PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:25 AM ET

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No photo found yet (own website and image search run after this page is viewed)

Kim Bertolini

Named as an officer, director or promoter on SEC Form D filings · CO · Jan 24, 2024 → Jan 24, 2024

2deals (issuers)
$375Kreported sold
250investors
2Form D filings
2024year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:56 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Kim Bertolini is listed as an executive officer on 2 SEC Form D filings by 2 issuers in Jan 2024: Prologis Fund I REIT LLC (Denver, CO — reits and finance — 2024; $250K reported sold to 125 investors) and Saber Zions Road Holdings LLC (Denver, CO — reits and finance — 2024; $125K reported sold to 125 investors).

What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $375K sold in total.

Listed alongside Barton Carter II (2 shared filings), Brian T. McLean (2 shared filings), Caroline Cotter (2 shared filings), Edward S. Nekritz (2 shared filings), Holly Doering (2 shared filings) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Kim. Each name links to their own page.

All 2 issuers belong to the sponsor group Prologis Uslv (16 issuers, $28.69B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Prologis Uslv has 16 companies on file and $28.69B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 12 court cases matching the name, 8 bankruptcy cases matching the name listed in Key records below.

What this means 20 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Community search for Kim Bertolini has not run yet — it is joining a line of 32,880 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

12 cases: 3 closed (disposition not in docket feed), 6 dismissed, 1 open, 2 judgment

G & G Closed Circuit Events LLC v. Bertolini closed
District Court, S.D. New York · No. 1:21-cv-07351 · Filed Sep 1, 2021 · Closed Mar 30, 2023 · Nature of suit: Cable/Satellite TV · Cause: 47:605 Unlawful Reception Broadcast Signal i.e., Satellite - Theft of Satellite Communications
Role of Bertolini: Defendant · Outcome: Terminated 2023-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 33 federal dockets); surname only in the caption; court in NY (not a filing state)
Firebaugh v. A&R Bertolini Farms, Inc. dismissed
District Court, E.D. California · No. 2:17-cv-01986 · Filed Sep 25, 2017 · Closed Nov 27, 2017 · Nature of suit: 150 Overpayments & enforcement of judgments
Role of A&R Bertolini Farms, Inc.: Defendant · Outcome: Terminated 2017-11-27 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 33 federal dockets); surname only in the caption; court in CA (not a filing state)
BERTOLINI v. ELI LILLY AND COMPANY dismissed
District Court, E.D. Pennsylvania · No. 2:11-cv-03446 · Filed May 27, 2011 · Closed Nov 17, 2011 · Nature of suit: 190 Other contract actions
Role of BERTOLINI: Plaintiff · Outcome: Terminated 2011-11-17 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 33 federal dockets); surname only in the caption; court in PA (not a filing state)
Fincial Federal Credit, Inc. v. Bertolini open
District Court, E.D. California · No. 2:10-mc-00038 · Filed Apr 6, 2010
Role of Bertolini: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 33 federal dockets); surname only in the caption; court in CA (not a filing state)
Financial Federal Credit Inc. v. Bertolini judgment
District Court, S.D. Texas · No. 4:09-cv-02581 · Filed Aug 13, 2009 · Closed Dec 31, 2009 · Nature of suit: 190 Other contract actions
Role of Bertolini: Defendant · Outcome: Terminated 2009-12-31 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 33 federal dockets); surname only in the caption; court in TX (not a filing state)
Bertolini v. Ashcom Technologies Inc dismissed
District Court, D. South Carolina · No. 2:06-cv-02212 · Filed Aug 4, 2006 · Closed Aug 14, 2007 · Nature of suit: 190 Other contract actions
Role of Bertolini: Plaintiff · Outcome: Terminated 2007-08-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 33 federal dockets); surname only in the caption; court in SC (not a filing state)
US TRUXT CO OF TX v. BERTOLINI, ET AL closed
District Court, N.D. Texas · No. · Filed May 22, 2001 · Closed Mar 26, 2002 · Nature of suit: 190 Other contract actions
Role of BERTOLINI: Defendant · Outcome: Terminated 2002-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 33 federal dockets); surname only in the caption; court in TX (not a filing state)
Bertolini v. WCI Financial Svcs dismissed
District Court, D. Connecticut · No. 3:97-cv-00827 · Filed Apr 30, 1997 · Closed May 19, 1997 · Nature of suit: 371 Truth in lending
Role of Bertolini: Plaintiff · Outcome: Terminated 1997-05-19 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 33 federal dockets); surname only in the caption; court in CT (not a filing state)
A.I. Credit Corp. v. Bertolini dismissed
District Court, D. Connecticut · No. 3:93-cv-00201 · Filed Feb 2, 1993 · Closed Apr 18, 1996 · Nature of suit: 140 Negotiable instruments
Role of Bertolini: Defendant · Outcome: Terminated 1996-04-18 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 33 federal dockets); surname only in the caption; court in CT (not a filing state)
A.I. Credit Corp. v. Bertolini closed
District Court, S.D. New York · No. 1:92-cv-04720 · Filed Jun 25, 1992 · Closed Jan 27, 1993 · Nature of suit: 140 Negotiable instruments
Role of Bertolini: Defendant · Outcome: Terminated 1993-01-27 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 33 federal dockets); surname only in the caption; court in NY (not a filing state)
BERTOLINI TRUCK CO v. LANDFILL MANAGE ETL judgment
District Court, N.D. Ohio · No. · Filed Oct 14, 1987 · Closed Dec 9, 1987 · Nature of suit: 190 Other contract actions
Role of BERTOLINI TRUCK CO: Plaintiff · Outcome: Terminated 1987-12-09 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 33 federal dockets); surname only in the caption; court in OH (not a filing state)
Ray Bertolini Trk Co v. Dole dismissed
District Court, N.D. Ohio · No. 5:86-cv-04133 · Filed Sep 29, 1986 · Closed Nov 12, 1992 · Nature of suit: 890 Other statutory actions
Role of Ray Bertolini Trk Co: Plaintiff · Outcome: Terminated 1992-11-12 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 33 federal dockets); different first name (ray); court in OH (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:56 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Kim Bertolini..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

