PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:58 AM ET

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Kevin Simons

Named as an officer, director or promoter on SEC Form D filings · NJ · Jun 11, 2015 → Jan 29, 2021

3deals (issuers)
$23.71Breported sold
133investors
16Form D filings
2015–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:33 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Kevin Simons is listed as an executive officer on 16 SEC Form D filings by 3 issuers between Jun 2015 and Jan 2021: Prudential Insurance Co of America Variable Contract Account GI-100 (Newark, NJ — pooled investment fund — 2015–2020; $19.09B reported sold to 101 investors), PRUDENTIAL INSURANCE CO OF AMERICA (Newark, NJ — insurance — 2020–2021; $3.23B reported sold to 30 investors) and Prudential Insurance Co.of America VCA-GI-200 (Newark, NJ — pooled investment fund — 2015–2020; $1.39B reported sold to 2 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 6 years. Across those companies the filings report $23.71B sold in total.

Listed alongside Christine A. Poon (16 shared filings), Gilbert F. Casellas (16 shared filings), Kenneth Y. Tanji (16 shared filings), Nicholas C. Silitch (16 shared filings), Robert D. Axel (16 shared filings) and 69 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Kevin. Each name links to their own page.

All 3 issuers belong to the sponsor group Pruco Life (26 issuers, $33.07B reported sold, 2011–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Pruco Life has 26 companies on file and $33.07B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 12 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 16 public filings for Kevin Simons and found 12 differences, 7 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Kevin Simons has not run yet — it is joining a line of 44,349 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:33 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Kevin Simons..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

12 cases: 12 closed (disposition not in docket feed)

Kevin M. Simons closed
United States Bankruptcy Court, N.D. Illinois · No. 18-81057 · Filed May 11, 2018 · Closed Aug 31, 2018
Role of Kevin M. Simons: Debtor · Outcome: Case closed 2018-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in IL (not a filing state)
Kevin L. Simons closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 11-15076 · Filed Jun 28, 2011 · Closed May 31, 2012
Role of Kevin L. Simons: Debtor · Outcome: Case closed 2012-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in PA (not a filing state)
Kevin T. Simons and Jenell L. Simons closed
United States Bankruptcy Court, E.D. Wisconsin · No. 09-26973 · Filed May 15, 2009 · Closed Sep 17, 2009
Role of Kevin T. Simons and Jenell L. Simons: Debtor · Outcome: Case closed 2009-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in WI (not a filing state)
KEVIN F. SIMONS and STEPFANIE L. SIMONS closed
United States Bankruptcy Court, D. Nevada · No. 09-13587 · Filed Mar 13, 2009 · Closed Jun 25, 2009
Role of KEVIN F. SIMONS and STEPFANIE L. SIMONS: Debtor · Outcome: Case closed 2009-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in NV (not a filing state)
Kevin A Simons and Roxanne M Simons closed
United States Bankruptcy Court, D. Maryland · No. 08-15937 · Filed Apr 29, 2008 · Closed Aug 6, 2008
Role of Kevin A Simons and Roxanne M Simons: Debtor · Outcome: Case closed 2008-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in MD (not a filing state)
Kevin D Simons closed
United States Bankruptcy Court, M.D. Florida · No. 8:08-bk-02947 · Filed Mar 5, 2008 · Closed May 21, 2010
Role of Kevin D Simons: Debtor · Outcome: Case closed 2010-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in FL (not a filing state)
Kevin J. Simons closed
United States Bankruptcy Court, W.D. Michigan · No. 04-08533 · Filed Jul 12, 2004 · Closed Nov 29, 2007
Role of Kevin J. Simons: Debtor · Outcome: Case closed 2007-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in MI (not a filing state)
Kevin R. Simons and Annette L. Simons closed
United States Bankruptcy Court, E.D. Michigan · No. 00-21102 · Filed May 15, 2000 · Closed Sep 5, 2000
Role of Kevin R. Simons and Annette L. Simons: Debtor · Outcome: Case closed 2000-09-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in MI (not a filing state)
Kevin L. Simons closed
United States Bankruptcy Court, N.D. Georgia · No. 96-79204 · Filed Dec 2, 1996 · Closed Apr 11, 1997
Role of Kevin L. Simons: Debtor · Outcome: Case closed 1997-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in GA (not a filing state)
Kevin B. Simons closed
United States Bankruptcy Court, E.D. Tennessee · No. 3:94-bk-30963 · Filed Apr 14, 1994 · Closed May 15, 1998
Role of Kevin B. Simons: Debtor · Outcome: Case closed 1998-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in TN (not a filing state)
Kevin B. Simons and Kimberly Simons closed
United States Bankruptcy Court, E.D. Tennessee · No. 3:93-bk-34752 · Filed Nov 17, 1993 · Closed Jul 22, 1994
Role of Kevin B. Simons and Kimberly Simons: Debtor · Outcome: Case closed 1994-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in TN (not a filing state)
Kevin B. Simons and Kimberly Simons closed
United States Bankruptcy Court, E.D. Tennessee · No. 3:92-bk-35408 · Filed Nov 19, 1992 · Closed Mar 11, 1994
Role of Kevin B. Simons and Kimberly Simons: Debtor · Outcome: Case closed 1994-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 22 federal dockets); court in TN (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Kevin Simons — 7 worth asking about (compared 16 filings on Oct 24, 2026)

