Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:17 AM ET

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Kenneth Settles

Named as an officer, director or promoter on SEC Form D filings · CA, TX · Jan 20, 2015 → Jan 15, 2021

2deals (issuers)

$607Mreported sold

112investors

12Form D filings

2015–2021years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:33 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Kenneth Settles is listed as an executive officer on 12 SEC Form D filings by 2 issuers between Jan 2015 and Jun 2026: SailingStone Global Natural Resources Fund, L.P. (Houston, TX — pooled investment fund — 2015–2026; $597M reported sold to 95 investors) and PEP SailingStone Ludlow LP (Houston, TX — pooled investment fund — 2024; $10M reported sold to 17 investors).

What this means 2 separate companies raised money with this person listed as executive officer, over about 11 years. Across those companies the filings report $607M sold in total.

Listed alongside MacKenzie Davis (12 shared filings), SailingStone Capital Partners LLC (7 shared filings, management entity), SailingStone Global Natural Resources GP, LLC (7 shared filings, management entity), SailingStone Capital Partners LLC (5 shared filings, management entity), SailingStone Global Natural Resources GP, LLC (4 shared filings, management entity) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Kenneth. Each name links to their own page.

All 2 issuers belong to the sponsor group Sailingstone (2 issuers, $607M reported sold, 2015–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Sailingstone has 2 companies on file and $607M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 20 court cases matching the name, 1 SEC release, 23 bankruptcy cases matching the name listed in Key records below.

What this means 44 records came back, including 5 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for Kenneth Settles and found 6 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Form D filed 304 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Kenneth Settles has not run yet — it is joining a line of 11,943 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

20 cases: 5 open, 5 closed (disposition not in docket feed), 9 dismissed, 1 judgment

Settles v. CW Recycling LLC open

District Court, D. Arizona · No. 2:26-cv-01352 · Filed Feb 25, 2026

Role of Settles: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in AZ (not a filing state)

SETTLES v. HIX WRECKER SERVICE, INC. open

District Court, S.D. Indiana · No. 1:25-cv-00229 · Filed Feb 4, 2025

Role of SETTLES: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in IN (not a filing state)

Settles v. Crete Carrier Corporation open

District Court, N.D. Georgia · No. 1:24-cv-03700 · Filed Aug 21, 2024

Role of Settles: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in GA (not a filing state)

Settles v. United Natural Foods Inc. closed

District Court, D. Maryland · No. 8:23-cv-02533 · Filed Sep 18, 2023 · Closed Oct 11, 2024

Role of Settles: Plaintiff · Outcome: Terminated 2024-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in MD (not a filing state)

Settles v. Daktronics, Inc. closed

District Court, S.D. New York · No. 1:22-cv-10793 · Filed Dec 21, 2022 · Closed Mar 31, 2023 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act

Role of Settles: Plaintiff · Outcome: Terminated 2023-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in NY (not a filing state)

Settles v. Goodyear Tire and Rubber Company, The closed

District Court, W.D. Oklahoma · No. 5:22-cv-00034 · Filed Jan 11, 2022 · Closed Feb 14, 2023

Role of Settles: Plaintiff · Outcome: Terminated 2023-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in OK (not a filing state)

Settles v. CR Bard, Inc. open

District Court, S.D. Ohio · No. 2:21-cv-04741 · Filed Sep 22, 2021

Role of Settles: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in OH (not a filing state)

Settles v. The Long Island Railroad Company dismissed

District Court, E.D. New York · No. 1:20-cv-01148 · Filed Mar 3, 2020 · Closed Jun 15, 2021 · Nature of suit: 330 Federal employers' liability

Role of Settles: Plaintiff · Outcome: Terminated 2021-06-15 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in NY (not a filing state)

Settles v. TransUnion, Inc judgment

District Court, M.D. Tennessee · No. 3:20-cv-00084 · Filed Jan 30, 2020 · Closed Nov 24, 2020 · Nature of suit: Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act

Role of Settles: Plaintiff · Outcome: Terminated 2020-11-24 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in TN (not a filing state)

Settles v. Experian Information Solutions, Inc. dismissed

District Court, S.D. California · No. 3:20-cv-00194 · Filed Jan 30, 2020 · Closed Apr 22, 2020 · Nature of suit: Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act

Role of Settles: Plaintiff · Outcome: Terminated 2020-04-22 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in the person's filing state (CA)

Settles v. TransUnion, Inc closed

District Court, E.D. Texas · No. 4:19-cv-00354 · Filed May 13, 2019 · Closed Feb 3, 2020 · Nature of suit: 480 Consumer credit

