Ken Pretty is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Aug 2012 and Nov 2013: Forge Petroleum Corp (Calgary, Alberta, Canada (as filed: A0) — oil and gas — 2012–2013; $5.07M reported sold to 1 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Chad Gutor (2 shared filings), George Ziroff (2 shared filings), James E. Davis (2 shared filings), Jim Kalman (2 shared filings), Kevin Collings (2 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ken. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Ken Pretty and found 2 differences: Form D filed 25 days after the first sale; Reported revenue range changed between filings.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.