PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:39 AM ET

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Kelly Eppich

Named as an officer, director or promoter on SEC Form D filings · CA · Nov 19, 2010 → Feb 7, 2019

50deals (issuers)
$8.44Breported sold
4,628investors
73Form D filings
2010–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Kelly Eppich is listed as an executive officer and director on 73 SEC Form D filings by 50 issuers between Nov 2010 and Feb 2019. Largest by amount reported sold: CIM Fund VIII, L.P. (Los Angeles, CA — pooled investment fund — 2013–2015; $1.88B reported sold to 31 investors), CIM UII Onshore, L.P. (Los Angeles, CA — pooled investment fund — 2017–2019; $1.57B reported sold to 27 investors), CMMTP-1, L.P. (Los Angeles, CA — commercial — 2018; $1.27B reported sold to 6 investors), CMMT Partners, L.P. (Los Angeles, CA — pooled investment fund — 2016–2018; $1.27B reported sold to 58 investors), CIM Fund IX, L.P. (Los Angeles, CA — pooled investment fund — 2017–2018; $783.7M reported sold to 34 investors) and 45 more (all listed below).

What this means That is a lot of deals — 50 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $8.44B sold in total.

Listed alongside Avraham Shemesh (73 shared filings), Richard S. Ressler (73 shared filings), Charles E. Garner II (72 shared filings), David Thompson (72 shared filings), Shaul Kuba (71 shared filings) and 48 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Kelly. Each name links to their own page.

All 50 issuers belong to the sponsor group Cim (74 issuers, $16.69B reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Cim has 74 companies on file and $16.69B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 73 public filings for Kelly Eppich and found 7 differences, 3 worth asking the sponsor about: 8 paid sellers are listed without a CRD number; Form D filed 286 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Kelly Eppich has not run yet — it is joining a line of 25,131 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Kelly Eppich..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 2 open, 2 closed (disposition not in docket feed)

EOG RESOURCES INC C/O BONDS ELLIS EPPICH SCHAFER J open
United States Bankruptcy Court, S.D. Texas · No. 24-00928 · Filed Jun 13, 2024
Role of EOG RESOURCES INC C/O BONDS ELLIS EPPICH SCHAFER J: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 11 federal dockets); different first name (ellis); court in TX (not a filing state)
PI LOT THOMAS LOGISTICS LLC C/O JOSHUA N EPPICH open
United States Bankruptcy Court, S.D. Texas · No. 24-00849 · Filed May 17, 2024
Role of PI LOT THOMAS LOGISTICS LLC C/O JOSHUA N EPPICH: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 11 federal dockets); different first name (joshua); court in TX (not a filing state)
Capital One Bank (USA), N.A. v. Eppich closed
United States Bankruptcy Court, N.D. Ohio · No. 08-01365 · Filed Dec 1, 2008 · Closed Feb 9, 2009
Role of Eppich: Defendant · Outcome: Case closed 2009-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 11 federal dockets); surname only in the caption; court in OH (not a filing state)
Richard C. Breeden, Esq. v. Eppich closed
United States Bankruptcy Court, N.D. New York · No. 98-53540 · Filed Mar 26, 1998 · Closed Apr 19, 2000
Role of Eppich: Defendant · Outcome: Case closed 2000-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 11 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Kelly Eppich — 3 worth asking about (compared the newest 50 of 73 filings on Oct 24, 2026; older filings not covered)

Note · Feb 28, 1996 – Apr 11, 2012

5 bankruptcy cases name the subject or team members

Bankruptcy case: 808 Brannan Street, Inc. — filed Jul 15, 2010 · Bankruptcy case: Capital One Bank (USA), N.A. v. Eppich — filed Dec 1, 2008 · Bankruptcy case: Takenaka v. S.F. Brannan Street Wholesale Florist, Inc. — filed Jun 13, 2000 · Bankruptcy case: Richard C. Breeden, Esq. v. Eppich — filed Mar 26, 1998 · Bankruptcy case: Cole Avenue Associates — filed Feb 28, 1996

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗274 Brannan Street Holdings, LLC — PartnerFacts page ↗Docket · United States Bankruptcy Court, N.D. Ohio ↗Docket · United States Bankruptcy Court, N.D. California ↗
Sources
Worth asking · Aug 20, 2013 – Nov 19, 2025