Note · Sep 30, 2013 – Feb 19, 2014

Bankruptcy case: Mark Finkelstein and Yana Finkelstein — filed Sep 30, 2013

United States Bankruptcy Court, D. New Jersey docket "Mark Finkelstein and Yana Finkelstein" filed Sep 30, 2013, closed Feb 19, 2014. Mark Finkelstein (listed on the same filings) is listed as Party ("Mark Finkelstein and Yana Finkelstein"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗Mark Finkelstein — PartnerFacts page ↗
Sources
Note · Jan 29, 2004 – Nov 10, 2004

Bankruptcy case: Mark Finkelstein and Robyn Finkelstein — filed Jan 29, 2004

United States Bankruptcy Court, D. New Jersey docket "Mark Finkelstein and Robyn Finkelstein" filed Jan 29, 2004, closed Nov 10, 2004. Mark Finkelstein (listed on the same filings) is listed as Party ("Mark Finkelstein and Robyn Finkelstein"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗Mark Finkelstein — PartnerFacts page ↗
Sources
Note · May 12, 2004 – Sep 27, 2004

Bankruptcy case: Mark Finkelstein and Robyn Finkelstein - Adversary Proceeding — filed May 12, 2004

United States Bankruptcy Court, D. New Jersey docket "Mark Finkelstein and Robyn Finkelstein - Adversary Proceeding" filed May 12, 2004, closed Sep 27, 2004. Mark Finkelstein (listed on the same filings) is listed as Party ("Mark Finkelstein and Robyn Finkelstein - Adversary Proceeding"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗Mark Finkelstein — PartnerFacts page ↗
Sources
Worth asking · May 29, 2020 – May 24, 2021

Amount sold went down between filings — Prudential Insurance Co of America Variable Contract Account GI-100

The May 29, 2020 filing says $17,988,000,000 sold; the May 24, 2021 Form D/A says $17,966,000,000 sold — $22,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · May 29, 2020 ↗Form D/A (later) · May 24, 2021 ↗Prudential Insurance Co of America Variable Contract Account GI-100 — PartnerFacts page ↗
Sources
Worth asking · Jun 8, 2016 – Jun 2, 2017

Amount sold went down between filings — Prudential Insurance Co.of America VCA-GI-200

The Jun 8, 2016 filing says $1,387,000,000 sold; the Jun 2, 2017 Form D/A says $1,380,000,000 sold — $7,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jun 8, 2016 ↗Form D/A (later) · Jun 2, 2017 ↗Prudential Insurance Co.of America VCA-GI-200 — PartnerFacts page ↗
Sources
Worth asking · Jun 17, 2015 – Jun 14, 2016

Amount sold went down between filings — Prudential Insurance Co of America Variable Contract Account GI-100

The Jun 17, 2015 filing says $17,900,000,000 sold; the Jun 14, 2016 Form D/A says $17,800,000,000 sold — $100,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jun 17, 2015 ↗Form D/A (later) · Jun 14, 2016 ↗Prudential Insurance Co of America Variable Contract Account GI-100 — PartnerFacts page ↗
Sources
Worth asking · May 31, 2019 – May 29, 2020

Investor count went down between filings — Prudential Insurance Co of America Variable Contract Account GI-100

