KENT SPELLMAN is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Nov 2010 and Nov 2011: FORTY4 FUND LLC (Chicago, IL — pooled investment fund — 2010–2011; $68M reported sold to 59 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside CALEB FISHKIN (2 shared filings), FRANCIS WISNIEWSKI (2 shared filings), IGOR CHERNOMZAV (2 shared filings) and STEPHEN LEE (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around KENT. Each name links to their own page.
The issuer belongs to the sponsor group Forty4 (3 issuers, $198.5M reported sold, 2010–2013).
What this means A sponsor group is one team that sets up a new company for each deal. Forty4 has 3 companies on file and $198.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — none found. Not yet searched: SEC enforcement releases.
What this means Nothing turned up where we looked (2 sources). That does not prove there is nothing — it means none was found in those sources on that date.