8 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Mitsui & Co. Alternative Investment Limited — CIM UII Onshore, L.P. · Paid seller listed without a CRD number: Mitsui & Co. Alternative Investment Limited — CMMT Partners, L.P. · Paid seller listed without a CRD number: Mitsui & Co. Alternative Investments Limited — CIM Fund IX, L.P. · Paid seller listed without a CRD number: PAS Advisory Services Pty Ltd — CIM Infrastructure Fund II, L.P. · Paid seller listed without a CRD number: Further Capital Partners Ltd. — CIM Infrastructure Fund II, L.P. · and 3 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Nov 19, 2025 ↗BrokerCheck search: Mitsui & Co. Alternative Investment Limited ↗CIM UII Onshore, L.P. — PartnerFacts page ↗Form D/A · Oct 27, 2025 ↗
Sources
Worth asking · Jun 9, 2016 – Mar 22, 2017

Form D filed 286 days after the first sale — CIM UII Onshore, L.P.

The filing says the first sale was Jun 9, 2016. The Form D was filed Mar 22, 2017 — 286 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 271 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Mar 22, 2017 ↗CIM UII Onshore, L.P. — PartnerFacts page ↗
Sources
Note · Nov 11, 2016 – Dec 5, 2016

Form D filed 24 days after the first sale — CMMT Partners, L.P.

The filing says the first sale was Nov 11, 2016. The Form D was filed Dec 5, 2016 — 24 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 9 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 5, 2016 ↗CMMT Partners, L.P. — PartnerFacts page ↗
Sources
Note · Dec 21, 2012 – Jan 3, 2018

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — CIM Infrastructure Fund II, L.P. (latest filing Jan 3, 2018) · No amendment in the last 12 months on an offering that may still be open — B1-CVIII Holdings, LLC (latest filing Jan 15, 2015) · No amendment in the last 12 months on an offering that may still be open — CIM Fund VIII (Parallel-1), L.P. (latest filing Jan 8, 2015) · No amendment in the last 12 months on an offering that may still be open — CIM Fund VIII, L.P. (latest filing Jan 8, 2015) · No amendment in the last 12 months on an offering that may still be open — H&H REIT, Inc. (latest filing Jan 15, 2014)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jan 3, 2018 ↗CIM Infrastructure Fund II, L.P. — PartnerFacts page ↗Form D · Jan 15, 2015 ↗B1-CVIII Holdings, LLC — PartnerFacts page ↗
Sources
Worth asking · Jul 13, 2018 – Feb 19, 2020

5 people are no longer listed on a later amendment

Kelly Eppich is no longer listed on the Feb 19, 2020 amendment — CMMTP-1, L.P. · Kelly Eppich is no longer listed on the Feb 19, 2020 amendment — Korea REIT, LLC · Kelly Eppich is no longer listed on the Feb 19, 2020 amendment — CMMT Partners, L.P. · Kelly Eppich is no longer listed on the Nov 27, 2019 amendment — CIM Fund IX, L.P. · Kelly Eppich is no longer listed on the Oct 21, 2019 amendment — CIM UII Onshore, L.P.

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D · Sep 28, 2018 ↗Form D/A · Feb 19, 2020 ↗Kelly Eppich — PartnerFacts page ↗CMMTP-1, L.P. — PartnerFacts page ↗
Sources
Note · Nov 20, 2014 – Jan 8, 2015

Minimum investment changed between filings — CIM Fund VIII, L.P.