Gina M Bertolini closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-19-12192 · Filed Jun 26, 2019 · Closed Sep 27, 2019
Role of Gina M Bertolini: Debtor · Outcome: Case closed 2019-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 33 federal dockets); different first name (gina); court in WI (not a filing state)
Bertolini Sand and Gravel, Inc. closed
United States Bankruptcy Court, E.D. California · No. 09-34297 · Filed Jul 10, 2009 · Closed Nov 26, 2012
Role of Bertolini Sand and Gravel, Inc.: Debtor · Outcome: Case closed 2012-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 33 federal dockets); surname only in the caption; court in CA (not a filing state)
Bertolini Trucking Inc closed
United States Bankruptcy Court, E.D. California · No. 09-30572 · Filed May 26, 2009 · Closed Jun 27, 2011
Role of Bertolini Trucking Inc: Debtor · Outcome: Case closed 2011-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 33 federal dockets); surname only in the caption; court in CA (not a filing state)
JD-Bertolini Industries Ltd closed
United States Bankruptcy Court, N.D. New York · No. 92-12855 · Filed Jul 2, 1992 · Closed Jul 24, 1992
Role of JD-Bertolini Industries Ltd: Debtor · Outcome: Case closed 1992-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 33 federal dockets); surname only in the caption; court in NY (not a filing state)
J.D. Bertolini Industries Ltd closed
United States Bankruptcy Court, N.D. New York · No. 92-12567 · Filed Mar 17, 1992 · Closed Jun 16, 1995
Role of J.D. Bertolini Industries Ltd: Debtor · Outcome: Case closed 1995-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 33 federal dockets); different first name (j); court in NY (not a filing state)
Gibbons-Grable Assets Disposition Trust v. Ray Bertolini Trucking Co. closed
United States Bankruptcy Court, N.D. Ohio · No. 91-06209 · Filed Oct 10, 1991 · Closed Mar 9, 1992
Role of Ray Bertolini Trucking Co.: Defendant · Outcome: Case closed 1992-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 33 federal dockets); different first name (ray); court in OH (not a filing state)
Robert J. Bertolini closed
United States Bankruptcy Court, D. Rhode Island · No. 1:89-bk-10499 · Filed Jun 7, 1989 · Closed Oct 18, 1989
Role of Robert J. Bertolini: Debtor · Outcome: Case closed 1989-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 33 federal dockets); different first name (robert); court in RI (not a filing state)
Robert J Bertolini and Maria Bertolini closed
United States Bankruptcy Court, D. New Jersey · No. 87-7115 · Filed Nov 20, 1987 · Closed Nov 7, 1988
Role of Robert J Bertolini and Maria Bertolini: Debtor · Outcome: Case closed 1988-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 33 federal dockets); different first name (robert); court in NJ (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:56 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