The May 31, 2019 filing reports 75 investors; the May 29, 2020 Form D/A reports 72 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · May 31, 2019 ↗Form D/A (later) · May 29, 2020 ↗Prudential Insurance Co of America Variable Contract Account GI-100 — PartnerFacts page ↗
Sources
Note · Mar 24, 2011 – Jan 29, 2021

No amendment in the last 12 months on an offering that may still be open — PRUDENTIAL INSURANCE CO OF AMERICA (latest filing Jan 29, 2021)

The latest filing for this offering is dated Jan 29, 2021 (first sale Mar 24, 2011). It reports $1,177,334,006 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jan 29, 2021 ↗PRUDENTIAL INSURANCE CO OF AMERICA — PartnerFacts page ↗
Sources
Worth asking · Jan 29, 2021 – Jan 28, 2022

Kevin Simons is no longer listed on the Jan 28, 2022 amendment — PRUDENTIAL INSURANCE CO OF AMERICA

Kevin Simons appears on the Jan 29, 2021 Form D/A (executive officer) but not on the Jan 28, 2022 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jan 29, 2021 ↗Form D/A · Jan 28, 2022 ↗Kevin Simons — PartnerFacts page ↗PRUDENTIAL INSURANCE CO OF AMERICA — PartnerFacts page ↗
Sources
Worth asking · May 29, 2020 – May 24, 2021

Kevin Simons is no longer listed on the May 24, 2021 amendment — Prudential Insurance Co.of America VCA-GI-200

Kevin Simons appears on the May 29, 2020 Form D/A (executive officer) but not on the May 24, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · May 29, 2020 ↗Form D/A · May 24, 2021 ↗Kevin Simons — PartnerFacts page ↗Prudential Insurance Co.of America VCA-GI-200 — PartnerFacts page ↗
Sources
Worth asking · May 29, 2020 – May 24, 2021

Kevin Simons is no longer listed on the May 24, 2021 amendment — Prudential Insurance Co of America Variable Contract Account GI-100

Kevin Simons appears on the May 29, 2020 Form D/A (executive officer) but not on the May 24, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · May 29, 2020 ↗Form D/A · May 24, 2021 ↗Kevin Simons — PartnerFacts page ↗Prudential Insurance Co of America Variable Contract Account GI-100 — PartnerFacts page ↗
Sources
Note · Jun 11, 2015 – Jan 29, 2020

5 offerings changed their target amount between filings

Offering amount changed between filings — PRUDENTIAL INSURANCE CO OF AMERICA · Offering amount changed between filings — Prudential Insurance Co.of America VCA-GI-200 · Offering amount lowered between filings — Prudential Insurance Co.of America VCA-GI-200 · Offering amount changed between filings — Prudential Insurance Co of America Variable Contract Account GI-100 · Offering amount changed between filings — Prudential Insurance Co.of America VCA-GI-200

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Jan 29, 2019 ↗Form D/A (later) · Jan 29, 2020 ↗PRUDENTIAL INSURANCE CO OF AMERICA — PartnerFacts page ↗Form D/A (earlier) · Jun 2, 2017 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

4 of 4 offerings report sales commissions totalling $131,417,385; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 29, 2021 D/A
PRUDENTIAL INSURANCE CO OF AMERICA
File 021-304305
$383,062 (est.)$0$0
None of the gross proceeds received from the offering will be paid to or used for any payments to the persons identified in Item 3; such persons receive a regular salary from The Prudential Insurance Company of America.
John Barrasso BrokerCheck CRD 2763477 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)

Harry Dalessio BrokerCheck CRD 2649914 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)

Scott Gaul BrokerCheck CRD 5773507 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)

Michael Amaral Domingos BrokerCheck CRD 2837344 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)
EDGAR ↗
Jan 29, 2021 D/A
PRUDENTIAL INSURANCE CO OF AMERICA
File 021-257585
$512,936 (est.)$0$0
None of the gross proceeds received from this offering will be paid to or used for any payments to persons identified in Item 3; such persons receive a regular salary from The Prudential Insurance Company of America.
John Barrasso BrokerCheck CRD 2763477 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)

Scott Gaul BrokerCheck CRD 5773507 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)

Harry Dalessio BrokerCheck CRD 2649914 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)