The Nov 20, 2014 filing lists a minimum of $5,000,000; the Jan 8, 2015 Form D/A lists $4,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Nov 20, 2014 ↗Form D/A (later) · Jan 8, 2015 ↗CIM Fund VIII, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 73 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

47 of 53 offerings report sales commissions totalling $17,396,026; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 7, 2019 D/A
CIM UII Onshore, L.P.
File 021-283059
$275,000$0$0Mitsui & Co. Alternative Investment Limited no CRD number reportedEDGAR ↗
Jan 31, 2019 D
444 N. Michigan Ave (Chicago) Holdings, LLC
File 021-331809
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 31, 2019 D
1000 Washington (Boston) Holdings, LLC
File 021-331830
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 30, 2019 D
L-55 Hawthorne REIT, LLC
File 021-331737
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Nov 1, 2018 D/A
CIM Fund IX, L.P.
File 021-291733
$2,109,400 (est.)$0$0Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗
via Citi Private Advisory, LLC (CRD 153777 ↗)

Mitsui & Co. Alternative Investments Limited no CRD number reported		EDGAR ↗
Sep 28, 2018 D
Korea REIT, LLC
File 021-322446
$0$0$0None listed on this filingEDGAR ↗
Sep 28, 2018 D
CMMTP-1, L.P.
File 021-322448
$0$0$0None listed on this filingEDGAR ↗
Jul 13, 2018 D/A
CMMT Partners, L.P.
File 021-275673
$100,000 (est.)$0$0Mitsui & Co. Alternative Investment Limited no CRD number reportedEDGAR ↗
Jan 25, 2018 D
H-Turtle Creek Village REIT, LLC
File 021-304035
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 25, 2018 D
CIM Urban Income Investments Holdings Parent, LLC
File 021-304033
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 25, 2018 D
H-55 Hawthorne REIT, LLC
File 021-304029
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 24, 2018 D
1440 Broadway (NY) Holdings, LLC
File 021-304004
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 24, 2018 D
S-201Stuart REIT, LLC
File 021-304020
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 24, 2018 D
400 Paul Ave Holdings, LLC
File 021-304012
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 3, 2018 D/A
CIM Infrastructure Fund II, L.P.
File 021-257341
$1,161,000 (est.)$0$0PAS Advisory Services Pty Ltd no CRD number reported
Further Capital Partners Ltd. no CRD number reported
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Mitsui & Co. Alternative Investments Limited no CRD number reported		EDGAR ↗
Dec 22, 2017 D
CIM Infrastructure Fund II-A, L.P.
File 021-301490
$1,537,500 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jan 31, 2017 D
340 Townsend (SF) Owner, LLC
File 021-279657
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 31, 2017 D
SM REIT, LLC
File 021-279693
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 27, 2017 D/A
440 South LaSalle Street Holdings, LLC
File 021-279377
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 27, 2017 D
274 Brannan Street Holdings, LLC
File 021-279399
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 26, 2017 D
CMMT Lending REIT, LLC
File 021-279353
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 21, 2016 D
401 Church Street Holdings, LLC
File 021-255630
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 28, 2015 D
2 Rector Street Holdings Parent, LLC
File 021-232975
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 28, 2015 D
CIM Urban REIT Holdings, LLC
File 021-232978
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 15, 2015 D
B1-CVIII Holdings, LLC
File 021-232356
$35,000 (est.)$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)
EDGAR ↗
Jan 8, 2015 D/A
CIM Fund VIII, L.P.
File 021-189532
$5,980,688$0$0Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗
via Citi Private Advisory, LLC (CRD 153777 ↗)

MA Alternative Investments Ltd., OMC Chambers no CRD number reported
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)
EDGAR ↗
Jan 8, 2015 D/A
CIM Fund VIII (Parallel-1), L.P.
File 021-197463
$5,980,688$0$0Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗
via Citi Private Advisory, LLC (CRD 153777 ↗)