Role of Settles: Plaintiff · Outcome: Terminated 2020-02-03 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in the person's filing state (TX)

Settles v. Equifax Information Services LLC dismissed

District Court, E.D. Texas · No. 4:19-cv-00344 · Filed May 10, 2019 · Closed Dec 30, 2020 · Nature of suit: 480 Consumer credit

Role of Settles: Plaintiff · Outcome: Terminated 2020-12-30 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in the person's filing state (TX)

Settles v. Janssen Research & Development LLC dismissed

District Court, E.D. Louisiana · No. 2:16-cv-14453 · Filed Sep 6, 2016 · Closed Jun 15, 2017 · Nature of suit: 367 Health care / pharm

Role of Settles: Plaintiff · Outcome: Terminated 2017-06-15 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in LA (not a filing state)

Settles v. Janssen Research & Development LLC open

District Court, E.D. Louisiana · No. 2:16-cv-14426 · Filed Sep 2, 2016 · Nature of suit: 367 Health care / pharm

Role of Settles: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in LA (not a filing state)

U.S. ANNUITY SERVICES, LLC v. SETTLES dismissed

District Court, District of Columbia · No. 1:16-cv-01514 · Filed Jul 25, 2016 · Closed Dec 1, 2016 · Nature of suit: 190 Contract: Other · Cause: 28:2201 Declaratory Judgment

Role of SETTLES: Defendant · Outcome: Terminated 2016-12-01 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in DC (not a filing state)

U.S. ANNUITY SERVICES, LLC v. SETTLES dismissed

District Court, District of Columbia · No. 1:16-cv-01511 · Filed Jul 25, 2016 · Closed Feb 8, 2017 · Nature of suit: 190 Contract: Other · Cause: 28:2201 Declaratory Judgment

Role of SETTLES: Defendant · Outcome: Terminated 2017-02-08 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in DC (not a filing state)

Settles v. American Education Services dismissed

District Court, E.D. Michigan · No. 2:14-cv-14912 · Filed Dec 29, 2014 · Closed Apr 30, 2015 · Nature of suit: 890 Other statutory actions

Role of Settles: Plaintiff · Outcome: Terminated 2015-04-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in MI (not a filing state)

Settles v. DePuy Orthopaedics, Inc. dismissed

District Court, N.D. Ohio · No. 1:12-dp-21017 · Filed May 1, 2012 · Closed Oct 12, 2016 · Nature of suit: 367 Health care / pharm

Role of Settles: Plaintiff · Outcome: Terminated 2016-10-12 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in OH (not a filing state)

Settles v. Pengrove Building Systems, Inc. dismissed

District Court, W.D. Virginia · No. 7:04-cv-00742 · Filed Dec 17, 2004 · Closed May 20, 2005 · Nature of suit: 190 Other contract actions

Role of Settles: Plaintiff · Outcome: Terminated 2005-05-20 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in VA (not a filing state)

SETTLES v. K-MART CORP. closed

District Court, District of Columbia · No. 1:85-cv-01733 · Filed May 29, 1985 · Closed Apr 22, 1986

Role of SETTLES: Plaintiff · Outcome: Terminated 1986-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in DC (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Former CEO of Presstek, Inc. Settles Regulation FD Charges Litigation release

SEC · May 15, 2012 · Parties as named in the release: Former CEO of Presstek, Inc. Settles Regulation FD Charges Read the release ↗

same rare surname (5 people in Form D filings); surname inside a company name in the title

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Kenneth Settles..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

23 cases: 23 closed (disposition not in docket feed)

Kenneth L. Settles and Norma J. Settles closed

United States Bankruptcy Court, S.D. Illinois · No. 18-31374 · Filed Sep 20, 2018 · Closed Feb 22, 2019

Role of Kenneth L. Settles and Norma J. Settles: Debtor · Outcome: Case closed 2019-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); first name matches; court in IL (not a filing state)

Automotive Finance Corporation v. Settles closed

United States Bankruptcy Court, S.D. Georgia · No. 12-01017 · Filed Apr 30, 2012 · Closed Mar 12, 2013

Role of Settles: Defendant · Outcome: Case closed 2013-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in GA (not a filing state)

Dealer Services Corporation v. Settles closed

United States Bankruptcy Court, S.D. Georgia · No. 12-01016 · Filed Apr 27, 2012 · Closed Apr 10, 2020

Role of Settles: Defendant · Outcome: Case closed 2020-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in GA (not a filing state)

