PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:42 AM ET

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KC
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Kenneth R. Code

Named as an officer, director or promoter on SEC Form D filings · CA · Jan 26, 2011 → Jan 23, 2024

1deal (issuers)
$1.14Mreported sold
43investors
28Form D filings
2011–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Kenneth R. Code is listed as an executive officer and director on 28 SEC Form D filings by 1 issuer between Jan 2011 and Jan 2024: BIOLARGO, INC. (Westminster, CA — industry reported as "Other" — 2011–2024; $1.14M reported sold to 43 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Charles K. Dargan (28 shared filings), Dennis E. Marshall (28 shared filings), Dennis P Calvert (28 shared filings), Joseph L. Provenzano (28 shared filings), Gary A. Cox (21 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Kenneth. Each name links to their own page.

The issuer belongs to the sponsor group Biolargo (2 issuers, $1.7M reported sold, 2011–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Biolargo has 2 companies on file and $1.7M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 28 public filings for Kenneth R. Code and found 11 differences, 3 worth asking the sponsor about: 23 filings report more than 10% of the money raised going to insiders; 10 paid sellers are listed without a CRD number; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Kenneth R. Code has not run yet — it is joining a line of 39,207 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Kenneth R. Code..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Kenneth R. Code — 3 worth asking about (compared 28 filings on Oct 24, 2026)

Worth asking · Jan 26, 2011 – May 20, 2019

23 filings report more than 10% of the money raised going to insiders

50% of the money raised went to insiders — BIOLARGO, INC. · 429% of the money raised went to insiders — BIOLARGO, INC. · 500% of the money raised went to insiders — BIOLARGO, INC. · 100% of the money raised went to insiders — BIOLARGO, INC. · 138% of the money raised went to insiders — BIOLARGO, INC. · and 18 more

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · May 20, 2019 ↗BIOLARGO, INC. — PartnerFacts page ↗Form D · Jan 29, 2019 ↗Form D · Apr 13, 2018 ↗
Sources
Note · Jan 23, 2024

Kenneth R. Code appears on 1 deal that stopped filing before reaching its target

BIOLARGO, INC. (last filing Jan 23, 2024; $1,142,500 sold of $6,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

BIOLARGO, INC. — PartnerFacts page ↗
Sources
Worth asking · Jan 28, 2011 – Apr 11, 2014

10 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Mark Fissore — BIOLARGO, INC. · Paid seller listed without a CRD number: MOSHE AZARI — BIOLARGO, INC. · Paid seller listed without a CRD number: DENNIS DESMITH — BIOLARGO, INC. · Paid seller listed without a CRD number: HOWARD ISAACS — BIOLARGO, INC. · Paid seller listed without a CRD number: TOM TALBOT — BIOLARGO, INC. · and 5 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Apr 11, 2014 ↗BrokerCheck search: Mark Fissore ↗BIOLARGO, INC. — PartnerFacts page ↗BrokerCheck search: MOSHE AZARI ↗
Sources
Worth asking · Dec 18, 2008 – Jan 23, 2024

13 Form Ds were filed more than 15 days after the first sale

Form D filed 67 days after the first sale — BIOLARGO, INC. · Form D filed 171 days after the first sale — BIOLARGO, INC. · Form D filed 368 days after the first sale — BIOLARGO, INC. · Form D filed 581 days after the first sale — BIOLARGO, INC. · Form D filed 769 days after the first sale — BIOLARGO, INC. · and 8 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jan 23, 2024 ↗BIOLARGO, INC. — PartnerFacts page ↗Form D · Jan 28, 2011 ↗Form D · Jan 28, 2011 ↗
Sources
Note · Dec 18, 2008 – May 4, 2022