MA Alternative Investments Ltd., OMC Chambers no CRD number reported		EDGAR ↗
Jan 22, 2014 D
330 Townsend (SF) Owner, LLC
File 021-210467
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
3460 West 7th Street (CA), LLC
File 021-210468
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
3700 Cole Avenue (Dallas), LLC
File 021-210469
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
1616 West Dallas (Houston) Owner, LLC
File 021-210470
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
5 Hanover Square (NY) Owner, LLC
File 021-210472
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
1845 Summit Place (DC), LLC
File 021-210474
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
1829 SUMMIT PLACE (DC), LLC
File 021-210475
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
1629 Columbia Road (DC), LLC
File 021-210480
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
501 East Oltorf Street (TX) Owner, LLC
File 021-210505
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
2345 Sage Road (Houston) Owner, LLC
File 021-210513
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
265-275 Cherry Street (NY) Partner, LLC
File 021-210516
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 15, 2014 D
H&H REIT, Inc.
File 021-210094
$5,500 (est.)$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 16, 2013 D
225 5th Avenue (NY) Holdings, LLC
File 021-190374
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 8, 2013 D
725 Arizona Avenue (SM), LLC
File 021-189687
$6,250 (est.)$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 8, 2013 D
CIM Henderson Holdings, LLC
File 021-189700
$6,250 (est.)$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Feb 10, 2012 D/A
CIM VI-2 (Urban REIT), LLC
File 021-172428
$5,500 (est.)$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Feb 9, 2012 D
CIM VI-2 (Urban REIT), LLC
File 021-173191
$0$0$0None listed on this filingEDGAR ↗
Jan 24, 2012 D
CIM VI-1 (Urban REIT), LLC
File 021-172347
$5,500 (est.)$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis J. Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
May 11, 2011 D
CIM VI-1 (Urban REIT), LLC
File 021-159630
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2011 D
CIM VI (Urban REIT), LLC
File 021-153481
$5,500$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 11, 2011 D
CIM/4200 Scotland Street (Houston), L.P.
File 021-153462
$5,500$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 11, 2011 D
CIM/Urban REIT 211 Main St. (SF), L.P.
File 021-153465
$5,500$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 11, 2011 D
CIM/11620 Wilshire (Los Angeles), L.P.
File 021-153468
$5,500$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 5, 2011 D
CIM/980 9th Street (Sacramento), L.P.
File 021-152997
$5,500$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H&L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H&L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 1, 2010 D
SkyPower Ltd
File 021-151214
$0$0$0None listed on this filingEDGAR ↗
Nov 19, 2010 D
CIM VI (Urban REIT), LLC
File 021-150754
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 50

Every issuer that named Kelly Eppich on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CU
Pooled Investment Fund · group: Cim

CIM UII Onshore, L.P.

Los Angeles, CA · Mar 22, 2017 → Feb 7, 2019 · 3 filings
  • Feb 7, 2019 · D/A · $972,942,569 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Apr 3, 2018 · D/A · $905,927,213 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Mar 22, 2017 · D · $503,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

Raised $1.57B from 27 investors as of the latest filing. Kelly is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1W
REITS and Finance · group: Cim

1000 Washington (Boston) Holdings, LLC

Los Angeles, CA · Jan 31, 2019
  • Jan 31, 2019 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

4N
REITS and Finance · group: Cim

444 N. Michigan Ave (Chicago) Holdings, LLC

Los Angeles, CA · Jan 31, 2019
  • Jan 31, 2019 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

L5
REITS and Finance · group: Cim

L-55 Hawthorne REIT, LLC

Los Angeles, CA · Jan 30, 2019
  • Jan 30, 2019 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CF
Pooled Investment Fund · group: Cim

CIM Fund IX, L.P.

Los Angeles, CA · Jul 28, 2017 → Nov 1, 2018 · 3 filings
  • Nov 1, 2018 · D/A · $631,391,111 sold of Indefinite · 30 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Jul 19, 2018 · D/A · $555,549,375 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Jul 28, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

Raised $783.7M from 34 investors as of the latest filing. Kelly is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C1
Commercial · group: Cim

CMMTP-1, L.P.

Los Angeles, CA · Sep 28, 2018
  • Sep 28, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

Raised $1.27B from 6 investors as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KR
Commercial · group: Cim

Korea REIT, LLC

Los Angeles, CA · Sep 28, 2018
  • Sep 28, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the Manager of the Issuer.) EDGAR ↗

Raised $150M from 140 investors as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Cim

CMMT Partners, L.P.