FIA Card Services, N.A. v. Settles closed

United States Bankruptcy Court, E.D. Michigan · No. 11-05197 · Filed Apr 4, 2011 · Closed May 24, 2011

Role of Settles: Defendant · Outcome: Case closed 2011-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in MI (not a filing state)

Settles Associates, Inc. v. Matrix Settles, PC closed

United States Bankruptcy Court, E.D. Virginia · No. 10-01152 · Filed May 14, 2010 · Closed Nov 3, 2010

Role of Settles Associates, Inc.: Plaintiff · Outcome: Case closed 2010-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in VA (not a filing state)

Settles Associates, Inc. closed

United States Bankruptcy Court, E.D. Virginia · No. 10-12852 · Filed Apr 12, 2010 · Closed Sep 18, 2012

Role of Settles Associates, Inc.: Debtor · Outcome: Case closed 2012-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in VA (not a filing state)

Farmers & Merchants Bank of Long Beach v. Settles closed

United States Bankruptcy Court, C.D. California · No. 8:09-ap-01563 · Filed Sep 17, 2009 · Closed May 28, 2010

Role of Settles: Defendant · Outcome: Case closed 2010-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in the person's filing state (CA)

Clover Leaf Bank v. Settles closed

United States Bankruptcy Court, S.D. Illinois · No. 03-03225 · Filed Sep 22, 2003 · Closed Nov 25, 2003

Role of Settles: Defendant · Outcome: Case closed 2003-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in IL (not a filing state)

Settles Aero Systems, Inc. closed

United States Bankruptcy Court, N.D. Georgia · No. 03-66694 · Filed May 8, 2003 · Closed Sep 22, 2004

Role of Settles Aero Systems, Inc.: Debtor · Outcome: Case closed 2004-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in GA (not a filing state)

Wfs Financial Inc v. Settles closed

United States Bankruptcy Court, C.D. California · No. 2:03-ap-01634 · Filed Apr 29, 2003 · Closed Aug 25, 2003

Role of Settles: Defendant · Outcome: Case closed 2003-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in the person's filing state (CA)

Settles v. Home American Credit, Inc. closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 03-00208 · Filed Mar 18, 2003 · Closed Mar 30, 2004

Role of Settles: Plaintiff · Outcome: Case closed 2004-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in PA (not a filing state)

TWA Inc. Post Confirmation Estate v. Settles Ground Support, Inc. closed

United States Bankruptcy Court, D. Delaware · No. 02-75176 · Filed Dec 12, 2002 · Closed Aug 14, 2003

Role of Settles Ground Support, Inc.: Defendant · Outcome: Case closed 2003-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in DE (not a filing state)

Kenneth Jay Settles and Shelley Renee Settles closed

United States Bankruptcy Court, C.D. California · No. 9:01-bk-10348 · Filed Feb 7, 2001 · Closed May 30, 2001

Role of Kenneth Jay Settles and Shelley Renee Settles: Debtor · Outcome: Case closed 2001-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); different first name (jay); court in the person's filing state (CA)

Settles v. Kass Management closed

United States Bankruptcy Court, N.D. Illinois · No. 00-00278 · Filed Mar 7, 2000 · Closed Aug 10, 2000

Role of Settles: Plaintiff · Outcome: Case closed 2000-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in IL (not a filing state)

Settles v. Educational Credit Management Corp. closed

United States Bankruptcy Court, N.D. Georgia · No. 99-06345 · Filed Jul 27, 1999 · Closed Jun 13, 2000

Role of Settles: Plaintiff · Outcome: Case closed 2000-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in GA (not a filing state)

Settles v. AFSA Data Corporation closed

United States Bankruptcy Court, E.D. Arkansas · No. 1:97-ap-01004 · Filed Feb 24, 1997 · Closed Dec 17, 1997

Role of Settles: Plaintiff · Outcome: Case closed 1997-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in AR (not a filing state)

The Citizens And Southern National Bank v. Settles closed

United States Bankruptcy Court, N.D. Georgia · No. 96-06474 · Filed Aug 9, 1996 · Closed May 19, 1998

Role of Settles: Defendant · Outcome: Case closed 1998-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); surname only in the caption; court in GA (not a filing state)

Kenneth Settles, SR. closed

United States Bankruptcy Court, S.D. Georgia · No. 95-10218 · Filed Feb 10, 1995 · Closed Apr 22, 1997

