every issuer that named Kurt Dudas on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP TFF L.P.

New York, NY · Dec 4, 2020 → Mar 26, 2024 · 8 filings
  • Mar 26, 2024 · D/A · $294,652,668 sold of Indefinite · 30 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner) EDGAR ↗
  • Feb 22, 2024 · D/A · $21,200,000 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner) EDGAR ↗
  • Mar 27, 2023 · D/A · $294,547,041 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner) EDGAR ↗
  • Feb 27, 2023 · D/A · $21,150,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner) EDGAR ↗
  • Mar 30, 2022 · D/A · $294,547,041 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner) EDGAR ↗
  • Feb 25, 2022 · D · $21,150,000 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner) EDGAR ↗
  • Dec 2, 2021 · D/A · $269,042,041 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner) EDGAR ↗
  • Dec 4, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner) EDGAR ↗

Raised $294.7M from 36 investors as of the latest filing. Kurt is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP DFF L.P.

New York, NY · Jan 5, 2021 → Dec 8, 2023 · 4 filings
  • Dec 8, 2023 · D/A · $160,987,016 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner) EDGAR ↗
  • Dec 16, 2022 · D/A · $230,406,735 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner) EDGAR ↗
  • Jan 5, 2022 · D/A · $230,406,735 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner) EDGAR ↗
  • Jan 5, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner) EDGAR ↗

Raised $230.4M from 20 investors as of the latest filing. Kurt is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP SCF L.P.

New York, NY · Oct 27, 2020 → Oct 10, 2023 · 4 filings
  • Oct 10, 2023 · D/A · $105,163,643 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Oct 6, 2022 · D/A · $103,450,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Oct 8, 2021 · D/A · $103,450,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Oct 27, 2020 · D · $25,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗

Raised $105.2M from 20 investors as of the latest filing. Kurt is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP CSF LP

New York, NY · Sep 10, 2019 → Sep 1, 2023 · 5 filings
  • Sep 1, 2023 · D/A · $196,424,406 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Sep 2, 2022 · D/A · $147,650,000 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Sep 2, 2021 · D/A · $130,550,000 sold of Indefinite · 13 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Sep 4, 2020 · D/A · $129,510,000 sold of Indefinite · 13 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Sep 10, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗

Raised $197.4M from 19 investors as of the latest filing. Kurt is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

PSF Partners Two L.P.

New York, NY · Jun 17, 2021 → May 25, 2023 · 3 filings
  • May 25, 2023 · D/A · $80,885,000 sold of Indefinite · 56 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jun 2, 2022 · D/A · $74,385,000 sold of Indefinite · 50 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jun 17, 2021 · D · $26,700,001 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗

Raised $80.9M from 56 investors as of the latest filing. Kurt is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP AAF L.P.

New York, NY · Jun 8, 2022 → May 25, 2023 · 2 filings
  • May 25, 2023 · D/A · $17,500,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jun 8, 2022 · D · $15,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗

Raised $25.5M from 4 investors as of the latest filing. Kurt is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP Real Estate Investment Fund 2024 L.P.

New York, NY · Jun 7, 2022 → May 25, 2023 · 2 filings
  • May 25, 2023 · D/A · $32,150,000 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jun 7, 2022 · D · $15,500,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗

Raised $98M from 47 investors as of the latest filing. Kurt is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP Asia Equity Strategies L.P.