Los Angeles, CA · Dec 5, 2016 → Jul 13, 2018 · 2 filings
  • Jul 13, 2018 · D/A · $326,530,612 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Dec 5, 2016 · D · $48,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

Raised $1.27B from 58 investors as of the latest filing. Kelly is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

H5
REITS and Finance · group: Cim

H-55 Hawthorne REIT, LLC

Los Angeles, CA · Jan 25, 2018
  • Jan 25, 2018 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CU
REITS and Finance · group: Cim

CIM Urban Income Investments Holdings Parent, LLC

Los Angeles, CA · Jan 25, 2018
  • Jan 25, 2018 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HT
REITS and Finance · group: Cim

H-Turtle Creek Village REIT, LLC

Los Angeles, CA · Jan 25, 2018
  • Jan 25, 2018 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

S2
REITS and Finance · group: Cim

S-201Stuart REIT, LLC

Los Angeles, CA · Jan 24, 2018
  • Jan 24, 2018 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

4P
REITS and Finance · group: Cim

400 Paul Ave Holdings, LLC

Los Angeles, CA · Jan 24, 2018
  • Jan 24, 2018 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1B
REITS and Finance · group: Cim

1440 Broadway (NY) Holdings, LLC

Los Angeles, CA · Jan 24, 2018
  • Jan 24, 2018 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Cim

CIM Infrastructure Fund II, L.P.

Los Angeles, CA · Feb 11, 2016 → Jan 3, 2018 · 3 filings
  • Jan 3, 2018 · D/A · $576,450,000 sold of Indefinite · 21 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Feb 13, 2017 · D/A · $405,000,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Feb 11, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

Raised $576.5M from 21 investors as of the latest filing. Kelly is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Cim

CIM Infrastructure Fund II-A, L.P.

Los Angeles, CA · Dec 22, 2017
  • Dec 22, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the GP of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SR
REITS and Finance · group: Cim

SM REIT, LLC

Los Angeles, CA · Jan 31, 2017
  • Jan 31, 2017 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer (Executive Officer of the General Partner of the Manager of the Issuer) EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

3T
REITS and Finance · group: Cim

340 Townsend (SF) Owner, LLC

Los Angeles, CA · Jan 31, 2017
  • Jan 31, 2017 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

2B
REITS and Finance · group: Cim

274 Brannan Street Holdings, LLC

Los Angeles, CA · Jan 27, 2017
  • Jan 27, 2017 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

4S
REITS and Finance · group: Cim

440 South LaSalle Street Holdings, LLC

Los Angeles, CA · Jan 26, 2017 → Jan 27, 2017 · 2 filings
  • Jan 27, 2017 · D/A · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗
  • Jan 26, 2017 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CL
REITS and Finance · group: Cim

CMMT Lending REIT, LLC

Los Angeles, CA · Jan 26, 2017
  • Jan 26, 2017 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

4C
REITS and Finance · group: Cim

401 Church Street Holdings, LLC

Los Angeles, CA · Jan 21, 2016
  • Jan 21, 2016 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CU
REITS and Finance · group: Cim

CIM Urban REIT Holdings, LLC

Los Angeles, CA · Jan 28, 2015
  • Jan 28, 2015 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

2R
REITS and Finance · group: Cim

2 Rector Street Holdings Parent, LLC

Los Angeles, CA · Jan 28, 2015
  • Jan 28, 2015 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Cim

B1-CVIII Holdings, LLC

Los Angeles, CA · Jan 15, 2015
  • Jan 15, 2015 · D · $4,200,000 sold of Indefinite · 10 investors · min. $50,000 · role: Executive Officer (Vice President of the Manager of the Issuer) EDGAR ↗

Raised $4.2M from 10 investors as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CF
Pooled Investment Fund · group: Cim

CIM Fund VIII, L.P.

Los Angeles, CA · Jan 4, 2013 → Jan 8, 2015 · 8 filings
  • Jan 8, 2015 · D/A · $1,876,673,008 sold of Indefinite · 31 investors · min. $4,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Nov 20, 2014 · D/A · $1,382,599,420 sold of Indefinite · 20 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Nov 20, 2014 · D/A · $1,380,511,067 sold of Indefinite · 20 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Nov 19, 2013 · D/A · $813,647,388 sold of Indefinite · 13 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Aug 20, 2013 · D/A · $553,772,188 sold of Indefinite · 12 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Jul 22, 2013 · D/A · $458,272,188 sold of Indefinite · 9 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Jun 4, 2013 · D/A · $450,126,706 sold of Indefinite · 9 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Jan 4, 2013 · D · $356,895,000 sold of Indefinite · 7 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗

Raised $1.88B from 31 investors as of the latest filing. Kelly is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CF
Pooled Investment Fund · group: Cim

CIM Fund VIII (Parallel-1), L.P.