Role of Kenneth Settles, SR.: Debtor · Outcome: Case closed 1997-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); first name matches; court in GA (not a filing state)

Kenneth H. Settles closed

United States Bankruptcy Court, E.D. Virginia · No. 94-40038 · Filed Jan 7, 1994 · Closed May 3, 1994

Role of Kenneth H. Settles: Debtor · Outcome: Case closed 1994-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); first name matches; court in VA (not a filing state)

Kenneth Settles closed

United States Bankruptcy Court, N.D. Ohio · No. 92-11842 · Filed Mar 30, 1992 · Closed Dec 21, 1993

Role of Kenneth Settles: Debtor · Outcome: Case closed 1993-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); first name matches; court in OH (not a filing state)

Kenneth Settles closed

United States Bankruptcy Court, N.D. Ohio · No. 91-15584 · Filed Oct 10, 1991 · Closed Jun 26, 1992

Role of Kenneth Settles: Debtor · Outcome: Case closed 1992-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); first name matches; court in OH (not a filing state)

Perry, Settles and Lawson, Inc. v. Weiner closed

United States Bankruptcy Court, N.D. California · No. 91-04393 · Filed Aug 12, 1991 · Closed Aug 5, 1997

Role of Perry, Settles and Lawson, Inc.: Plaintiff · Outcome: Case closed 1997-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); different first name (perry); court in the person's filing state (CA)

Kenneth Settles and Donna Settles closed

United States Bankruptcy Court, S.D. Georgia · No. 86-10422 · Filed May 9, 1986 · Closed May 25, 1990

Role of Kenneth Settles and Donna Settles: Debtor · Outcome: Case closed 1990-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 104 federal dockets); first name matches; court in GA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Kenneth Settles — 2 worth asking about (compared 12 filings on Oct 24, 2026)

Worth asking · Jan 17, 2020 – Jan 15, 2021

Amount sold went down between filings — SailingStone Global Natural Resources Fund, L.P.

The Jan 17, 2020 filing says $516,683,325 sold; the Jan 15, 2021 Form D/A says $462,328,773 sold — $54,354,552 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 17, 2020 ↗Form D/A (later) · Jan 15, 2021 ↗SailingStone Global Natural Resources Fund, L.P. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Jan 17, 2020 ↗ (Jan 17, 2020)
Form D/A (later) · Jan 15, 2021 ↗ (Jan 15, 2021)
SailingStone Global Natural Resources Fund, L.P. — PartnerFacts page ↗ (Jun 8, 2026)

Worth asking · Jul 24, 2023 – May 23, 2024

Form D filed 304 days after the first sale — PEP SailingStone Ludlow LP

The filing says the first sale was Jul 24, 2023. The Form D was filed May 23, 2024 — 304 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 289 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · May 23, 2024 ↗PEP SailingStone Ludlow LP — PartnerFacts page ↗

Sources

Form D · May 23, 2024 ↗ (May 23, 2024)
PEP SailingStone Ludlow LP — PartnerFacts page ↗ (May 23, 2024)

Note · Jan 2, 2015 – Jan 20, 2015

Form D filed 18 days after the first sale — SailingStone Global Natural Resources Fund, L.P.

The filing says the first sale was Jan 2, 2015. The Form D was filed Jan 20, 2015 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 20, 2015 ↗SailingStone Global Natural Resources Fund, L.P. — PartnerFacts page ↗

Sources

Form D · Jan 20, 2015 ↗ (Jan 20, 2015)
SailingStone Global Natural Resources Fund, L.P. — PartnerFacts page ↗ (Jun 8, 2026)

Note · Jan 15, 2021 – Jun 6, 2023

Address moved from Larkspur, CA to Houston, TX — SailingStone Global Natural Resources Fund, L.P.

The people listed on the Jan 15, 2021 filing give Larkspur, CA; on the Jun 6, 2023 filing they give Houston, TX.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jan 15, 2021 ↗Form D/A · Jun 6, 2023 ↗SailingStone Global Natural Resources Fund, L.P. — PartnerFacts page ↗

Sources

Form D/A · Jan 15, 2021 ↗ (Jan 15, 2021)
Form D/A · Jun 6, 2023 ↗ (Jun 6, 2023)
SailingStone Global Natural Resources Fund, L.P. — PartnerFacts page ↗ (Jun 8, 2026)

Note · Jan 18, 2019 – Jan 17, 2020

Address moved from San Francisco, CA to Larkspur, CA — SailingStone Global Natural Resources Fund, L.P.