New York, NY · Oct 30, 2015 → May 15, 2023 · 8 filings
  • May 15, 2023 · D/A · $394,785,026 sold of Indefinite · 215 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • May 31, 2022 · D/A · $251,144,026 sold of Indefinite · 212 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jun 16, 2021 · D/A · $226,743,795 sold of Indefinite · 205 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jun 17, 2020 · D/A · $203,553,795 sold of Indefinite · 171 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jul 12, 2018 · D/A · $190,346,295 sold of Indefinite · 159 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management L.P., the General Partner of the Issuer) EDGAR ↗
  • Sep 26, 2017 · D/A · $157,227,539 sold of Indefinite · 141 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management L.P., the General Partner of the Issuer) EDGAR ↗
  • Sep 27, 2016 · D/A · $143,827,539 sold of Indefinite · 125 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management L.P., the General Partner of the Issuer) EDGAR ↗
  • Oct 30, 2015 · D/A · $131,852,539 sold of Indefinite · 116 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management L.P., the General Partner of the Issuer) EDGAR ↗

Raised $444.5M from 303 investors as of the latest filing. Kurt is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP Absolute Return Strategies L.P.

New York, NY · Oct 30, 2015 → May 15, 2023 · 9 filings
  • May 15, 2023 · D/A · $2,938,155,237 sold of Indefinite · 565 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • May 31, 2022 · D/A · $1,853,899,113 sold of Indefinite · 612 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jun 11, 2021 · D/A · $1,633,527,580 sold of Indefinite · 590 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jun 17, 2020 · D/A · $1,418,817,535 sold of Indefinite · 537 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jun 17, 2020 · D/A · $1,418,817,535 sold of Indefinite · 537 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jul 12, 2018 · D/A · $1,258,123,631 sold of Indefinite · 491 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management L.P., the General Partner of the Issuer) EDGAR ↗
  • Sep 26, 2017 · D/A · $1,172,203,740 sold of Indefinite · 476 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management L.P., the General Partner of the Issuer) EDGAR ↗
  • Sep 27, 2016 · D/A · $1,066,866,782 sold of Indefinite · 417 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management L.P., the General Partner of the Issuer) EDGAR ↗
  • Oct 30, 2015 · D/A · $936,966,829 sold of Indefinite · 362 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management L.P., the General Partner of the Issuer) EDGAR ↗

Raised $3.54B from 618 investors as of the latest filing. Kurt is listed as executive officer on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP CONCENTRATED EQUITY STRATEGIES L.P.

New York, NY · Oct 30, 2015 → May 15, 2023 · 8 filings
  • May 15, 2023 · D/A · $262,127,911 sold of Indefinite · 117 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • May 31, 2022 · D/A · $174,806,192 sold of Indefinite · 106 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jun 16, 2021 · D/A · $173,086,192 sold of Indefinite · 105 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jun 17, 2020 · D/A · $154,082,620 sold of Indefinite · 104 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jul 12, 2018 · D/A · $139,472,620 sold of Indefinite · 99 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management L.P., the General Partner of the Issuer) EDGAR ↗
  • Sep 26, 2017 · D/A · $136,626,160 sold of Indefinite · 97 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management L.P., the General Partner of the Issuer) EDGAR ↗
  • Sep 27, 2016 · D/A · $134,166,442 sold of Indefinite · 88 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management L.P., the General Partner of the Issuer) EDGAR ↗
  • Oct 30, 2015 · D/A · $133,766,442 sold of Indefinite · 86 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management L.P., the General Partner of the Issuer) EDGAR ↗

Raised $280.2M from 175 investors as of the latest filing. Kurt is listed as executive officer on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP Hedged Equity Strategies L.P.

New York, NY · Oct 30, 2015 → May 15, 2023 · 7 filings
  • May 15, 2023 · D/A · $2,484,711,590 sold of Indefinite · 559 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management, the General Partner of the Issuer) EDGAR ↗
  • May 31, 2022 · D/A · $1,174,352,720 sold of Indefinite · 530 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management, the General Partner of the Issuer) EDGAR ↗
  • Jun 16, 2021 · D/A · $1,159,837,489 sold of Indefinite · 527 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management, the General Partner of the Issuer) EDGAR ↗
  • Jul 12, 2018 · D/A · $1,109,034,242 sold of Indefinite · 477 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management, the General Partner of the Issuer) EDGAR ↗
  • Sep 26, 2017 · D/A · $981,174,647 sold of Indefinite · 455 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management, the General Partner of the Issuer) EDGAR ↗
  • Sep 27, 2016 · D/A · $900,908,515 sold of Indefinite · 398 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management, the General Partner of the Issuer) EDGAR ↗
  • Oct 30, 2015 · D/A · $773,651,193 sold of Indefinite · 358 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management, the General Partner of the Issuer) EDGAR ↗

Raised $2.53B from 584 investors as of the latest filing. Kurt is listed as executive officer on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP Life Sciences L.P.