17 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — BIOLARGO, INC. (latest filing May 4, 2022) · No amendment in the last 12 months on an offering that may still be open — BIOLARGO, INC. (latest filing May 20, 2019) · No amendment in the last 12 months on an offering that may still be open — BIOLARGO, INC. (latest filing Jan 29, 2019) · No amendment in the last 12 months on an offering that may still be open — BIOLARGO, INC. (latest filing Apr 13, 2018) · No amendment in the last 12 months on an offering that may still be open — BIOLARGO, INC. (latest filing Aug 3, 2017) · and 12 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · May 4, 2022 ↗BIOLARGO, INC. — PartnerFacts page ↗Form D · May 20, 2019 ↗Form D · Jan 29, 2019 ↗
Sources
Note · Sep 17, 2013 – Apr 11, 2014

Offering amount changed between filings — BIOLARGO, INC.

The Sep 17, 2013 filing says $750,000 offered; the Apr 11, 2014 Form D/A says $862,500.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Sep 17, 2013 ↗Form D/A (later) · Apr 11, 2014 ↗BIOLARGO, INC. — PartnerFacts page ↗
Sources
Note · Feb 14, 2012 – May 30, 2012

Offering amount changed between filings — BIOLARGO, INC.

The Feb 14, 2012 filing says $1,000,000 offered; the May 30, 2012 Form D/A says $1,150,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Feb 14, 2012 ↗Form D/A (later) · May 30, 2012 ↗BIOLARGO, INC. — PartnerFacts page ↗
Sources
Note · Jan 26, 2011 – Oct 13, 2011

Kenneth R. Code is written 2 different ways on the filings

listed as "Kenneth Reay Code" on 6 filings (from Jan 26, 2011), and "Kenneth R. Code" on 22 filings (from Oct 13, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jan 26, 2011 ↗Form D · Oct 13, 2011 ↗Kenneth R. Code — PartnerFacts page ↗
Sources
Note · Jan 26, 2011 – Jan 23, 2024

Reported revenue range changed between filings — BIOLARGO, INC.

"$1 - $1,000,000" (Jan 26, 2011); then "$1,000,001 - $5,000,000" (Jan 29, 2019); then "$5,000,001 - $25,000,000" (Jan 23, 2024).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jan 26, 2011 ↗Form D · Jan 29, 2019 ↗Form D · Jan 23, 2024 ↗BIOLARGO, INC. — PartnerFacts page ↗
Sources
Note · Aug 1, 2016 – Jan 11, 2017

Address moved from Santa Ana, CA to Westminster, CA — BIOLARGO, INC.

The people listed on the Aug 1, 2016 filing give Santa Ana, CA; on the Jan 11, 2017 filing they give Westminster, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Aug 1, 2016 ↗Form D · Jan 11, 2017 ↗BIOLARGO, INC. — PartnerFacts page ↗
Sources
Note · Feb 27, 2013 – Jul 24, 2013

Address moved from La Mirada, CA to Santa Ana, CA — BIOLARGO, INC.