Michael Amaral Domingos BrokerCheck CRD 2837344 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)
EDGAR ↗
May 29, 2020 D/A
Prudential Insurance Co.of America VCA-GI-200
File 021-241502
$1,361,387 (est.)$0$0Various agents no CRD number reported
via Prudential Investment Management Services LLC and its predecessors (CRD 18353 ↗)
EDGAR ↗
May 29, 2020 D/A
Prudential Insurance Co of America Variable Contract Account GI-100
File 021-161889
$129,160,000 (est.)$0$0Various agents no CRD number reported
via Prudential Investment Management Services LLC and its predecessors (CRD 18353 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Kevin Simons on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PI
Insurance · group: Pruco Life

PRUDENTIAL INSURANCE CO OF AMERICA

Newark, NJ · Jan 29, 2020 → Jan 29, 2021 · 4 filings
  • Jan 29, 2021 · D/A · $1,940,288,776 sold of Indefinite · 19 investors · min. $500,000 · role: Executive Officer (Senior Vice President and Chief Auditor) EDGAR ↗
  • Jan 29, 2021 · D/A · $1,177,334,006 sold of Indefinite · 6 investors · min. $500,000 · role: Executive Officer (Senior Vice President and Chief Auditor) EDGAR ↗
  • Jan 29, 2020 · D/A · $1,497,258,485 sold of Indefinite · 17 investors · min. $500,000 · role: Executive Officer (Senior Vice President and Chief Auditor) EDGAR ↗
  • Jan 29, 2020 · D/A · $1,084,609,569 sold of Indefinite · 6 investors · min. $500,000 · role: Executive Officer (Senior Vice President and Chief Auditor) EDGAR ↗

Raised $3.23B from 30 investors as of the latest filing. Kevin is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(b) (687 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: Pruco Life

Prudential Insurance Co.of America VCA-GI-200

Newark, NJ · Jun 11, 2015 → May 29, 2020 · 6 filings
  • May 29, 2020 · D/A · $1,380,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (SVP and Chief Auditor) EDGAR ↗
  • May 31, 2019 · D/A · $1,380,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (SVP and Chief Auditor) EDGAR ↗
  • Jun 1, 2018 · D/A · $1,380,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Senior VP and Chief Auditor) EDGAR ↗
  • Jun 2, 2017 · D/A · $1,380,000,000 sold of $0 · 2 investors · min. No minimum reported · role: Executive Officer (Senior VP, Chief Auditor) EDGAR ↗
  • Jun 8, 2016 · D/A · $1,387,000,000 sold of $1,387,000,000 · 2 investors · min. No minimum reported · role: Executive Officer (Senior VP, Chief Auditor) EDGAR ↗
  • Jun 11, 2015 · D · $1,371,000,000 sold of $0 · 2 investors · min. No minimum reported · role: Executive Officer (Senior Vice President and Chief Auditor) EDGAR ↗

Raised $1.39B from 2 investors as of the latest filing. Kevin is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: Pruco Life

Prudential Insurance Co of America Variable Contract Account GI-100

Newark, NJ · Jun 17, 2015 → May 29, 2020 · 6 filings
  • May 29, 2020 · D/A · $17,988,000,000 sold of Indefinite · 72 investors · min. No minimum reported · role: Executive Officer (SVP and Chief Auditor) EDGAR ↗
  • May 31, 2019 · D/A · $17,967,000,000 sold of Indefinite · 75 investors · min. No minimum reported · role: Executive Officer (SVP and Chief Auditor) EDGAR ↗
  • Jun 1, 2018 · D/A · $17,829,000,000 sold of Indefinite · 72 investors · min. No minimum reported · role: Executive Officer (Senior VP and Chief Auditor) EDGAR ↗
  • Jun 2, 2017 · D/A · $17,800,000,000 sold of Indefinite · 72 investors · min. No minimum reported · role: Executive Officer (Senior VP, Chief Auditor) EDGAR ↗
  • Jun 14, 2016 · D/A · $17,800,000,000 sold of Indefinite · 72 investors · min. No minimum reported · role: Executive Officer (Senior VP, Chief Auditor) EDGAR ↗
  • Jun 17, 2015 · D/A · $17,900,000,000 sold of $0 · 71 investors · min. No minimum reported · role: Executive Officer (Senior Vice President and Chief Auditor) EDGAR ↗

Raised $19.09B from 101 investors as of the latest filing. Kevin is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Kevin 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

MF
Management entity

Mark Finkelstein

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Kevin Simons. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gilbert F. Casellas

Director · 16 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Christine A. Poon

Director · 16 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas J. Baltimore

Director · 16 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Robert M. Falzon

Executive Officer, Director · 16 shared filings (3 issuers) · also on 4 other issuers

Robert M. Falzon is on 7 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott G. Sleyster

Executive Officer · 16 shared filings (3 issuers) · also on 2 other issuers

Scott G. Sleyster is on 5 issuers in total — a repeat sponsor. Their page lists every one.