New York, NY · Jun 28, 2018 → May 15, 2023 · 6 filings
  • May 15, 2023 · D/A · $418,696,509 sold of Indefinite · 205 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • May 31, 2022 · D/A · $228,784,669 sold of Indefinite · 149 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jun 8, 2021 · D/A · $176,805,781 sold of Indefinite · 127 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jun 8, 2020 · D/A · $108,402,391 sold of Indefinite · 106 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jun 17, 2019 · D/A · $130,145,182 sold of Indefinite · 88 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jun 28, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗

Raised $507.8M from 223 investors as of the latest filing. Kurt is listed as executive officer on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP Acquisition Fund L.P.

New York, NY · Oct 8, 2015 → Apr 28, 2023 · 9 filings
  • Apr 28, 2023 · D/A · $165,792,500 sold of Indefinite · 90 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jan 26, 2023 · D/A · $132,348,000 sold of Indefinite · 52 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Sep 1, 2022 · D · $17,000,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Feb 2, 2022 · D · $21,100,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jul 21, 2020 · D/A · $159,725,286 sold of Indefinite · 68 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jul 22, 2019 · D/A · $158,975,286 sold of Indefinite · 67 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Aug 6, 2018 · D/A · $155,050,000 sold of Indefinite · 58 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Aug 16, 2017 · D · $36,600,000 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Oct 8, 2015 · D/A · $6,417,500 sold of Indefinite · 72 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗

Raised $200.5M from 111 investors as of the latest filing. Kurt is listed as executive officer on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP Blockchain Technology Fund Two - EP Acq.

New York, NY · Apr 8, 2022 → Apr 7, 2023 · 2 filings
  • Apr 7, 2023 · D/A · $34,350,000 sold of Indefinite · 43 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Apr 8, 2022 · D · $24,750,000 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗

Raised $34.4M from 43 investors as of the latest filing. Kurt is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP Blockchain Technology Fund Ep Acq.

New York, DE · Apr 2, 2021 → Mar 27, 2023 · 3 filings
  • Mar 27, 2023 · D/A · $40,285,000 sold of Indefinite · 91 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Mar 28, 2022 · D/A · $42,765,000 sold of Indefinite · 93 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Apr 2, 2021 · D · $1,565,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗

Raised $42.8M from 93 investors as of the latest filing. Kurt is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP Private Credit Strategies Two L.P.

New York, NY · Feb 9, 2022 → Jan 26, 2023 · 2 filings
  • Jan 26, 2023 · D/A · $156,550,000 sold of Indefinite · 69 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Feb 9, 2022 · D · $96,350,000 sold of Indefinite · 37 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗

Raised $156.6M from 71 investors as of the latest filing. Kurt is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP AHF L.P.

New York, NY · Jan 28, 2022 → Jan 28, 2022 · 3 filings
  • Jan 28, 2022 · D · $20,010,250 sold of Indefinite · 52 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jan 28, 2022 · D · $40,105,650 sold of Indefinite · 52 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jan 28, 2022 · D · $25,034,100 sold of Indefinite · 52 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗

Raised $40.1M from 52 investors as of the latest filing. Kurt is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP Private Equity Strategies 2019

New York, NY · Feb 4, 2019 → Jan 18, 2022 · 4 filings
  • Jan 18, 2022 · D/A · $128,665,494 sold of Indefinite · 64 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jan 21, 2021 · D/A · $126,299,438 sold of Indefinite · 60 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Jan 29, 2020 · D/A · $92,875,000 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Feb 4, 2019 · D · $2,300,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗

Raised $128.7M from 64 investors as of the latest filing. Kurt is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP MFF L.P.