Los Angeles, CA · Jun 4, 2013 → Jan 8, 2015 · 5 filings
  • Jan 8, 2015 · D/A · $479,994,996 sold of Indefinite · 14 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Nov 20, 2014 · D/A · $439,374,512 sold of Indefinite · 11 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Nov 19, 2013 · D/A · $144,113,806 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Jul 22, 2013 · D/A · $119,213,906 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Jun 4, 2013 · D · $80,661,647 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗

Raised $480M from 14 investors as of the latest filing. Kelly is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

22
REITS and Finance · group: Cim

265-275 Cherry Street (NY) Partner, LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

2S
REITS and Finance · group: Cim

2345 Sage Road (Houston) Owner, LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

5E
REITS and Finance · group: Cim

501 East Oltorf Street (TX) Owner, LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1C
REITS and Finance · group: Cim

1629 Columbia Road (DC), LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1S
REITS and Finance · group: Cim

1829 SUMMIT PLACE (DC), LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1S
REITS and Finance · group: Cim

1845 Summit Place (DC), LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

5H
REITS and Finance · group: Cim

5 Hanover Square (NY) Owner, LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1W
REITS and Finance · group: Cim

1616 West Dallas (Houston) Owner, LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

3C
REITS and Finance · group: Cim

3700 Cole Avenue (Dallas), LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

3W
REITS and Finance · group: Cim

3460 West 7th Street (CA), LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

3T
REITS and Finance · group: Cim

330 Townsend (SF) Owner, LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HH
REITS and Finance · group: Cim

H&H REIT, Inc.

Los Angeles, CA · Jan 15, 2014
  • Jan 15, 2014 · D · $107,000 sold of $110,000 · 107 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $107K from 107 investors (97% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

25
REITS and Finance · group: Cim

225 5th Avenue (NY) Holdings, LLC

Los Angeles, CA · Jan 16, 2013
  • Jan 16, 2013 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CH
REITS and Finance · group: Cim

CIM Henderson Holdings, LLC

Los Angeles, CA · Jan 8, 2013
  • Jan 8, 2013 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

7A
REITS and Finance · group: Cim

725 Arizona Avenue (SM), LLC

Los Angeles, CA · Jan 8, 2013
  • Jan 8, 2013 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CV
Pooled Investment Fund · group: Cim

CIM VI-2 (Urban REIT), LLC

Los Angeles, CA · Jan 25, 2012 → Feb 10, 2012 · 3 filings
  • Feb 10, 2012 · D/A · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗
  • Feb 9, 2012 · D · $125,000,000 sold of $350,000,000 · 2 investors · min. $5,000,000 · role: Executive Officer (Vice President of the Manager of the Issuer) EDGAR ↗
  • Jan 25, 2012 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $125M from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CV
Pooled Investment Fund · group: Cim

CIM VI-1 (Urban REIT), LLC

Los Angeles, CA · May 11, 2011 → Jan 24, 2012 · 2 filings
  • Jan 24, 2012 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗
  • May 11, 2011 · D · $65,000,000 sold of $2,000,000,000 · 1 investors · min. $5,000,000 · role: Executive Officer (Vice President of the Manager of the Issuer) EDGAR ↗

Raised $65M from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CV
Pooled Investment Fund · group: Cim

CIM VI (Urban REIT), LLC

Los Angeles, CA · Nov 19, 2010 → Jan 12, 2011 · 2 filings
  • Jan 12, 2011 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer (Vice President of the Manager of the Issuer) EDGAR ↗
  • Nov 19, 2010 · D · $250,000,000 sold of $445,000,000 · 6 investors · min. $25,000,000 · role: Executive Officer (Vice President of the Manager of the Issuer) EDGAR ↗

Raised $250M from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

C1
Other Real Estate · group: Cim

CIM/11620 Wilshire (Los Angeles), L.P.

Los Angeles, CA · Jan 11, 2011
  • Jan 11, 2011 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer (Vice President of the Manager of the Issuer) EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CU
Other Real Estate · group: Cim

CIM/Urban REIT 211 Main St. (SF), L.P.