The people listed on the Feb 27, 2013 filing give La Mirada, CA; on the Jul 24, 2013 filing they give Santa Ana, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Feb 27, 2013 ↗Form D/A · Jul 24, 2013 ↗BIOLARGO, INC. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 22 offerings report sales commissions totalling $840,110; 8 report finder's fees totalling $326,100; 18 report proceeds to related persons totalling $4,734,847. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 23, 2024 D
BIOLARGO, INC.
File 021-503119
$81,500$0$75,000 (est.)
Proceeds used for general working capital, some of which is used for officer salaries.
The Oak Ridge Financial Services Group, Inc. BrokerCheck CRD 41941 ↗EDGAR ↗
May 4, 2022 D
BIOLARGO, INC.
File 021-444403
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 20, 2019 D
BIOLARGO, INC.
File 021-339943
$0$0$100,000 (est.)
Response assumes offering is fully funded.
None listed on this filingEDGAR ↗
Jan 29, 2019 D
BIOLARGO, INC.
File 021-331630
$0$0$300,000 (est.)
Response assumes offering is fully funded.
None listed on this filingEDGAR ↗
Apr 13, 2018 D
BIOLARGO, INC.
File 021-310160
$0$0$500,000 (est.)
Response assumes offering is fully funded.
None listed on this filingEDGAR ↗
Aug 3, 2017 D
BIOLARGO, INC.
File 021-292038
$0$0$250,000 (est.)None listed on this filingEDGAR ↗
Aug 2, 2017 D
BIOLARGO, INC.
File 021-292022
$0$0$300,000 (est.)None listed on this filingEDGAR ↗
Jan 17, 2017 D
BIOLARGO, INC.
File 021-278604
$0$0$0None listed on this filingEDGAR ↗
Jan 11, 2017 D
BIOLARGO, INC.
File 021-278101
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 1, 2016 D
BIOLARGO, INC.
File 021-268040
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 18, 2015 D
BIOLARGO, INC.
File 021-236136
$750,000 (est.)$0$600,000 (est.)FREEDOM INVESTORS CORP. BrokerCheck CRD 23714 ↗
RANDALL ALAN HELLER BrokerCheck CRD 1209975 ↗
via KCD FINANCIAL, INC (CRD 127473 ↗)
EDGAR ↗
Dec 31, 2014 D/A
BIOLARGO, INC.
File 021-223450
$8,610$0$200,000 (est.)Monarch Bay Securities BrokerCheck CRD 141391 ↗EDGAR ↗
Apr 11, 2014 D/A
BIOLARGO, INC.
File 021-203007
$0$47,100$200,000 (est.)MOSHE AZARI no CRD number reported
DENNIS DESMITH no CRD number reported
HOWARD ISAACS no CRD number reported
MARK FISSORE no CRD number reported
TOM TALBOT no CRD number reported		EDGAR ↗
Jul 24, 2013 D/A
BIOLARGO, INC.
File 021-192462
$0$67,000$230,000 (est.)BELL TOWER CAPITAL PARTNERS no CRD number reportedEDGAR ↗
Jul 5, 2012 D
BIOLARGO, INC.
File 021-180779
$0$50,000 (est.)$350,000 (est.)None listed on this filingEDGAR ↗
May 30, 2012 D/A
BIOLARGO, INC.
File 021-173399
$0$64,500$300,000 (est.)None listed on this filingEDGAR ↗
Jan 18, 2012 D/A
BIOLARGO, INC.
File 021-167161
$0$3,500 (est.)$135,000 (est.)None listed on this filingEDGAR ↗
Jul 6, 2011 D/A
BIOLARGO, INC.
File 021-154565
$0$8,000$350,000 (est.)Trevor Leeds no CRD number reported
Bruce Kelber no CRD number reported		EDGAR ↗
Jan 28, 2011 D
BIOLARGO, INC.
File 021-154536
$0$9,900$156,934Trevor Leeds no CRD number reported
Jim DeFord no CRD number reported		EDGAR ↗
Jan 28, 2011 D
BIOLARGO, INC.
File 021-154563
$0$76,100$367,433Trevor Leeds no CRD number reported
Jim DeFord no CRD number reported
Bruce Kelber no CRD number reported
Mark Fissore no CRD number reported
Wes Larsen no CRD number reported		EDGAR ↗
Jan 27, 2011 D
BIOLARGO, INC.
File 021-154479
$0$0$155,489None listed on this filingEDGAR ↗
Jan 26, 2011 D
BIOLARGO, INC.
File 021-154378
$0$0$164,991None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Kenneth R. Code on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

B
Other · group: Biolargo

BIOLARGO, INC.