New York, NY · Jan 5, 2021 → Jan 5, 2022 · 4 filings
  • Jan 5, 2022 · D/A · $75,301,302 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner) EDGAR ↗
  • Jan 5, 2022 · D/A · $215,073,672 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner) EDGAR ↗
  • Jan 5, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner) EDGAR ↗
  • Jan 5, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner) EDGAR ↗

Raised $215.1M from 15 investors as of the latest filing. Kurt is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP TFF Ltd.

New York, NY · Dec 4, 2020 → Dec 2, 2021 · 2 filings
  • Dec 2, 2021 · D/A · $7,590,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 4, 2020 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $9.59M from 4 investors as of the latest filing. Kurt is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP CSF Ltd.

New York, NY · Sep 10, 2019 → Sep 2, 2021 · 4 filings
  • Sep 2, 2021 · D/A · $1,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 27, 2020 · D/A · $1,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 4, 2020 · D/A · $1,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 10, 2019 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $16.3M from 3 investors as of the latest filing. Kurt is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP Concentrated Equity Strategies Ltd

New York, NY · Sep 26, 2017 → Jun 16, 2021 · 4 filings
  • Jun 16, 2021 · D/A · $113,299,898 sold of Indefinite · 61 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 18, 2020 · D/A · $112,189,116 sold of Indefinite · 60 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 12, 2018 · D/A · $112,189,116 sold of Indefinite · 60 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 26, 2017 · D/A · $109,294,888 sold of Indefinite · 59 investors · min. $100,000 · role: Director EDGAR ↗

Raised $119.9M from 61 investors as of the latest filing. Kurt is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP Hedged Equity Strategies Ltd.

New York, NY · Oct 30, 2015 → Jun 16, 2021 · 6 filings
  • Jun 16, 2021 · D/A · $112,109,467 sold of Indefinite · 55 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 17, 2020 · D/A · $103,049,211 sold of Indefinite · 51 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2018 · D/A · $70,352,337 sold of Indefinite · 45 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 26, 2017 · D/A · $47,554,342 sold of Indefinite · 41 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 27, 2016 · D/A · $40,804,342 sold of Indefinite · 39 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 30, 2015 · D/A · $37,765,169 sold of Indefinite · 35 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $398M from 134 investors as of the latest filing. Kurt is listed as director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP Absolute Return Strategies Two Ltd.

New York, NY · Oct 30, 2015 → Jun 11, 2021 · 6 filings
  • Jun 11, 2021 · D/A · $509,722,274 sold of Indefinite · 81 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 17, 2020 · D/A · $364,712,016 sold of Indefinite · 44 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2018 · D/A · $363,047,016 sold of Indefinite · 42 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 26, 2017 · D/A · $355,297,648 sold of Indefinite · 40 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 27, 2016 · D/A · $37,430,654 sold of Indefinite · 35 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 30, 2015 · D/A · $33,732,067 sold of Indefinite · 31 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $519.7M from 151 investors as of the latest filing. Kurt is listed as director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP Life Sciences Ltd.

New York, NY · Jun 28, 2018 → Jun 8, 2021 · 4 filings
  • Jun 8, 2021 · D/A · $44,554,099 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 8, 2020 · D/A · $31,310,415 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 17, 2019 · D/A · $29,101,248 sold of Indefinite · 16 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 28, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $52.8M from 26 investors as of the latest filing. Kurt is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

Multifamily Real Estate Fund

New York, NY · Feb 11, 2020 → Feb 3, 2021 · 2 filings
  • Feb 3, 2021 · D/A · $41,750,000 sold of Indefinite · 39 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Feb 11, 2020 · D · $36,150,000 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗

Raised $41.8M from 39 investors as of the latest filing. Kurt is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP Multifamily Real Estate Fund Ltd.