Los Angeles, CA · Jan 11, 2011
  • Jan 11, 2011 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer (Vice President of the Manager of the Issuer) EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

C4
Other Real Estate · group: Cim

CIM/4200 Scotland Street (Houston), L.P.

Los Angeles, CA · Jan 11, 2011
  • Jan 11, 2011 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer (Vice President of the Manager of the Issuer) EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

C9
Other Real Estate · group: Cim

CIM/980 9th Street (Sacramento), L.P.

Los Angeles, CA · Jan 5, 2011
  • Jan 5, 2011 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer (Vice President of the Manager of the Issuer) EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Kelly is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

S
Electric Utilities · group: Cim

SkyPower Ltd

Toronto, Ontario, Canada (as filed: A6) · Dec 1, 2010
  • Dec 1, 2010 · D · $0 sold of $22,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director (Director and Secretary) EDGAR ↗

No sales reported yet as of the latest filing. Kelly is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Kelly 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

CG
Management entity

CIM Group, LLC

Promoter · 35 shared filings (13 issuers) · also on 9 other issuers

CIM Group, LLC is on 22 issuers in total — a repeat sponsor. Their page lists every one.

CF
Management entity

CIM Fund VIII GP, LLC

Director · 8 shared filings (1 issuer)

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

CU
Management entity

CIM UII Onshore GP, LLC

Promoter · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

CV
Management entity

CIM VI-2 (Partners) GP, LLC

Director · 3 shared filings (1 issuer)

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

CI
Management entity

CIM Infrastructure II GP, LLC.

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

CF
Management entity

CIM Fund IX GP, LLC

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

CP
Management entity

CMMT Partners GP, LLC

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

CK
Management entity

CMMT Korea GP, LLC

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

CV
Management entity

CIM VI (Partners) GP, LLC

Director · 2 shared filings (1 issuer)

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

CV
Management entity

CIM VI-1 (Partners) GP, LLC

Director · 2 shared filings (1 issuer)

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

CT
Management entity

CIM/Texas Apartments GP1, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

CU
Management entity

CIM Urban REIT GP IV, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

BC
Management entity

B1-CVIII Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

BG
Management entity

Block G Holdings GP2, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

BG
Management entity

Block G Holdings, LP

Director · 1 shared filing (1 issuer)

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

VC
Management entity

V. CIM VI Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

VC
Management entity

V. CMMT Partners, L.P.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

H5
Management entity

H-55 Hawthorne REIT Manager LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

S2
Management entity

S-201Stuart REIT Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

CI
Management entity

CIM Infra II AIV-3, L.P.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

1B
Management entity

1400 Broadway Manager (NY), LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

CF
Management entity

CIM Fund IX AIV-1, L.P.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Kelly Eppich. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Richard S. Ressler

Director, Executive Officer · 73 shared filings (50 issuers) · also on 20 other issuers

Richard S. Ressler is on 70 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Avraham Shemesh

Director, Executive Officer · 73 shared filings (50 issuers) · also on 19 other issuers

Avraham Shemesh is on 69 issuers in total — a repeat sponsor. Their page lists every one.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

David Thompson

Executive Officer · 72 shared filings (49 issuers) · also on 26 other issuers

David Thompson is on 75 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

C
Sponsor group

Cim

74 issuers · 138 filings · $16.69B reported sold · 2010–2026

One team, 74 deal companies. Kelly Eppich is listed on 50 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Kelly Eppich.

Same business address

32 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 13 of the 50 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): CIM UII Onshore, L.P., CMMT Partners, L.P., CMMTP-1, L.P., Korea REIT, LLC, CIM Fund IX, L.P., CIM Infrastructure Fund II, L.P., CIM Infrastructure Fund II-A, L.P., B1-CVIII Holdings, LLC, CIM Fund VIII, L.P., CIM Fund VIII (Parallel-1), L.P., CIM VI-2 (Urban REIT), LLC, CIM VI-1 (Urban REIT), LLC, CIM VI (Urban REIT), LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Kelly Eppich by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 50 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Kelly Eppich is listed on: none on file. No website or social profile named in CIM UII Onshore, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #52,929 of 374,652 in line (1,277 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Los Angeles, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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