KT
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Y. Tanji

Executive Officer · 16 shared filings (3 issuers) · also on 4 other issuers

Kenneth Y. Tanji is on 7 issuers in total — a repeat sponsor. Their page lists every one.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas C. Silitch

Executive Officer · 16 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Robert D. Axel

Executive Officer · 16 shared filings (3 issuers)

Listed on the same filings as Kevin Simons. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Karl J. Krapek

Director · 14 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Martina Hund-Mejean

Director · 14 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Scovanner

Director · 14 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Sandra Pianalto

Director · 14 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy P. Harris

Executive Officer · 14 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Peter R. Lighte

Director · 14 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

George Paz

Director · 14 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Todman

Director · 14 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Pelletier

Executive Officer · 12 shared filings (3 issuers) · also on 3 other issuers

Stephen Pelletier is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Margaret M. Foran

Executive Officer · 12 shared filings (3 issuers)

Listed on the same filings as Kevin Simons. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Ann M. Kappler

Executive Officer · 12 shared filings (3 issuers)

Listed on the same filings as Kevin Simons. Their page shows their other deals.

NA
No photo found yet (own website and image search run after this page is viewed)
Person

Naveen Agarwal

Executive Officer · 12 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

LA
No photo found yet (own website and image search run after this page is viewed)
Person

Lucien A. Alziari

Executive Officer · 12 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mark B. Grier

Executive Officer, Director · 10 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Candace Woods

Executive Officer · 10 shared filings (3 issuers) · also on 22 other issuers

Candace Woods is on 25 issuers in total — a repeat sponsor. Their page lists every one.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Charles F. Lowrey

Executive Officer, Director · 10 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

BK
No photo found yet (own website and image search run after this page is viewed)
Person

Barbara G. Koster

Executive Officer · 9 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Kevin Simons. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John R. Strangfeld

Executive Officer, Director · 8 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy L. Schmidt

Executive Officer · 8 shared filings (3 issuers) · also on 2 other issuers

Timothy L. Schmidt is on 5 issuers in total — a repeat sponsor. Their page lists every one.

LA
No photo found yet (own website and image search run after this page is viewed)
Person

Lee D. Augsburger

Executive Officer · 8 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

Darin Arita

Executive Officer · 8 shared filings (3 issuers)

Listed on the same filings as Kevin Simons. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Charles F. Lowery

Executive Officer, Director · 6 shared filings (2 issuers)

Listed on the same filings as Kevin Simons. Their page shows their other deals.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph D. Emanuel

Executive Officer · 6 shared filings (3 issuers) · also on 2 other issuers

Joseph D. Emanuel is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Richard F. Lambert

Executive Officer · 6 shared filings (2 issuers) · also on 3 other issuers

Richard F. Lambert is on 5 issuers in total — a repeat sponsor. Their page lists every one.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Sharon C. Taylor

Executive Officer · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Colin A. Mcconnell

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Kevin Simons. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Stacey Goodman

Executive Officer · 6 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew F. Sullivan

Executive Officer · 6 shared filings (3 issuers)

Listed on the same filings as Kevin Simons. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James G. Cullen

Director · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

BJ
No photo found yet (own website and image search run after this page is viewed)
Person

Bernard J. Jacob

Executive Officer · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Kevin Simons. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

John Kalamarides

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kevin Simons. Their page shows their other deals.

The team behind the deals

PL
Sponsor group

Pruco Life

26 issuers · 136 filings · $33.07B reported sold · 2011–2026

One team, 26 deal companies. Kevin Simons is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Kevin Simons.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 3 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Kevin Simons by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — 1 issuer has property records: PRUDENTIAL INSURANCE CO OF AMERICA (3).

Public profiles and social

Websites and social links of the issuers Kevin Simons is listed on: none on file. No website or social profile named in Prudential Insurance Co of America Variable Contract Account GI-100's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #26,963 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Newark, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New Jersey state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New Jersey Secretary of State business search ↗OpenCorporates ↗

Change history

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