Sponsor Check › Person
Related person on Form D filings · address states as listed: NY, CO · listed Apr 13, 2009 → Nov 27, 2023
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
1 of 11 offerings reports sales commissions totalling $120,000; 0 report finder's fees; 2 report proceeds to related persons totalling $300,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Nov 27, 2023 D File 021-498080 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | May 24, 2023 D File 021-482549 | $0 | $0 | $0 Proceeds will be used for working capital and other general corporate purposes. The executive officers will receive compensation from the Issuer's revenues and investment proceeds. | None listed on this filing |
| EDGAR ↗ | May 24, 2023 D File 021-482490 | $0 | $0 | $0 Proceeds will be used for working capital and other general corporate purposes. The executive officers will receive compensation from the Issuer's revenues and investment proceeds. | None listed on this filing |
| EDGAR ↗ | Jan 12, 2023 D File 021-470540 | $0 | $0 | $150,000 (est.) Executive salaries | None listed on this filing |
| EDGAR ↗ | Apr 25, 2022 D File 021-443190 | $0 | $0 | $150,000 (est.) Executive salaries | None listed on this filing |
| EDGAR ↗ | Oct 2, 2014 D/A File 021-145417 | $120,000 (est.) | $0 | $0 | Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗ BNY Mellon Capital Markets, LLC BrokerCheck CRD 17454 ↗ |
| EDGAR ↗ | Feb 14, 2014 D File 021-211929 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 1, 2013 D File 021-203798 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 3, 2013 D/A File 021-189241 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 20, 2010 D/A File 021-64372 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 13, 2009 D File 021-130142 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Ilumivu, Inc. | Director | Nov 27, 2023 | D | $1,500,000 similar: $1,100,015–$10,001,163 | $256,224 | 2 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Rock Pile Golf Club Holding LLC group: Rock Pile Golf Club | Director Manager | May 24, 2023 | D | $625,000 similar: $500,000–$7,000,000 | $625,000 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Rock Pile Golf Club Greenwich LLC group: Rock Pile Golf Club | Director Manager of Operating Member | May 24, 2023 | D | $1,249,998 similar: $500,000–$7,000,000 | $1,249,998 | 13 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Ilumivu, Inc. | Director | Jan 12, 2023 | D | $1,500,000 similar: $1,100,015–$10,001,163 | $0 | 0 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Ilumivu, Inc. | Director | Apr 25, 2022 | D | $2,500,000 similar: $1,100,015–$10,001,163 | $0 | 0 similar: 2–14 | $100,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Bank of New York Mellon Corp group: Convergex | Executive Officer General Counsel and Corporate Secretary | Oct 2, 2014 | D/A | $5,000,000,000 similar: $2,144,500–$20,220,000 | $0 | 61 similar: 2–24 | $250,000 similar: $10,000–$100,000 |
| EDGAR ↗ | CLUB HOLDINGS LLC group: Club | Director | Feb 14, 2014 | D | $2,926,921 similar: $1,010,000–$10,000,000 | $2,620,636 | 6 similar: 3–20 | No minimum reported similar: not enough data |
| EDGAR ↗ | CLUB HOLDINGS LLC group: Club | Director | Oct 1, 2013 | D | $15,000,000 similar: $1,010,000–$10,000,000 | $1,000,000 | 1 similar: 3–20 | $1,000,000 similar: not enough data |
| EDGAR ↗ | CLUB HOLDINGS LLC group: Club | Director | Jun 3, 2013 | D/A | $45,000,000 similar: $1,010,000–$10,000,000 | $24,349,997 | 6 similar: 3–20 | $500,000 similar: not enough data |
| EDGAR ↗ | CLUB HOLDINGS LLC group: Club | Director | Jan 2, 2013 | D | $45,000,000 similar: $1,010,000–$10,000,000 | $0 | 1 similar: 3–20 | $500,000 similar: not enough data |
| EDGAR ↗ | CLUB HOLDINGS LLC group: Club | Director | Jan 20, 2010 | D/A | $5,750,000 similar: $1,010,000–$10,000,000 | $3,230,000 | 11 similar: 3–20 | No minimum reported similar: not enough data |
| EDGAR ↗ | CLUB HOLDINGS LLC group: Club | Director | Dec 11, 2009 | D | $5,000,000 similar: $1,010,000–$10,000,000 | $2,150,000 | 6 similar: 3–20 | No minimum reported similar: not enough data |
| EDGAR ↗ | CBC Broadband Holdings, LLC | Director | Apr 13, 2009 | D | $5,400,000 similar: $1,100,015–$10,001,163 | $4,900,000 | 9 similar: 2–14 | $50,000 similar: $5,000–$50,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); Other / 506(b) (18,678 filings); Other Banking and Financial Services / 506(b) (1,630 filings); Other Travel / 506(b) (69 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Kevin McCarthy. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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