No differences found between the public filings we have for Kim Bertolini (compared 2 filings on Oct 24, 2026).

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 2 offerings report sales commissions totalling $18,750; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 24, 2024 D
Saber Zions Road Holdings LLC
File 021-503294
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 24, 2024 D
Prologis Fund I REIT LLC
File 021-503296
$12,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Kim Bertolini on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PF
REITS and Finance · group: Prologis Uslv

Prologis Fund I REIT LLC

Denver, CO · Jan 24, 2024
  • Jan 24, 2024 · D · $250,000 sold of $250,000 · 125 investors · min. $2,000 · role: Executive Officer (Vice President of Issuer) EDGAR ↗

Raised $250K from 125 investors (100% of the $250K target) as of the latest filing. Kim is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SZ
REITS and Finance · group: Prologis Uslv

Saber Zions Road Holdings LLC

Denver, CO · Jan 24, 2024
  • Jan 24, 2024 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Vice President of Issuer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Kim is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Kim 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert C. Bransfield

Executive Officer, Director · 2 shared filings (2 issuers) · also on 9 other issuers

Robert C. Bransfield is on 11 issuers in total — a repeat sponsor. Their page lists every one.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Rohn T. Grazer

Executive Officer · 2 shared filings (2 issuers) · also on 5 other issuers

Rohn T. Grazer is on 7 issuers in total — a repeat sponsor. Their page lists every one.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Lori A. Palazzolo

Executive Officer · 2 shared filings (2 issuers) · also on 5 other issuers

Lori A. Palazzolo is on 7 issuers in total — a repeat sponsor. Their page lists every one.

EN
No photo found yet (own website and image search run after this page is viewed)
Person

Edward S. Nekritz

Executive Officer · 2 shared filings (2 issuers) · also on 10 other issuers

Edward S. Nekritz is on 12 issuers in total — a repeat sponsor. Their page lists every one.

TA
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Arndt

Executive Officer · 2 shared filings (2 issuers) · also on 5 other issuers

Timothy Arndt is on 7 issuers in total — a repeat sponsor. Their page lists every one.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian T. McLean

Executive Officer · 2 shared filings (2 issuers) · also on 4 other issuers

Brian T. McLean is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Marilyn Cartwright

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Kim Bertolini. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Caroline Cotter

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Kim Bertolini. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jessica Polgar

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Kim Bertolini. Their page shows their other deals.

HD
No photo found yet (own website and image search run after this page is viewed)
Person

Holly Doering

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Kim Bertolini. Their page shows their other deals.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Tracy Patel

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Kim Bertolini. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Trisha Burns

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as Kim Bertolini. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jake Thibeault

Executive Officer · 2 shared filings (2 issuers) · also on 3 other issuers

Jake Thibeault is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael T. Blair

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Kim Bertolini. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Mita Patel

Executive Officer · 2 shared filings (2 issuers) · also on 3 other issuers

Mita Patel is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Barton Carter II

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as Kim Bertolini. Their page shows their other deals.

The team behind the deals

PU
Sponsor group

Prologis Uslv

16 issuers · 84 filings · $28.69B reported sold · 2009–2026

One team, 16 deal companies. Kim Bertolini is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Kim Bertolini.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Kim Bertolini by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Kim Bertolini is listed on: none on file. No website or social profile named in Prologis Fund I REIT LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #107,609 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Denver, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Colorado Secretary of State business search ↗OpenCorporates ↗

Change history

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