New York, NY · Feb 11, 2020 → Feb 3, 2021 · 2 filings
  • Feb 3, 2021 · D/A · $5,250,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 11, 2020 · D · $4,250,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $5.25M from 3 investors as of the latest filing. Kurt is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP Private Equity Strategies 2019 Ltd.

New York, NY · Feb 11, 2020 → Feb 3, 2021 · 2 filings
  • Feb 3, 2021 · D/A · $24,250,000 sold of Indefinite · 9 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 11, 2020 · D · $21,250,000 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗

Raised $24.3M from 9 investors as of the latest filing. Kurt is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP Private Credit Strategies L.P.

New York, NY · Nov 21, 2018 → Oct 19, 2020 · 3 filings
  • Oct 19, 2020 · D/A · $139,897,322 sold of Indefinite · 70 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management, the General Partner of the Issuer) EDGAR ↗
  • Nov 6, 2019 · D/A · $128,700,000 sold of Indefinite · 64 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management, the General Partner of the Issuer) EDGAR ↗
  • Nov 21, 2018 · D · $32,950,000 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management, the General Partner of the Issuer) EDGAR ↗

Raised $139.9M from 70 investors as of the latest filing. Kurt is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP Private Credit Strategies Ltd.

New York, NY · Feb 27, 2019 → Jun 17, 2020 · 3 filings
  • Jun 17, 2020 · D/A · $28,750,000 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 6, 2020 · D/A · $21,250,000 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 27, 2019 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $28.8M from 8 investors as of the latest filing. Kurt is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

EP Absolute Return Strategies Ltd.

New York, NY · Oct 30, 2015 → Jun 17, 2020 · 5 filings
  • Jun 17, 2020 · D/A · $148,155,669 sold of Indefinite · 43 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 12, 2018 · D/A · $79,726,693 sold of Indefinite · 38 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 26, 2017 · D/A · $61,332,307 sold of Indefinite · 37 investors · min. $100,000 · role: Director EDGAR ↗
  • Sep 27, 2016 · D/A · $57,607,307 sold of Indefinite · 33 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 30, 2015 · D/A · $53,568,134 sold of Indefinite · 27 investors · min. $100,000 · role: Director EDGAR ↗

Raised $148.2M from 43 investors as of the latest filing. Kurt is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

Institutional Distressed Opportunities Fund Ltd.

New York, NY · Nov 16, 2017 → Oct 25, 2018 · 2 filings
  • Oct 25, 2018 · D/A · $15,000,000 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 16, 2017 · D · $6,000,000 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗

Raised $15M from 8 investors as of the latest filing. Kurt is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

Direct Lending Fund Three L.P.

New York, NY · Jan 13, 2017 → Feb 28, 2018 · 5 filings
  • Feb 28, 2018 · D/A · $165,175,000 sold of Indefinite · 103 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management L.P., the General Partner of the Issuer) EDGAR ↗
  • Mar 1, 2017 · D/A · $127,650,000 sold of Indefinite · 54 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management L.P., the General Partner of the Issuer) EDGAR ↗
  • Feb 16, 2017 · D/A · $132,650,000 sold of Indefinite · 54 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management L.P., the General Partner of the Issuer) EDGAR ↗
  • Feb 10, 2017 · D/A · $113,650,000 sold of Indefinite · 54 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management L.P., the General Partner of the Issuer) EDGAR ↗
  • Jan 13, 2017 · D · $114,150,000 sold of Indefinite · 55 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management L.P., the General Partner of the Issuer) EDGAR ↗

Raised $165.2M from 103 investors as of the latest filing. Kurt is listed as executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

PSF Partners L.P.

New York, NY · Jan 17, 2018
  • Jan 17, 2018 · D · $48,660,000 sold of Indefinite · 44 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗

Raised $48.7M from 44 investors as of the latest filing. Kurt is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

CRF Partners L.P.