The people listed on the Jan 18, 2019 filing give San Francisco, CA; on the Jan 17, 2020 filing they give Larkspur, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jan 18, 2019 ↗Form D/A · Jan 17, 2020 ↗SailingStone Global Natural Resources Fund, L.P. — PartnerFacts page ↗

Sources

Form D/A · Jan 18, 2019 ↗ (Jan 18, 2019)
Form D/A · Jan 17, 2020 ↗ (Jan 17, 2020)
SailingStone Global Natural Resources Fund, L.P. — PartnerFacts page ↗ (Jun 8, 2026)

Note · Jan 20, 2015 – Jun 8, 2026

Kenneth Settles is listed with 2 different address states: CA, TX

CA on 7 filings (Jan 20, 2015 to Jan 15, 2021); TX on 5 filings (Jun 6, 2023 to Jun 8, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jan 20, 2015 ↗Form D/A · Jun 6, 2023 ↗

Sources

Form D · Jan 20, 2015 ↗ (Jan 20, 2015)
Form D/A · Jun 6, 2023 ↗ (Jun 6, 2023)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jun 8, 2026 D/A SailingStone Global Natural Resources Fund, L.P. File 021-232547	$0 (est.)	$0 (est.)	$0 Management fees are payable by the Issuer as disclosed in the Issuer's offering documents	MOELIS & COMPANY LLC BrokerCheck CRD 145115 ↗	EDGAR ↗
May 23, 2024 D PEP SailingStone Ludlow LP File 021-514053	$0	$0	$0 Management fees are payable by the Issuer as disclosed in the Issuer's offering documents	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Kenneth Settles on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Sailingstone

SailingStone Global Natural Resources Fund, L.P.

Houston, TX · Jan 20, 2015 → Jun 8, 2026 · 11 filings

Jun 8, 2026 · D/A · $596,965,315 sold of Indefinite · 95 investors · min. $10,000,000 · role: Executive Officer (Principal of the General Partner and Investment Manager) EDGAR ↗
Jun 11, 2025 · D/A · $587,072,315 sold of Indefinite · 89 investors · min. $10,000,000 · role: Executive Officer (Principal of the General Partner and Investment Manager) EDGAR ↗
Jun 6, 2025 · D/A · $587,072,315 sold of Indefinite · 89 investors · min. $10,000,000 · role: Executive Officer (Principal of the General Partner and Investment Manager) EDGAR ↗
Jun 6, 2023 · D/A · $584,857,315 sold of Indefinite · 85 investors · min. $10,000,000 · role: Executive Officer (Principal of the General Partner and Investment Manager) EDGAR ↗
Jan 15, 2021 · D/A · $462,328,773 sold of Indefinite · 58 investors · min. $10,000,000 · role: Executive Officer (Principal of the General Partner and Investment Manager) EDGAR ↗
Jan 17, 2020 · D/A · $516,683,325 sold of Indefinite · 57 investors · min. $10,000,000 · role: Executive Officer (Principal of the General Partner and Investment Manager) EDGAR ↗
Jan 18, 2019 · D/A · $496,383,325 sold of Indefinite · 55 investors · min. $10,000,000 · role: Executive Officer (Principal of the General Partner and Investment Manager) EDGAR ↗
Jan 19, 2018 · D/A · $438,740,513 sold of Indefinite · 48 investors · min. $10,000,000 · role: Executive Officer (Principal of the General Partner and Investment Manager) EDGAR ↗
Jan 20, 2017 · D/A · $343,372,542 sold of Indefinite · 40 investors · min. $10,000,000 · role: Executive Officer (Principal of the General Partner and Investment Manager) EDGAR ↗
Jan 20, 2016 · D/A · $290,466,460 sold of Indefinite · 33 investors · min. $10,000,000 · role: Executive Officer (Principal of the General Partner and Investment Manager) EDGAR ↗
Jan 20, 2015 · D · $6,625,000 sold of Indefinite · 7 investors · min. $10,000,000 · role: Executive Officer (Principal of the General Partner and Investment Manager) EDGAR ↗

Raised $597M from 95 investors as of the latest filing. Kenneth is listed as executive officer on 11 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Sailingstone

PEP SailingStone Ludlow LP

Houston, TX · May 23, 2024

May 23, 2024 · D · $10,000,000 sold of $10,000,000 · 17 investors · min. $50,000 · role: Executive Officer (Principal of the General Partner and Investment Manager) EDGAR ↗

Raised $10M from 17 investors (100% of the $10M target) as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗

Sources

People around Kenneth 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity