Kimball Eldon Hodges is listed as an executive officer and director on 9 SEC Form D filings by 7 issuers between Jul 2009 and Jan 2023. Largest by amount reported sold: WEM Uintah II, LLC (Provo, UT — oil and gas — 2020–2021; $84.6M reported sold to 81 investors), WEM Uintah IV, LLC (Provo, UT — oil and gas — 2023; $34.2M reported sold to 47 investors), Skyline Exploration LLC (Orem, UT — oil and gas — 2009; $2M reported sold to 20 investors), Rockies Standard Oil Company, LLC (Orem, UT — oil and gas — 2010; $1.5M reported sold to 12 investors), WEM Uintah, LLC (Provo, UT — oil and gas — 2018–2020; $1.4M reported sold to 9 investors) and 2 more (all listed below).
What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer and director, over about 14 years. Across those companies the filings report $124.4M sold in total.
3 of the issuers belong to the sponsor group Wem Uintah (3 issuers, $120.2M reported sold, 2018–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Wem Uintah has 3 companies on file and $120.2M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 9 public filings for Kimball Eldon Hodges and found 10 differences, 4 worth asking the sponsor about: 39% of the money raised went to insiders; 40% of the money raised went to insiders; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.