Westminster, CA · Jan 26, 2011 → Jan 23, 2024 · 28 filings
  • Jan 23, 2024 · D · $815,000 sold of $815,000 · 17 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • May 4, 2022 · D · $726,000 sold of $5,000,000 · 4 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • May 20, 2019 · D · $200,000 sold of $600,000 · 1 investors · min. $200,000 · role: Executive Officer, Director EDGAR ↗
  • Jan 29, 2019 · D · $70,000 sold of $1,500,000 · 2 investors · min. $20,000 · role: Executive Officer, Director EDGAR ↗
  • Apr 13, 2018 · D · $100,000 sold of $1,500,000 · 1 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Aug 3, 2017 · D · $250,000 sold of $750,000 · 2 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Aug 2, 2017 · D · $217,000 sold of $1,500,000 · 4 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Jan 17, 2017 · D · $250,000 sold of $250,000 · 2 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
  • Jan 11, 2017 · D · $242,000 sold of $600,000 · 4 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Aug 1, 2016 · D · $280,000 sold of $280,000 · 2 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 18, 2015 · D · $75,000 sold of $6,000,000 · 2 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Dec 31, 2014 · D/A · $287,000 sold of $5,000,000 · 10 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Aug 22, 2014 · D · $75,000 sold of $5,000,000 · 2 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Apr 11, 2014 · D/A · $862,500 sold of $862,500 · 23 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Sep 17, 2013 · D · $15,000 sold of $750,000 · 1 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Jul 24, 2013 · D/A · $700,000 sold of $1,500,000 · 13 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Feb 27, 2013 · D · $350,000 sold of $1,500,000 · 8 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Jul 5, 2012 · D · $321,086 sold of $1,500,000 · 8 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • May 30, 2012 · D/A · $1,084,743 sold of $1,150,000 · 32 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Feb 14, 2012 · D · $95,000 sold of $1,000,000 · 3 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Jan 18, 2012 · D/A · $465,619 sold of $1,000,000 · 16 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Oct 13, 2011 · D · $50,000 sold of $1,000,000 · 1 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Jul 6, 2011 · D/A · $978,520 sold of $1,000,000 · 43 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Jan 28, 2011 · D · $111,000 sold of $1,000,000 · 4 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Jan 28, 2011 · D · $1,142,500 sold of $1,142,500 · 41 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Jan 28, 2011 · D · $438,855 sold of $1,000,000 · 18 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Jan 27, 2011 · D · $681,410 sold of $1,000,000 · 23 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Jan 26, 2011 · D · $723,000 sold of $1,000,000 · 18 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗

Raised $1.14M from 43 investors (100% of the $815K target) as of the latest filing. Kenneth is listed as executive officer, director on 28 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • KENNETH S. CODE — MD, 25 issuers, Jan 25, 2010 → Dec 31, 2025 · no shared issuer

People around Kenneth 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph L. Provenzano

Executive Officer, Director · 28 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kenneth R. Code. Their page shows their other deals.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Charles K. Dargan

Executive Officer · 28 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kenneth R. Code. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis E. Marshall

Director · 28 shared filings (1 issuer)

Listed on the same filings as Kenneth R. Code. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis P Calvert

Executive Officer, Director · 28 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Kenneth R. Code. Their page shows their other deals.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Kent C. Roberts, II

Director · 21 shared filings (1 issuer) · also on 6 other issuers

Kent C. Roberts, II is on 7 issuers in total — a repeat sponsor. Their page lists every one.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gary A. Cox

Director · 21 shared filings (1 issuer)

Listed on the same filings as Kenneth R. Code. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John S. Runyan

Director · 20 shared filings (1 issuer)

Listed on the same filings as Kenneth R. Code. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jack B. Strommen

Director · 7 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Kenneth R. Code. Their page shows their other deals.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Linda Park

Director · 1 shared filing (1 issuer)

Listed on the same filings as Kenneth R. Code. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Christina Bray

Director · 1 shared filing (1 issuer)

Listed on the same filings as Kenneth R. Code. Their page shows their other deals.

The team behind the deals

B
Sponsor group

Biolargo

2 issuers · 29 filings · $1.7M reported sold · 2011–2026

One team, 2 deal companies. Kenneth R. Code is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Kenneth R. Code.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Kenneth R. Code by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Kenneth R. Code is listed on: none on file. No website or social profile named in BIOLARGO, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #107,856 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Westminster, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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