New York, NY · Jul 26, 2016 → Jul 25, 2017 · 2 filings
  • Jul 25, 2017 · D/A · $24,900,000 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management L.P., the General Partner of the Issuer) EDGAR ↗
  • Jul 26, 2016 · D · $23,900,000 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of E Capital Management L.P., the General Partner of the Issuer) EDGAR ↗

Raised $24.9M from 19 investors as of the latest filing. Kurt is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

Institutional Direct Lending Fund Three Ltd.

New York, NY · Feb 10, 2017
  • Feb 10, 2017 · D · $11,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $11.5M from 5 investors as of the latest filing. Kurt is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

Energy Opportunity Fund L.P.

New York, NY · Oct 8, 2015 → Sep 27, 2016 · 2 filings
  • Sep 27, 2016 · D/A · $77,615,000 sold of Indefinite · 61 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗
  • Oct 8, 2015 · D/A · $77,615,000 sold of Indefinite · 61 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of the General Partner.) EDGAR ↗

Raised $77.6M from 61 investors as of the latest filing. Kurt is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Group linked by Patrick JC Shaw

GSO Credit Series - EP Acq.

New York, NY · Apr 29, 2016
  • Apr 29, 2016 · D · $62,675,000 sold of Indefinite · 39 investors · min. No minimum reported · role: Executive Officer (Investment Committee Member of the General Partner of EP Acquisition Fund LP) EDGAR ↗

Raised $62.7M from 39 investors as of the latest filing. Kurt is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Kurt 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick JC Shaw

Executive Officer, Director · 135 shared filings (34 issuers) · also on 7 other issuers

Patrick JC Shaw is on 41 issuers in total — a repeat sponsor. Their page lists every one.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

Joel S Ehrenkranz

Executive Officer · 109 shared filings (26 issuers) · also on 10 other issuers

Joel S Ehrenkranz is on 36 issuers in total — a repeat sponsor. Their page lists every one.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

John Ehrenkranz

Executive Officer · 109 shared filings (26 issuers) · also on 8 other issuers

John Ehrenkranz is on 34 issuers in total — a repeat sponsor. Their page lists every one.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

Sanford B Ehrenkranz

Executive Officer · 107 shared filings (25 issuers) · also on 12 other issuers

Sanford B Ehrenkranz is on 37 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Sommers

Executive Officer · 94 shared filings (26 issuers) · also on 11 other issuers

Andrew Sommers is on 37 issuers in total — a repeat sponsor. Their page lists every one.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Ralph Woodford

Director · 41 shared filings (12 issuers) · also on 152 other issuers

Ralph Woodford is on 164 issuers in total — a repeat sponsor. Their page lists every one.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Link

Director · 41 shared filings (12 issuers) · also on 56 other issuers

Gregory Link is on 68 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Steven W Davidson

Director · 37 shared filings (11 issuers) · also on 6 other issuers

Steven W Davidson is on 17 issuers in total — a repeat sponsor. Their page lists every one.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Kabir Kapoor

Director, Executive Officer · 23 shared filings (11 issuers) · also on 18 other issuers

Kabir Kapoor is on 29 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Steven W Davdson

Director · 4 shared filings (1 issuer)

Listed on the same filings as Kurt Dudas. Their page shows their other deals.

The team behind the deals

Sponsor group

Group linked by Patrick JC Shaw

46 issuers · 286 filings · $10.35B reported sold · 2009–2026

One team, 46 deal companies. Kurt Dudas is listed on 38 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Kurt Dudas.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 38 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 5 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Kurt Dudas by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 38 issuers this person is listed on — 1 issuer has property records: EP Asia Equity Strategies L.P. (5).

Public profiles and social

Websites and social links of the issuers Kurt Dudas is listed on: none on file. No website or social profile named in EP Absolute Return Strategies L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #26,949 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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